0001913724-23-000101.txt : 20230907
0001913724-23-000101.hdr.sgml : 20230907
20230907162555
ACCESSION NUMBER: 0001913724-23-000101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230828
FILED AS OF DATE: 20230907
DATE AS OF CHANGE: 20230907
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P.
CENTRAL INDEX KEY: 0000860662
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01523
FILM NUMBER: 231242583
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212.692.2010
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE
STREET 2: 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER NAME:
FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY
DATE OF NAME CHANGE: 19990402
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AG GP LLC
CENTRAL INDEX KEY: 0001064683
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01523
FILM NUMBER: 231242580
BUSINESS ADDRESS:
STREET 1: C/O ANGELO GORDON & CO
STREET 2: 245 PARK AVE 26TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 212 692 2000
MAIL ADDRESS:
STREET 1: C/O ANGELO GORDON & CO
STREET 2: 245 PARK AVE 26TH FL
CITY: NEW YORK
STATE: NY
ZIP: 10167
FORMER NAME:
FORMER CONFORMED NAME: AG PARTNERS LLC
DATE OF NAME CHANGE: 20200824
FORMER NAME:
FORMER CONFORMED NAME: AG PARTNERS LP
DATE OF NAME CHANGE: 19980623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Baumgarten Joshua
CENTRAL INDEX KEY: 0001320216
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01523
FILM NUMBER: 231242579
MAIL ADDRESS:
STREET 1: 100 BELLEVUE PARKWAY
CITY: WILMINGTON
STATE: DE
ZIP: 19809
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AGTB BDC Holdings, L.P.
CENTRAL INDEX KEY: 0001944208
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01523
FILM NUMBER: 231242582
BUSINESS ADDRESS:
STREET 1: C/O ANGELO, GORDON & CO., L.P.
STREET 2: 245 PARK AVENUE, FL. 26
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: (212) 692-2000
MAIL ADDRESS:
STREET 1: C/O ANGELO, GORDON & CO., L.P.
STREET 2: 245 PARK AVENUE, FL. 26
CITY: NEW YORK
STATE: NY
ZIP: 10167
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: SCHWARTZ ADAM R
CENTRAL INDEX KEY: 0001872317
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01523
FILM NUMBER: 231242578
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: AGTB BDC Holdings GP LLC
CENTRAL INDEX KEY: 0001943685
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01523
FILM NUMBER: 231242581
BUSINESS ADDRESS:
STREET 1: C/O ANGELO, GORDON & CO., L.P.
STREET 2: 245 PARK AVENUE, FL. 26
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: 2126922000
MAIL ADDRESS:
STREET 1: C/O ANGELO, GORDON & CO., L.P.
STREET 2: 245 PARK AVENUE, FL. 26
CITY: NEW YORK
STATE: NY
ZIP: 10167
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AG Twin Brook Capital Income Fund
CENTRAL INDEX KEY: 0001913724
IRS NUMBER: 886103622
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 245 PARK AVENUE, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
BUSINESS PHONE: (212) 692-8237
MAIL ADDRESS:
STREET 1: 245 PARK AVENUE, 26TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10167
4
1
wf-form4_169411834119200.xml
FORM 4
X0508
4
2023-08-28
0
0001913724
AG Twin Brook Capital Income Fund
N/A
0000860662
ANGELO GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR
NEW YORK
NY
10167
0
0
1
0
0001944208
AGTB BDC Holdings, L.P.
C/O ANGELO, GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR
NEW YORK
NY
10167
0
0
1
0
0001943685
AGTB BDC Holdings GP LLC
C/O ANGELO, GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR
NEW YORK
NY
10167
0
0
1
1
Reporting Person
0001064683
AG GP LLC
C/O ANGELO, GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR
NEW YORK
NY
10167
0
0
1
1
Reporting Person
0001320216
Baumgarten Joshua
C/O ANGELO, GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR
NEW YORK
NY
10167
0
0
1
1
Reporting Person
0001872317
SCHWARTZ ADAM R
C/O ANGELO, GORDON & CO., L.P.
245 PARK AVENUE, 26TH FLOOR
NEW YORK
NY
10167
0
0
1
1
Reporting Person
0
Common shares of beneficial interest
2023-08-28
4
P
0
2718615.526
25.75
A
11620694.028
I
See Footnote
Common shares of beneficial interest
160610.258
I
See Footnote
These securities are held directly by AGTB BDC Holdings, L.P. ("BDC Holdings"). AGTB BDC Holdings GP LLC ("BDC Holdings GP") is the sole general partner of BDC Holdings, Angelo, Gordon & Co., L.P. ("Angelo Gordon") is the investment advisor to BDC Holdings and sole member of BDC Holdings GP, AG GP LLC ("AG GP") is the sole general partner of Angelo Gordon, and Mr. Baumgarten and Mr. Schwartz are the co-managing members of AG GP. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of BDC Holdings GP, Angelo Gordon, AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of BDC Holdings GP, Angelo Gordon, AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
These securities are held directly by Angelo Gordon. Joshua Baumgarten and Adam Schwartz are the co-managing members of AG GP, which is the sole general partner of Angelo Gordon. Each of Messrs. Baumgarten and Schwartz, and AG GP may be deemed to control Angelo Gordon. Each of AG GP and Messrs. Baumgarten and Schwartz disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of AG GP, Mr. Baumgarten or Mr. Schwartz is the beneficial owner of such securities for purposes of Section 16 or for any other purpose.
/s/ Christopher D. Moore, as Attorney-in-Fact for Joshua Baumgarten and Adam Schwartz, Managing Members of AG GP LLC, Managing Members of Angelo, Gordon & Co., L.P.
2023-09-07
/s/ Christopher D. Moore, as Attorney-in-Fact for Joshua Baumgarten and Adam Schwartz, Managing Members of AG GP LLC, Managing Members of Angelo, Gordon & Co., L.P., Sole Member of AGTB BDC Holdings GP LLC
2023-09-07
/s/ Christopher D. Moore, as Attorney-in-Fact for Joshua Baumgarten and Adam Schwartz, Managing Members of AG GP LLC
2023-09-07
/s/ Christopher D. Moore, as Attorney-in-Fact for Joshua Baumgarten and Adam Schwartz, Managing Members of AG GP LLC, Managing Members of Angelo, Gordon & Co., L.P., Investment Advisor of AGTB BDC Holdings, L.P.
2023-09-07
/s/ Christopher D. Moore, as Attorney-in-Fact for Joshua Baumgarten
2023-09-07
/s/ Christopher D. Moore, as Attorney-in-Fact for Adam Schwartz
2023-09-07