0000899243-20-023222.txt : 20200821 0000899243-20-023222.hdr.sgml : 20200821 20200821181040 ACCESSION NUMBER: 0000899243-20-023222 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200811 FILED AS OF DATE: 20200821 DATE AS OF CHANGE: 20200821 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ANGELO GORDON & CO., L.P. CENTRAL INDEX KEY: 0000860662 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 201124342 BUSINESS ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212.692.2010 MAIL ADDRESS: STREET 1: 245 PARK AVENUE STREET 2: 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 FORMER NAME: FORMER CONFORMED NAME: ANGELO GORDON & CO LP/NY DATE OF NAME CHANGE: 19990402 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AG Energy Funding, LLC CENTRAL INDEX KEY: 0001813673 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 201124343 BUSINESS ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212 692 2000 MAIL ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: AG PARTNERS LP CENTRAL INDEX KEY: 0001064683 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 201124344 BUSINESS ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 MAIL ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: JAMG LLC CENTRAL INDEX KEY: 0001812841 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 201124345 BUSINESS ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 BUSINESS PHONE: 212 692 2000 MAIL ADDRESS: STREET 1: C/O ANGELO, GORDON & CO., L.P. STREET 2: 245 PARK AVENUE, 26TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10167 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GORDON MICHAEL L CENTRAL INDEX KEY: 0001064682 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-16071 FILM NUMBER: 201124346 MAIL ADDRESS: STREET 1: C/O ANGELO GORDON & CO STREET 2: 245 PARK AVE 26TH FL CITY: NEW YORK STATE: NY ZIP: 10167 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ABRAXAS PETROLEUM CORP CENTRAL INDEX KEY: 0000867665 STANDARD INDUSTRIAL CLASSIFICATION: CRUDE PETROLEUM & NATURAL GAS [1311] IRS NUMBER: 742584033 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 BUSINESS PHONE: 2104904788 MAIL ADDRESS: STREET 1: 18803 MEISNER DRIVE CITY: SAN ANTONIO STATE: TX ZIP: 78258 3 1 doc3.xml FORM 3 SUBMISSION X0206 3 2020-08-11 0 0000867665 ABRAXAS PETROLEUM CORP AXAS 0000860662 ANGELO GORDON & CO., L.P. C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 1 0 1 0 0001813673 AG Energy Funding, LLC C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 1 0 1 0 0001064683 AG PARTNERS LP C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 1 0 1 0 0001812841 JAMG LLC C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 1 0 1 0 0001064682 GORDON MICHAEL L C/O ANGELO, GORDON & CO., L.P. 245 PARK AVENUE, 26TH FLOOR NEW YORK NY 10167 1 0 1 0 Warrant (right to buy) 0.01 2020-08-11 Common Stock 33445792 I See Footnote The warrant is exercisable until the earlier of August 11, 2025 and the date that is two years after the first date in which the Obligations (as defined in the Tem Loan Credit Agreement, dated as of November 13, 2019, among Abraxas Petroleum Corporation, the lenders party thereto from time to time and Angelo Gordon Energy Servicer, LLC, as amended, supplemented, restated or otherwise modified from time to time) has been paid in full in cash. These securities are held directly by AG Energy Funding, LLC ("AG Energy Funding") for which Angelo, Gordon & Co, L.P. ("Angelo Gordon") is the manager. Michael L. Gordon is the managing member of JAMG LLC ("JAMG"), which is the managing member of AG Partners, LLC ("AG Partners"), which is the sole general partner of Angelo Gordon and Mr. Gordon is the chief executive officer of Angelo Gordon. Each of Mr. Gordon, JAMG and AG Partners may be deemed to control Angelo Gordon. Each of Angelo Gordon, AG Partners, JAMG and Michael L. Gordon disclaim beneficial ownership of the securities reported herein except to the extent of its or his pecuniary interest therein and this report shall not be deemed to be an admission that any of Angelo Gordon, AG Partners, JAMG or Michael L. Gordon is the beneficial owner of such securities for purposes of Section 16 or for any other purpose. Todd Dittmann, a managing director of AG Energy Funding, LLC ("AG Energy Funding") and a member of AG Energy Funding's executive committee, is a member of the Board of Directors of Abraxas Petroleum Corporation (the "Issuer"). For purposes of Section 16 of the Securities Exchange Act of 1934, as amended, AG Energy Funding, Angelo Gordon & Co., L.P., AG Partners, LLC, JAMG LLC and Michael L. Gordon may be deemed to be directors by deputization of the Issuer due to their relationship with Mr. Dittmann. /s/ Kirk Wickman, as Attorney-in-Fact for Michael L. Gordon, Managing Member of JAMG LLC, Managing Member of AG Partners, LLC, General Partner of Angelo, Gordon & Co., L.P., Manager of AG Funding, LLC 2020-08-21 /s/ Kirk Wickman, as Attorney-in-Fact for Michael L. Gordon, Managing Member of JAMG LLC, Managing Member of AG Partners, LLC, General Partner of Angelo, Gordon & Co., L.P. 2020-08-21 /s/ Kirk Wickman, as Attorney-in-Fact for Michael L. Gordon, Managing Member of JAMG LLC, Managing Member of AG Partners, LLC 2020-08-21 /s/ Kirk Wickman, as Attorney-in-Fact for Michael L. Gordon, Managing Member of JAMG LLC 2020-08-21 /s/ Kirk Wickman, as Attorney-in-Fact for Michael L. Gordon 2020-08-21 EX-99.1 2 attachment1.htm EX-99.1 DOCUMENT

                                                                    Exhibit 99.1


                         Form 3 Joint Filer Information


Name:                                       AG Partners, LLC

Address:                                    c/o Angelo, Gordon & Co., L.P.
                                            245 Park Avenue
                                            26th Floor
                                            New York, New York 10167

Date of Event Requiring Statement:          08/11/2020



Name:                                       JAMG LLC

Address:                                    c/o Angelo, Gordon & Co., L.P.
                                            245 Park Avenue
                                            26th Floor
                                            New York, New York 10167

Date of Event Requiring Statement:          08/11/2020



Name:                                       Michael L. Gordon

Address:                                    c/o Angelo, Gordon & Co., L.P.
                                            245 Park Avenue
                                            26th Floor
                                            New York, New York 10167

Date of Event Requiring Statement:          08/11/2020



Name:                                       AG Energy Funding, LLC

Address:                                    c/o Angelo, Gordon & Co., L.P.
                                            245 Park Avenue
                                            26th Floor
                                            New York, New York 10167

Date of Event Requiring Statement:          08/11/2020