0001209191-20-027350.txt : 20200505
0001209191-20-027350.hdr.sgml : 20200505
20200505201004
ACCESSION NUMBER: 0001209191-20-027350
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20200501
FILED AS OF DATE: 20200505
DATE AS OF CHANGE: 20200505
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Frist William R
CENTRAL INDEX KEY: 0001433377
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11239
FILM NUMBER: 20850787
MAIL ADDRESS:
STREET 1: 3100 WEST END AVENUE
STREET 2: SUITE 1060
CITY: NASHVILLE
STATE: TN
ZIP: 37203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HCA Healthcare, Inc.
CENTRAL INDEX KEY: 0000860730
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062]
IRS NUMBER: 273865930
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PARK PLZ
CITY: NASHVILLE
STATE: TN
ZIP: 37203
BUSINESS PHONE: 6153449551
MAIL ADDRESS:
STREET 1: ONE PARK PLAZA
CITY: NASHVILLE
STATE: TN
ZIP: 37203
FORMER COMPANY:
FORMER CONFORMED NAME: HCA Holdings, Inc.
DATE OF NAME CHANGE: 20101126
FORMER COMPANY:
FORMER CONFORMED NAME: HCA INC/TN
DATE OF NAME CHANGE: 20010627
FORMER COMPANY:
FORMER CONFORMED NAME: HCA THE HEALTHCARE CO
DATE OF NAME CHANGE: 20010419
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2020-05-01
0
0000860730
HCA Healthcare, Inc.
HCA
0001433377
Frist William R
3100 WEST END AVENUE
NASHVILLE
TN
37203
1
0
1
0
Common Stock, par value $0.01 per share
2020-05-01
4
A
0
1668
0.00
A
7036
D
Common Stock, par value $0.01 per share
186497.5969
I
Held indirectly through Hercules Holding II
Common Stock, par value $0.01 per share
82283.825
I
Held indirectly by Spouse and Children
Common Stock, par value $0.01 per share
3911150.4071
I
Held indirectly through Hercules Holding II by Trusts for Children
Common Stock, par value $0.01 per share
1225739.6894
I
Held indirectly through Hercules Holding II by WRF 2015, LLC
Common Stock, par value $0.01 per share
200644.4012
I
Held indirectly through Hercules Holding II by WRF 2015 IV, LLC
Common Stock, par value $0.01 per share
148512.7145
I
Held indirectly through Hercules Holding II by WRF II, LLC
Common Stock, par value $0.01 per share
6880484.1946
I
Held indirectly by The William R. Frist 2010 Family Trust
Common Stock, par value $0.01 per share
1208506.7937
I
Held indirectly by the William R. Frist Family Partnership
Common Stock, par value $0.01 per share
390598.0815
I
Held indirectly through Hercules Holding II by The William Frist August 2018 GRAT
Common Stock, par value $0.01 per share
547504.8132
I
Held indirectly through Hercules Holding II by The William R. Frist August 2019 GRAT
Common Stock, par value $0.01 per share
36629163.8593
I
Held indirectly through Hercules Holding II by Frisco, Inc.
Represents common stock underlying 1,668 restricted share units which shall vest on the sooner of the date of the 2021 annual shareholders' meeting of HCA Healthcare, Inc. or the first anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the date the Reporting Person ceases to be a member of the Board of Directors of HCA Healthcare, Inc.
Hercules Holding II ("Hercules") holds 68,912,077 shares of common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
The Reporting Person directly owns 186,497.596926 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. by virtue of his ownership in Hercules. The Reporting Person may also be deemed to have indirect beneficial ownership in respect of 4,128 shares of common stock of HCA Healthcare, Inc. and 78,155.825 units of Hercules, through an indirect pecuniary interest in such shares and units held by his children and spouse, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
The Reporting Person's spouse is trustee of six trusts for the benefit of the Reporting Person's children, and the Reporting Person may, accordingly, be deemed to be the beneficial owner of the units of Hercules held by such trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
The Reporting Person is an officer and a managing member of WRF 2015, LLC and WRF 2015 IV, LLC and may be deemed to be the beneficial owner of the units of Hercules held by these entities and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
The Reporting Person is an officer and a managing member of WRF 2015 II, LLC and may be deemed to be the beneficial owner of the 135,889.7145 units of Hercules and the 12,623 shares of common stock of HCA Healthcare, Inc. held by such entity.
The Reporting Person may be deemed the beneficial owner of the 60,678 shares of common stock of HCA Healthcare, Inc. and the 1,147,828.7937 units of Hercules held by the William R. Frist Family Partnership, of which his spouse serves as trustee, and the 328,229 shares of common stock of HCA Healthcare, Inc. and the 6,552,255.194611 units of Hercules held by The William R. Frist 2010 Family Trust, of which he serves as trustee.
The Reporting Person is trustee of The William Frist August 2018 GRAT and The William R. Frist August 2019 GRAT and may be deemed to be the beneficial owner of the units of Hercules held by such trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Healthcare, Inc. beneficially owned by Frisco, Inc., by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
/s/ Natalie Harrison Cline, Attorney-in-Fact
2020-05-05