13F-HR 1 d528164d13fhr.txt ZWEIG ADVISERS LLC ================================================================================ UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, DC 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2013 Check here if Amendment [ ] Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Zweig Advisers LLC Address: 100 Pearl Street, Hartford, CT 06103 Form 13F File Number: 028-2621 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kevin J. Carr Title: Senior Vice President and Assistant Secretary Phone: (860) 263-4791 Signature, Place and Date of Signing: /s/ Kevin J. Carr Hartford, CT April 25, 2013 ------------------ -------------------------- ---------------------- (Signature) (City, State) (Date) ================================================================================ Report Type (Check only one.): [X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting Manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) Form 13F Summary Page Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 69 Form 13F Information Table Value Total: $679,261 (thousands) List of Other Included Managers: NONE FORM 13F INFORMATION TABLE REPORTING MANAGER: ZWEIG ADVISERS LLC FOR THE QUARTER ENDED: MARCH 31, 2013
COLUMN 8 COLUMN 1 COLUMN 2 COLUMN 3 COLUMN 4 COLUMN 5 COLUMN 6 COLUMN 7 VOTING AUTHORITY ---------------------------- -------------- --------- --------- --------- ---------- -------- ---------------------------- SHARES OR TITLE OF VALUE PRINCIPAL SH/ PUT/ INVESTMENT OTHER SOLE SHARED NONE NAME OF ISSUER CLASS CUSIP (X1000) AMOUNT PRN CALL DISCRETION MANAGER (A) (B) (C) ---------------------------- -------------- --------- --------- --------- --- ---- ---------- -------- -------------- ------- ----- ABBOTT LABS COM 002824100 10,313 292,000 SH SOLE 292,000 AFLAC INC COM 001055102 12,329 237,000 SH SOLE 237,000 ALASKA AIR GROUP INC COM 011659109 8,571 134,000 SH SOLE 134,000 ALTRIA GROUP INC COM 02209S103 13,378 389,000 SH SOLE 389,000 AMAZON COM INC COM 023135106 5,969 22,400 SH SOLE 22,400 APPLE INC COM 037833100 25,186 56,900 SH SOLE 56,900 AT&T INC COM 00206R102 7,705 210,000 SH SOLE 210,000 AUTOZONE INC COM 053332102 7,975 20,100 SH SOLE 20,100 BB&T CORP COM 054937107 14,879 474,000 SH SOLE 474,000 BIOGEN IDEC INC COM 09062X103 9,453 49,000 SH SOLE 49,000 BLACKROCK INC COM 09247X101 12,279 47,800 SH SOLE 47,800 BUCKEYE PARTNERS L P UNIT LTD PARTN 118230101 8,257 135,000 SH SOLE 135,000 C H ROBINSON WORLDWIDE INC COM NEW 12541W209 4,995 84,000 SH SOLE 84,000 CATERPILLAR INC DEL COM 149123101 10,610 122,000 SH SOLE 122,000 CENTURYLINK INC COM 156700106 7,483 213,000 SH SOLE 213,000 CF INDS HLDGS INC COM 125269100 6,435 33,800 SH SOLE 33,800 CHEVRON CORP NEW COM 166764100 11,882 100,000 SH SOLE 100,000 CITRIX SYS INC COM 177376100 8,371 116,000 SH SOLE 116,000 CLIFFS NAT RES INC COM 18683K101 9,258 487,000 SH SOLE 487,000 COACH INC COM 189754104 10,598 212,000 SH SOLE 212,000 COMCAST CORP NEW CL A 20030N101 13,275 316,000 SH SOLE 316,000 CONOCOPHILLIPS COM 20825C104 6,731 112,000 SH SOLE 112,000 CONTINENTAL RESOURCES INC COM 212015101 8,693 100,000 SH SOLE 100,000 CUMMINS INC COM 231021106 12,276 106,000 SH SOLE 106,000 D R HORTON INC COM 23331A109 8,384 345,000 SH SOLE 345,000 DARDEN RESTAURANTS INC COM 237194105 7,855 152,000 SH SOLE 152,000 DEERE & CO COM 244199105 10,060 117,000 SH SOLE 117,000 DOVER CORP COM 260003108 10,349 142,000 SH SOLE 142,000 DU PONT E I DE NEMOURS & CO COM 263534109 7,030 143,000 SH SOLE 143,000 E M C CORP MASS COM 268648102 8,338 349,000 SH SOLE 349,000 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 7,654 151,000 SH SOLE 151,000 FIRSTENERGY CORP COM 337932107 7,427 176,000 SH SOLE 176,000 FORD MTR CO DEL COM PAR $0.01 345370860 12,545 954,000 SH SOLE 954,000 FREEPORT-MCMORAN COPPER & GO COM 35671D857 12,909 390,000 SH SOLE 390,000 GILEAD SCIENCES INC COM 375558103 11,303 231,000 SH SOLE 231,000 GOLDMAN SACHS GROUP INC COM 38141G104 9,418 64,000 SH SOLE 64,000 GOODYEAR TIRE & RUBR CO COM 382550101 7,932 629,000 SH SOLE 629,000 GOOGLE INC CL A 38259P508 7,940 10,000 SH SOLE 10,000 HCP INC COM 40414L109 7,529 151,000 SH SOLE 151,000 HEINZ H J CO COM 423074103 7,082 98,000 SH SOLE 98,000 INTEL CORP COM 458140100 6,948 318,000 SH SOLE 318,000 JOHNSON & JOHNSON COM 478160104 13,208 162,000 SH SOLE 162,000 JPMORGAN CHASE & CO COM 46625H100 16,943 357,000 SH SOLE 357,000 LILLY ELI & CO COM 532457108 7,439 131,000 SH SOLE 131,000 LINCOLN NATL CORP IND COM 534187109 9,783 300,000 SH SOLE 300,000
LOCKHEED MARTIN CORP COM 539830109 7,142 74,000 SH SOLE 74,000 MASTERCARD INC CL A 57636Q104 11,093 20,500 SH SOLE 20,500 MERCK & CO INC NEW COM 58933Y105 7,165 162,000 SH SOLE 162,000 MONSANTO CO NEW COM 61166W101 7,605 72,000 SH SOLE 72,000 PARKER HANNIFIN CORP COM 701094104 9,707 106,000 SH SOLE 106,000 PEPSICO INC COM 713448108 12,737 161,000 SH SOLE 161,000 QUALCOMM INC COM 747525103 15,666 234,000 SH SOLE 234,000 SAFEWAY INC COM NEW 786514208 7,694 292,000 SH SOLE 292,000 SCHLUMBERGER LTD COM 806857108 9,661 129,000 SH SOLE 129,000 TEMPLETON DRAGON FD INC COM 88018T101 9,580 343,000 SH SOLE 343,000 TESORO CORP COM 881609101 9,661 165,000 SH SOLE 165,000 TOTAL S A SPONSORED ADR 89151E109 6,285 131,000 SH SOLE 131,000 TRINITY INDS INC COM 896522109 9,701 214,000 SH SOLE 214,000 TWO HBRS INVT CORP COM 90187B101 7,150 567,000 SH SOLE 567,000 US BANCORP DEL COM NEW 902973304 13,504 398,000 SH SOLE 398,000 UNION PAC CORP COM 907818108 10,396 73,000 SH SOLE 73,000 UNITEDHEALTH GROUP INC COM 91324P102 10,641 186,000 SH SOLE 186,000 VALERO ENERGY CORP NEW COM 91913Y100 9,598 211,000 SH SOLE 211,000 VERISIGN INC COM 92343E102 8,416 178,000 SH SOLE 178,000 VERIZON COMMUNICATIONS INC COM 92343V104 13,565 276,000 SH SOLE 276,000 VISA INC COM CL A 92826C839 9,171 54,000 SH SOLE 54,000 WHITING PETE CORP NEW COM 966387102 8,846 174,000 SH SOLE 174,000 WILLIAMS COS INC DEL COM 969457100 12,924 345,000 SH SOLE 345,000 WPX ENERGY INC COM 98212B103 6,376 398,000 SH SOLE 398,000