0001209191-18-028169.txt : 20180504 0001209191-18-028169.hdr.sgml : 20180504 20180504171925 ACCESSION NUMBER: 0001209191-18-028169 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180502 FILED AS OF DATE: 20180504 DATE AS OF CHANGE: 20180504 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIST THOMAS F III CENTRAL INDEX KEY: 0001223892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11239 FILM NUMBER: 18808988 MAIL ADDRESS: STREET 1: 3100 WEST END AVENUE SUITE 1225 CITY: NASHVILLE STATE: TN ZIP: 37203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCA Healthcare, Inc. CENTRAL INDEX KEY: 0000860730 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 273865930 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLZ CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153449551 MAIL ADDRESS: STREET 1: ONE PARK PLAZA CITY: NASHVILLE STATE: TN ZIP: 37203 FORMER COMPANY: FORMER CONFORMED NAME: HCA Holdings, Inc. DATE OF NAME CHANGE: 20101126 FORMER COMPANY: FORMER CONFORMED NAME: HCA INC/TN DATE OF NAME CHANGE: 20010627 FORMER COMPANY: FORMER CONFORMED NAME: HCA THE HEALTHCARE CO DATE OF NAME CHANGE: 20010419 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-05-02 0 0000860730 HCA Healthcare, Inc. HCA 0001223892 FRIST THOMAS F III 3100 WEST END AVENUE NASHVILLE TN 37203 1 0 1 0 Common Stock, par value $0.01 per share 2018-02-20 5 G 0 E 22168 0.00 A 22168.0001 I Held indirectly through Hercules Holding II Common Stock, par value $0.01 per share 2018-05-02 4 A 0 1790 0.00 A 3902 D Common Stock, par value $0.01 per share 1088856.0364 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2017 Annuity Trust I Common Stock, par value $0.01 per share 9496.54 I Held indirectly through Hercules Holding II by Spouse Common Stock, par value $0.01 per share 816795.9265 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2007 Family Trust Common Stock, par value $0.01 per share 445402.2284 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2016 Annuity Trust II Common Stock, par value $0.01 per share 77530.8667 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2016 Annuity Trust IV Common Stock, par value $0.01 per share 69570.4085 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2011 Family Trust Common Stock, par value $0.01 per share 2079808.4777 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2017 Annuity Trust II Common Stock, par value $0.01 per share 28489.62 I Held indirectly through Hercules Holding II by Trusts for Children Common Stock, par value $0.01 per share 2348330.3574 I Held indirectly through Hercules Holding II by Trusts for Children Common Stock, par value $0.01 per share 36629163.8593 I Held indirectly through Hercules Holding II by Frisco, Inc. Hercules Holding II ("Hercules") holds 68,912,077 shares of common stock of HCA Healthcare, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Healthcare, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The Reporting Person directly owns 22,168.0001 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. by virtue of his ownership in Hercules. Represents common stock underlying 1,790 restricted share units which shall vest on the sooner of the date of the 2019 annual shareholders' meeting of HCA Healthcare, Inc. or the first anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the date the Reporting Person ceases to be a member of the Board of Directors of HCA Healthcare, Inc. The Reporting Person is trustee of (i) The Thomas F. Frist III 2016 Annuity Trust II, (ii) The Thomas F. Frist III 2017 Annuity Trust II, (iii) The Thomas F. Frist III 2016 Annuity Trust IV and (iv) The Thomas F. Frist III 2017 Annuity Trust I and may be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person may be deemed to have an indirect beneficial ownership in respect of 9,496.54 units of Hercules through an indirect pecuniary interest in such units held by his spouse, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person's spouse is trustee of (i) The Thomas F. Frist III 2007 Family Trust and (ii) Thomas F. Frist III 2011 Family Trust, and the Reporting Person may be deemed to be the beneficial owner of the units of Hercules held by such trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person may be deemed to be the beneficial owner of the aggregate (i) 28,489.62 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his sister serves as trustee, and (ii) 2,348,330.3574 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his spouse serves as trustee, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Healthcare, Inc. beneficially owned by Frisco, Inc. by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Healthcare, Inc. /s/ Natalie Harrison Cline, Attorney-in-Fact 2018-05-04