0001209191-20-009709.txt : 20200214 0001209191-20-009709.hdr.sgml : 20200214 20200214164500 ACCESSION NUMBER: 0001209191-20-009709 CONFORMED SUBMISSION TYPE: 5 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200214 DATE AS OF CHANGE: 20200214 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIST THOMAS F JR CENTRAL INDEX KEY: 0000900596 FILING VALUES: FORM TYPE: 5 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11239 FILM NUMBER: 20621237 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCA Healthcare, Inc. CENTRAL INDEX KEY: 0000860730 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 273865930 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLZ CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153449551 MAIL ADDRESS: STREET 1: ONE PARK PLAZA CITY: NASHVILLE STATE: TN ZIP: 37203 FORMER COMPANY: FORMER CONFORMED NAME: HCA Holdings, Inc. DATE OF NAME CHANGE: 20101126 FORMER COMPANY: FORMER CONFORMED NAME: HCA INC/TN DATE OF NAME CHANGE: 20010627 FORMER COMPANY: FORMER CONFORMED NAME: HCA THE HEALTHCARE CO DATE OF NAME CHANGE: 20010419 5 1 doc5.xml FORM 5 SUBMISSION X0306 5 2019-12-31 0 0 0 0000860730 HCA Healthcare, Inc. HCA 0000900596 FRIST THOMAS F JR 3100 WEST END AVENUE NASHVILLE TN 37203 0 0 1 0 Common Stock, par value $0.01 per share 2019-05-21 5 G 0 48027.0003 0.00 D 0 I Held indirectly through Hercules Holding II by Patricia Champion Frist 2017 GRAT Common Stock, par value $0.01 per share 2019-08-20 5 G 0 945.7049 0.00 D 0 I Held indirectly through Hercules Holding II by Patricia Champion Frist May 2017 GRAT Common Stock, par value $0.01 per share 389855 D Common Stock, par value $0.01 per share 72561.6299 I Held indirectly through Hercules Holding II Common Stock, par value $0.01 per share 205471.4898 I Held indirectly through Hercules Holding II by Patricia C. Frist Common Stock, par value $0.01 per share 72598.0649 I Held indirectly through Hercules Holding II by Thomas F. Frist GST Tax Exempt Trust Common Stock, par value $0.01 per share 112157.3995 I Held indirectly through Hercules Holding II by Patricia Champion Frist May 2018 GRAT Common Stock, par value $0.01 per share 74361.9063 I Held indirectly through Hercules Holding II by Patricia Champion Frist May 2019 GRAT Common Stock, par value $0.01 per share 104300.989 I Held indirectly through Hercules Holding II by Patricia Champion Frist August 2019 GRAT Common Stock, par value $0.01 per share 36629163.8593 I Held indirectly through Hercules Holding II by Frisco, Inc. The Reporting Person is trustee of (i) the Patricia Champion Frist 2017 Grantor Retained Annuity Trust, (ii) the Thomas F. Frist GST Tax Exempt Trust, (iii) the Patricia Champion Frist May 2018 Grantor Retained Annuity Trust, (iv) the Patricia Champion Frist May 2019 Grantor Retained Annuity Trust and (v) the Patricia Champion Frist August 2019 Grantor Retained Annuity Trust and may be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. Hercules Holding II ("Hercules") holds 68,912,077 shares of common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The Reporting Person's spouse is trustee of the Patricia Champion Frist May 2017 Grantor Retained Annuity Trust, and the Reporting Person may therefore be deemed to be the beneficial owner of the units of Hercules held by this trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person directly owns 72,561.6299 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. by virtue of his ownership in Hercules. The Reporting Person may also be deemed to have indirect beneficial ownership in respect of 205,471.4898 units of Hercules through an indirect pecuniary interest in such units held by his spouse, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Healthcare, Inc. beneficially owned by Frisco, Inc., by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. /s/ Natalie Harrison Cline, Attorney-in-Fact 2020-02-14