*
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The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information
which would alter disclosures provided in a prior cover page.
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1
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Names of Reporting Persons
Angelo, Gordon & Co., L.P.
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2
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Check the Appropriate Box If a Member of a Group (See Instructions)
a. ☐ b. ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
AF
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5
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Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
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6
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Citizenship or Place of Organization
Delaware
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Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
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7
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Sole Voting Power
1,672,289
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8
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Shared Voting Power
0
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9
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Sole Dispositive Power
1,672,289
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10
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Shared Dispositive Power
0
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,672,289
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12
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Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
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13
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Percent of Class Represented By Amount in Row (11)
16.60%*
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14
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Type of Reporting Person (See Instructions)
IA, PN
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1
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Names of Reporting Persons
AG GP LLC (formerly known as AG Partners, LLC)
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2
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Check the Appropriate Box If a Member of a Group (See Instructions)
a. ☐ b. ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
AF
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5
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Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
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6
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Citizenship or Place of Organization
Delaware
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||||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
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7
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Sole Voting Power
1,672,289
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8
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Shared Voting Power
0
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9
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Sole Dispositive Power
1,672,289
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|||
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10
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Shared Dispositive Power
0
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|||
11
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,672,289
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||||
12
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Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
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||||
13
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Percent of Class Represented By Amount in Row (11)
16.60%*
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14
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Type of Reporting Person (See Instructions)
OO, HC
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1
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Names of Reporting Persons
JAMG LLC
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2
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Check the Appropriate Box If a Member of a Group (See Instructions)
a. ☐ b. ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
AF
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5
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Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
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||||
6
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Citizenship or Place of Organization
Delaware
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Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
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7
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Sole Voting Power
0
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8
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Shared Voting Power
0
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9
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Sole Dispositive Power
0
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10
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Shared Dispositive Power
0
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11
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Aggregate Amount Beneficially Owned by Each Reporting Person
0
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12
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Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
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13
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Percent of Class Represented By Amount in Row (11)
0%*
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14
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Type of Reporting Person (See Instructions)
HC, OO
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1
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Names of Reporting Persons
Josh Baumgarten
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2
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Check the Appropriate Box If a Member of a Group (See Instructions)
a. ☐ b. ☐
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3
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SEC Use Only
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4
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Source of Funds (See Instructions)
AF
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5
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Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
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||||
6
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Citizenship or Place of Organization
Delaware
|
||||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
|
7
|
|
Sole Voting Power
1,672,289
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8
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Shared Voting Power
0
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|||
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9
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Sole Dispositive Power
1,672,289
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|||
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10
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Shared Dispositive Power
0
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|||
11
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,672,289
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||||
12
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Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
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||||
13
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Percent of Class Represented By Amount in Row (11)
16.60%*
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14
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Type of Reporting Person (See Instructions)
IN, HC
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1
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Names of Reporting Persons
Adam Schwartz
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2
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Check the Appropriate Box If a Member of a Group (See Instructions)
a. ☐ b. ☐
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3
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SEC Use Only
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||||
4
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Source of Funds (See Instructions)
AF
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||||
5
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Check Box If Disclosure of Legal Proceedings Is Required Pursuant to Items 2(d) or 2(e) ☐
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||||
6
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Citizenship or Place of Organization
Delaware
|
||||
Number of
Shares
Beneficially
Owned By
Each
Reporting
Person
With
|
|
7
|
|
Sole Voting Power
1,672,289
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||
|
8
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Shared Voting Power
0
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|||
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9
|
|
Sole Dispositive Power
1,672,289
|
|||
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10
|
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Shared Dispositive Power
0
|
|||
11
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Aggregate Amount Beneficially Owned by Each Reporting Person
1,672,289
|
||||
12
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Check Box If the Aggregate Amount in Row (11) Excludes Certain Shares (See Instructions) ☐
|
||||
13
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Percent of Class Represented By Amount in Row (11)
16.60%*
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14
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Type of Reporting Person (See Instructions)
IN, HC
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Item 2.
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Identity and Background
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Item 4.
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Security and Issuer.
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Item 5.
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Interest in Securities of the Issuer.
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ANGELO, GORDON & CO., L.P.
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By: AG GP LLC
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Its General Partner
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By: Josh Baumgarten
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Its Co-Managing Member
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By: /s/ Christopher D. Moore
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Christopher D. Moore
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Attorney-in-Fact
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AG GP LLC
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By: Josh Baumgarten
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Its Co-Managing Member
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By: /s/ Christopher D. Moore
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Christopher D. Moore
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Attorney-in-Fact
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JAMG LLC
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By: Josh Baumgarten
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Its Co-Managing Member
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By: /s/ Christopher D. Moore
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Christopher D. Moore
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Attorney-in-Fact
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JOSH BAUMGARTEN
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By: /s/ Christopher D. Moore
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Christopher D. Moore
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Attorney-in-Fact
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ADAM SCHWARTZ
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By: /s/ Christopher D. Moore
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Christopher D. Moore
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Attorney-in-Fact
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