0001209191-18-028170.txt : 20180504 0001209191-18-028170.hdr.sgml : 20180504 20180504172029 ACCESSION NUMBER: 0001209191-18-028170 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180502 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Frist William R CENTRAL INDEX KEY: 0001433377 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11239 FILM NUMBER: 18809000 MAIL ADDRESS: STREET 1: 3100 WEST END AVENUE STREET 2: SUITE 500 CITY: NASHVILLE STATE: TN ZIP: 37203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCA Healthcare, Inc. CENTRAL INDEX KEY: 0000860730 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 273865930 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLZ CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153449551 MAIL ADDRESS: STREET 1: ONE PARK PLAZA CITY: NASHVILLE STATE: TN ZIP: 37203 FORMER COMPANY: FORMER CONFORMED NAME: HCA Holdings, Inc. DATE OF NAME CHANGE: 20101126 FORMER COMPANY: FORMER CONFORMED NAME: HCA INC/TN DATE OF NAME CHANGE: 20010627 FORMER COMPANY: FORMER CONFORMED NAME: HCA THE HEALTHCARE CO DATE OF NAME CHANGE: 20010419 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-02 0 0000860730 HCA Healthcare, Inc. HCA 0001433377 Frist William R 3100 WEST END AVENUE NASHVILLE TN 37203 1 0 1 0 Common Stock, par value $0.01 per share 2018-02-20 5 G 0 E 22168 0.00 A 416420.6596 I Held indirectly through Hercules Holding II by The William R. Frist February 2018 GRAT Common Stock, par value $0.01 per share 2018-05-02 4 A 0 1790 0.00 A 3958 D Common Stock, par value $0.01 per share 9366.67 I Held indirectly through Hercules Holding II by William Frist May 2017 GRAT Common Stock, par value $0.01 per share 3911150.4071 I Held indirectly through Hercules Holding II by Trusts for Children Common Stock, par value $0.01 per share 1225739.6894 I Held indirectly through Hercules Holding II by WRF 2015, LLC Common Stock, par value $0.01 per share 148512.7145 I Held indirectly by WRF 2015 II, LLC Common Stock, par value $0.01 per share 5245981.2684 I Held indirectly through Hercules Holding II by The William R. Frist 2010 Family Trust Common Stock, par value $0.01 per share 1065.745 I Held indirectly through Hercules Holding II Common Stock, par value $0.01 per share 200644.4012 I Held indirectly through Hercules Holding II by WRF 2015 IV, LLC Common Stock, par value $0.01 per share 82283.825 I Held indirectly by Spouse and Children Common Stock, par value $0.01 per share 1208506.7937 I Held indirectly by William R. Frist Family Partnership Common Stock, par value $0.01 per share 941291 I Held indirectly through Hercules Holding II by The William Frist May 2016 Hercules GRAT Common Stock, par value $0.01 per share 49252.5988 I Held indirectly through Hercules Holding II by The William Frist November 2016 GRAT #2 Common Stock, par value $0.01 per share 547320.3404 I Held indirectly through Hercules Holding II by The William Frist February 2017 GRAT #1 Common Stock, par value $0.01 per share 780478 I Held indirectly through Hercules Holding II by The William Frist August 2017 GRAT Common Stock, par value $0.01 per share 36629163.8593 I Held indirectly through Hercules Holding II by Frisco, Inc. Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The Reporting Person received a gift of 22,168 units of Hercules on February 20, 2018 which were subsequently transferred to The William R. Frist February 2018 GRAT, of which he serves as trustee. Following receipt of this gift, the Reporting Person may be deemed the beneficial owner of the units of Hercules held by this trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. Represents common stock underlying 1,790 restricted share units which shall vest on the sooner of the date of the 2019 annual shareholders' meeting of HCA Healthcare, Inc. or the first anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the date the Reporting Person ceases to be a member of the Board of Directors of HCA Healthcare, Inc. The Reporting Person is trustee of (i) The William Frist May 2016 Hercules GRAT, (ii) The William Frist February 2017 GRAT #1, (iii) The William Frist May 2017 GRAT, (iv) The William Frist November 2016 GRAT #2 and (v) The William Frist August 2017 GRAT and may be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person's spouse is the trustee of six trusts for the benefit of the Reporting Person's children, and the Reporting Person may, accordingly, be deemed to be the beneficial owner of the units of Hercules held by such trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person is an officer and a managing member of WRF 2015, LLC and WRF 2015 IV, LLC and may be deemed to be the beneficial owner of the units of Hercules held by these entities and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person is an officer and a managing member of WRF 2015 II, LLC and may be deemed to be the beneficial owner of the 135,889.7145 units of Hercules and the 12,623 shares of common stock of HCA Healthcare, Inc. held by such entity. The Reporting Person may be deemed the beneficial owner of the 60,678 shares of common stock of HCA Healthcare, Inc. and the 1,147,828.7937 units of Hercules held by the William R. Frist Family Partnership, of which his spouse serves as trustee, and the 328,229 shares of common stock of HCA Healthcare, Inc. and the 4,917,752.2684 units of Hercules held by The William R. Frist 2010 Family Trust, of which he serves as trustee. The Reporting Person directly owns 1,065.745 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. by virtue of his ownership in Hercules. The Reporting Person may also be deemed to have indirect beneficial ownership in respect of 4,128 shares of common stock of HCA Healthcare, Inc. and 78,155.825 units of Hercules, through an indirect pecuniary interest in such shares and units held by his children and spouse, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Healthcare, Inc. beneficially owned by Frisco, Inc. by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. Natalie Harrison Cline, Attorney-in-Fact 2018-05-04