0001209191-20-009703.txt : 20200214
0001209191-20-009703.hdr.sgml : 20200214
20200214164356
ACCESSION NUMBER: 0001209191-20-009703
CONFORMED SUBMISSION TYPE: 5
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20191231
FILED AS OF DATE: 20200214
DATE AS OF CHANGE: 20200214
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FRIST THOMAS F III
CENTRAL INDEX KEY: 0001223892
FILING VALUES:
FORM TYPE: 5
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11239
FILM NUMBER: 20621218
MAIL ADDRESS:
STREET 1: 3100 WEST END AVENUE SUITE 1225
CITY: NASHVILLE
STATE: TN
ZIP: 37203
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HCA Healthcare, Inc.
CENTRAL INDEX KEY: 0000860730
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062]
IRS NUMBER: 273865930
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ONE PARK PLZ
CITY: NASHVILLE
STATE: TN
ZIP: 37203
BUSINESS PHONE: 6153449551
MAIL ADDRESS:
STREET 1: ONE PARK PLAZA
CITY: NASHVILLE
STATE: TN
ZIP: 37203
FORMER COMPANY:
FORMER CONFORMED NAME: HCA Holdings, Inc.
DATE OF NAME CHANGE: 20101126
FORMER COMPANY:
FORMER CONFORMED NAME: HCA INC/TN
DATE OF NAME CHANGE: 20010627
FORMER COMPANY:
FORMER CONFORMED NAME: HCA THE HEALTHCARE CO
DATE OF NAME CHANGE: 20010419
5
1
doc5.xml
FORM 5 SUBMISSION
X0306
5
2019-12-31
0
0
0
0000860730
HCA Healthcare, Inc.
HCA
0001223892
FRIST THOMAS F III
3100 WEST END AVENUE
NASHVILLE
TN
37203
1
0
1
0
Common Stock, par value $0.01 per share
2019-05-21
5
G
0
13593.169
0.00
A
843617.1889
I
Held indirectly through Hercules Holding II by Thomas F. Frist III 2019 Annuity Trust I
Common Stock, par value $0.01 per share
2019-08-20
5
G
0
315.235
0.00
A
843932.4239
I
Held indirectly through Hercules Holding II by Thomas F. Frist III 2019 Annuity Trust I
Common Stock, par value $0.01 per share
5312
D
Common Stock, par value $0.01 per share
9496.54
I
Held indirectly through Hercules Holding by Spouse
Common Stock, par value $0.01 per share
2736579.4372
I
Held indirectly through Hercules Holding II by Thomas F. Frist III 2018 Annuity Trust I
Common Stock, par value $0.01 per share
1033528.4872
I
Held indirectly through Hercules Holding II by Thomas F. Frist III 2007 Family Trust
Common Stock, par value $0.01 per share
28489.62
I
Held indirectly through Hercules Holding II by Trusts for Children
Common Stock, par value $0.01 per share
2348330.3547
I
Held indirectly through Hercules Holding II by Trusts for Children
Common Stock, par value $0.01 per share
36629163.8593
I
Held indirectly through Hercules Holding II by Frisco, Inc.
Hercules Holding II ("Hercules") holds 68,912,077 shares of common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein.
The Reporting Person received gifts of 13,593.168989 and 315.234983 units of Hercules on May 21, 2019 and August 20, 2019, respectively, which were subsequently transferred to the Thomas F. Frist III 2019 Annuity Trust I, of which he serves as trustee. Following receipt of these gifts, the Reporting Person may be deemed the beneficial owner of the units of Hercules held by this trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
The Reporting Person may be deemed to have an indirect beneficial ownership in respect of 9,496.54 units of Hercules through an indirect pecuniary interest in such units held by his spouse, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
The Reporting Person is trustee of The Thomas F. Frist III 2018 Annuity Trust I and may be deemed to be the beneficial owner of the units of Hercules held by such trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
The Reporting Person's spouse is trustee of the Thomas F. Frist III 2007 Family Trust and the Reporting Person may be deemed to be the beneficial owner of the units of Hercules held by such trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
The Reporting Person may be deemed to be the beneficial owner of the aggregate (i) 28,849.62 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his sister serves as trustee, and (ii) 2,348,330.3574 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his spouse serves as trustee, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Healthcare, Inc. beneficially owned by Frisco, Inc., by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc.
/s/ Natalie Harrison Cline, Attorney-in-Fact
2020-02-14