-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, VOhzz58KUdBSr7rnL3EKNcsedE5f+0mPjvuUBNKN+3+0wmzzXV+l4mkqki/7Lb5V TEeRXfqwYFdSUG2mM+gZQg== 0000950144-06-009770.txt : 20061025 0000950144-06-009770.hdr.sgml : 20061025 20061025095549 ACCESSION NUMBER: 0000950144-06-009770 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20061024 ITEM INFORMATION: Other Events ITEM INFORMATION: Financial Statements and Exhibits FILED AS OF DATE: 20061025 DATE AS OF CHANGE: 20061025 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HCA INC/TN CENTRAL INDEX KEY: 0000860730 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-GENERAL MEDICAL & SURGICAL HOSPITALS, NEC [8062] IRS NUMBER: 752497104 STATE OF INCORPORATION: DE FISCAL YEAR END: 0324 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 001-11239 FILM NUMBER: 061161696 BUSINESS ADDRESS: STREET 1: ONE PARK PLZ CITY: NASHVILLE STATE: TN ZIP: 37203 BUSINESS PHONE: 6153449551 MAIL ADDRESS: STREET 1: ONE PARK PLAZA CITY: NASHVILLE STATE: TN ZIP: 37203 FORMER COMPANY: FORMER CONFORMED NAME: HCA THE HEALTHCARE CO DATE OF NAME CHANGE: 20010419 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA HCA HEALTHCARE CORP DATE OF NAME CHANGE: 20000502 FORMER COMPANY: FORMER CONFORMED NAME: COLUMBIA HCA HEALTHCARE CORP/ DATE OF NAME CHANGE: 19940314 8-K 1 g03855e8vk.htm HCA INC. - FORM 8-K HCA INC. - FORM 8-K
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K
CURRENT REPORT PURSUANT
TO SECTION 13 OR 15(d) OF THE
SECURITIES EXCHANGE ACT OF 1934
Date of Report (Date of earliest event reported): October 25, 2006 (October 24, 2006)
HCA INC.
(Exact Name of Registrant as Specified in Charter)
         
Delaware   001-11239   75-2497104
(State or Other   (Commission File Number)   (I.R.S. Employer
Jurisdiction       Identification No.)
of Incorporation)        
     
One Park Plaza, Nashville, Tennessee   37203
(Address of Principal Executive Offices)   (Zip Code)
Registrant’s telephone number, including area code: (615) 344-9551
Not Applicable
(Former Name or Former Address, if Changed Since Last Report)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
o   Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)
o   Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
o   Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))
o   Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))
 
 

 


TABLE OF CONTENTS

Item 8.01. Other Events
Item 9.01. Financial Statements and Exhibits.
SIGNATURES
INDEX TO EXHIBITS
EX-99.1 PRESS RELEASE 10/24/06


Table of Contents

Item 8.01. Other Events
      On October 24, 2006, HCA Inc. (the “Company”) issued a press release announcing that Hercules Holding II, LLC (“Hercules Holding”) will offer to sell, and the Company will issue, an aggregate of $4.2 billion principal amount of senior secured second lien notes, a portion of which are expected to be due in 2014 and a portion of which are expected to be due in 2016, and $1.5 billion of senior secured second lien toggle notes, which are expected to be due in 2016 (the interest on which may be paid “in kind” for the first five years after the first interest period) (the “Notes”).
      The Notes will be issued, and Hercules Holding was formed, in connection with the Company’s previously announced agreement (the “Merger Agreement”) to merge with an entity currently controlled by affiliates of Bain Capital Partners, Kohlberg Kravis Roberts & Co. and Merrill Lynch Global Private Equity (the “Merger”). The Company will use the net proceeds from the offering of the Notes, together with other financing, to consummate the Merger.
      The text of the press release is set forth as Exhibit 99.1.
Item 9.01. Financial Statements and Exhibits.
(d) Exhibits.
Exhibit 99.1 Press Release dated October 24, 2006.

2


Table of Contents

SIGNATURES
      Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
         
  HCA INC.
(Registrant)
 
 
  By:   /s/ John M. Franck II    
    John M. Franck II   
    Vice President and Corporate Secretary   
 
Date: October 25, 2006

3


Table of Contents

INDEX TO EXHIBITS
     
Exhibit Number   Exhibit
 
   
Exhibit 99.1
  Press Release dated October 24, 2006.

4

EX-99.1 2 g03855exv99w1.htm EX-99.1 PRESS RELEASE 10/24/06 EX-99.1
 

Exhibit 99.1
()
     
 
  FOR IMMEDIATE RELEASE
 
   
INVESTOR CONTACT:
  MEDIA CONTACT:
Mark Kimbrough
  Jeff Prescott
615-344-2688
  615-344-5708
HCA Inc. to Issue $4.2 Billion Senior Secured Second Lien Notes
and $1.5 Billion Senior Secured Second Lien Toggle Notes
      Nashville, TN — October 24, 2006 — HCA Inc. (NYSE: HCA) today announced that Hercules Holding II, LLC (“Hercules Holding”) will offer to sell, and HCA Inc. will issue, an aggregate of $4.2 billion principal amount of senior secured second lien notes, a portion of which are expected to be due in 2014 and a portion of which are expected to be due in 2016, and $1.5 billion of senior secured second lien toggle notes, which are expected to be due in 2016 (the interest on which may be paid “in kind” for the first five years after the first interest period) (the “Notes”).
      The Notes will be issued, and Hercules Holding was formed, in connection with HCA Inc.’s previously announced agreement (the “Merger Agreement”) to merge with an entity currently controlled by affiliates of Bain Capital Partners, Kohlberg Kravis Roberts & Co. and Merrill Lynch Global Private Equity (the “Merger”). HCA Inc. will use the net proceeds from the offering of the Notes, together with other financing, to consummate the Merger. The offering of the Notes is expected to close as soon as practicable following the special meeting of shareholders of HCA Inc. to adopt the Merger Agreement, scheduled to be held on November 16, 2006.
      The Notes have not been registered under the Securities Act of 1933, as amended (the “Securities Act”), and, unless so registered, may not be offered or sold in the United States absent registration or an applicable exemption from, or in a transaction not subject to, the registration requirements of the Securities Act and other applicable securities laws.
      This press release shall not constitute an offer to sell or the solicitation of an offer to buy, nor shall there be any sale of the Notes in any jurisdiction in which such offer, solicitation or sale would be unlawful prior to registration or qualification under the securities laws of any such jurisdiction. This notice is being issued pursuant to and in accordance with Rule 135c under the Securities Act.
####

 


 

      Cautionary Note Regarding Forward-Looking Statements
      This press release contains forward-looking statements based on current HCA management expectations. Those forward-looking statements include all statements other than those made solely with respect to historical fact. Numerous risks, uncertainties and other factors may cause actual results to differ materially from those expressed in any forward-looking statements. These factors include, but are not limited to, (1) HCA’s ability to consummate the issuance of the Notes, (2) the occurrence of any event, change or other circumstance that could give rise to the termination of the merger agreement; (3) the outcome of any legal proceedings that have been or may be instituted against HCA and others relating to the merger agreement; (4) the inability to complete the Merger due to the failure to obtain shareholder approval or the failure to satisfy other conditions prior to consummation of the Merger; (5) the failure to obtain the necessary debt financing arrangements set forth in commitment letters received in connection with the Merger; (6) the failure of the Merger to close for any other reason; (7) risks of disruptions to current plans and operations and the potential difficulties in employee retention as a result of the Merger; (8) the effect of the announcement of the Merger on our customer relationships, operating results and business generally; (9) the inability to recognize the benefits of the Merger; (10) the amount of the costs, fees, expenses and charges related to the Merger and the actual terms of certain financings that will be obtained for the Merger; and (11) the impact of the substantial indebtedness incurred to finance the consummation of the Merger. Many of the factors that will determine the outcome of the subject matter of this press release are beyond HCA’s ability to control or predict. HCA undertakes no obligation to revise or update any forward-looking statements, or to make any other forward-looking statements, whether as a result of new information, future events or otherwise.

 

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