0001209191-17-030356.txt : 20170505 0001209191-17-030356.hdr.sgml : 20170505 20170505164128 ACCESSION NUMBER: 0001209191-17-030356 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20170503 FILED AS OF DATE: 20170505 DATE AS OF CHANGE: 20170505 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HCA Holdings, Inc. CENTRAL INDEX KEY: 0000860730 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 273865930 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ONE PARK PLZ CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153449551 MAIL ADDRESS: STREET 1: ONE PARK PLAZA CITY: NASHVILLE STATE: TN ZIP: 37203 FORMER COMPANY: FORMER CONFORMED NAME: HCA INC/TN DATE OF NAME CHANGE: 20010627 FORMER COMPANY: FORMER CONFORMED NAME: HCA THE HEALTHCARE CO DATE OF NAME CHANGE: 20010419 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA HCA HEALTHCARE CORP DATE OF NAME CHANGE: 20000502 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FRIST THOMAS F III CENTRAL INDEX KEY: 0001223892 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-11239 FILM NUMBER: 17818952 MAIL ADDRESS: STREET 1: 3100 WEST END AVENUE SUITE 1225 CITY: NASHVILLE STATE: TN ZIP: 37203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2017-05-03 0 0000860730 HCA Holdings, Inc. HCA 0001223892 FRIST THOMAS F III 3100 WEST END AVENUE NASHVILLE TN 37203 1 0 1 0 Common Stock, par value $0.01 per share 2017-02-22 5 G 0 E 2348330.3574 0.00 A 2348330.3574 I Held indirectly through Hercules Holding II by Trusts for Children Common Stock, par value $0.01 per share 2017-05-03 4 A 0 2112 0.00 A 2112 D Common Stock, par value $0.01 per share 1745571.4876 I Held indirectly through Hercules Holding II by The Thomas F. Frist III 2016 Annuity Trust I Common Stock, par value $0.01 per share 9496.54 I Held indirectly through Hercules Holding II by Spouse Common Stock, par value $0.01 per share 732967.8401 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2007 Family Trust Common Stock, par value $0.01 per share 814696.3372 I Held indirectly through Hercules Holding II by The Thomas F. Frist III 2016 Annuity Trust II Common Stock, par value $0.01 per share 664660.6277 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2016 Annuity Trust III Common Stock, par value $0.01 per share 117895.9175 I Held indirectly through Hercules Holding II by The Thomas F. Frist III 2016 Annuity Trust IV Common Stock, par value $0.01 per share 448980.5054 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2015 Annuity Trust I Common Stock, par value $0.01 per share 43824.5688 I Held indirectly through Hercules Holding II by Thomas F. Frist III 2015 Annuity Trust III Common Stock, par value $0.01 per share 28489.62 I Held indirectly through Hercules Holding II by Trusts for Children Common Stock, par value $0.01 per share 36629163.8593 I Held indirectly through Hercules Holding II by Frisco, Inc. Hercules Holding II ("Hercules") holds 68,912,077 shares of the common stock of HCA Holdings, Inc. Hercules is held by a private investor group, including affiliates of HCA Inc. founder Dr. Thomas F. Frist, Jr. The Reporting Person may be deemed to be a member of a group exercising voting and investment control over the shares of common stock of HCA Holdings, Inc. held by Hercules. However, the Reporting Person disclaims membership in any such group and disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein. The Reporting Person may be deemed to be the beneficial owner of the aggregate (i) 28,489.62 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his sister serves as trustee, and (ii) 2,348,330.3574 units of Hercules held by certain trusts for the benefit of the Reporting Person's children, each of which his wife serves as trustee, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. Represents common stock underlying 2,112 restricted share units which shall vest on the sooner of the date of the 2018 annual shareholders' meeting of HCA Holdings, Inc. or the first anniversary of the grant date. Vested shares will be delivered to the Reporting Person on the date the Reporting Person ceases to be a member of the Board of Directors of HCA Holdings, Inc. The Reporting Person is trustee of (i) The Thomas F. Frist III 2016 Annuity Trust I, (ii) The Thomas F. Frist III 2016 Annuity Trust II, (iii) The Thomas F. Frist III 2016 Annuity Trust III, (iv) The Thomas F. Frist III 2016 Annuity Trust IV, (v) The Thomas F. Frist III 2015 Annuity Trust I and (vi) The Thomas F. Frist III 2015 Annuity Trust III and may be deemed to be the beneficial owner of the units of Hercules held by these trusts and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. The Reporting Person may be deemed to have an indirect beneficial ownership in respect of 9,496.54 units of Hercules, through an indirect pecuniary interest in such units held by his wife, and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. The Reporting Person's wife is trustee of The Thomas F. Frist III 2007 Family Trust, and the Reporting Person may be deemed to be the beneficial owner of the units of Hercules held by such trust and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. The Reporting Person may be deemed to share voting and dispositive power with respect to 36,629,163.8593 shares of HCA Holdings, Inc. beneficially owned by Frisco, Inc. by virtue of his position as a director of Frisco, Inc. Frisco, Inc. has beneficial ownership of 36,629,163.8593 units of Hercules and therefore may be deemed to own indirectly the same number of shares of common stock of HCA Holdings, Inc. /s/ Natalie Harrison Cline, Attorney-in-Fact 2017-05-05