-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, QD/xxwxhBlOEEO+fPW0eaATUCfTI8fliHScfphAOkQG3B6wqNfCMo2IWyolMrlAn JmsFtFYAAh6b62yTV8YW9g== 0000860655-99-000081.txt : 19991130 0000860655-99-000081.hdr.sgml : 19991130 ACCESSION NUMBER: 0000860655-99-000081 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990331 FILED AS OF DATE: 19991129 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERINDO INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000860655 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 942997472 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-02623 FILM NUMBER: 99764978 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153620292 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 FORM 13F HOLDINGS REPORT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON MAY 14, 1999 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON AUGUST 16, 1999. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 1999 Check here if Amendment [ X ]; Amendment Number: 2 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joaquin Garcia-Larrieu Title: Chief Financial Officer Phone: 415-362-0292 Signature, Place, and Date of Signing: /s/ Joaquin Garcia-Larrieu San Francisco, California November 29, 1999 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 158 Form 13F Information Table Value Total: $3,360,705 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 To Be Determined Amerindo Investment Advisors, Inc.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE Ace Comm. Corp. COM 004404109 4 1400 SH DEFINED 01 1400 0 0 Actuate Software Corp. COM 00508B102 4518 136900 SH DEFINED 01 136900 0 0 Actuate Software Corp. COM 00508B102 27208 824500 SH SOLE 824500 0 0 Advanced Fibre Comm. Inc. COM 00754A105 1119 116600 SH DEFINED 01 116600 0 0 Advanced Fibre Comm. Inc. COM 00754A105 8647 901300 SH SOLE 901300 0 0 Advantage Learning Sys. Inc. COM 00757K100 994 32000 SH SOLE 32000 0 0 Advent Software Inc. COM 007974108 11375 227500 SH SOLE 227500 0 0 Alexion Pharmaceuticals Inc. COM 015351109 178 21052 SH DEFINED 01 21052 0 0 Alkermes Inc. COM 01642T108 10151 372500 SH SOLE 372500 0 0 Alza Corp. COM 022615108 31 800 SH DEFINED 01 800 0 0 Amazon.com Inc. COM 023135106 57226 332350 SH DEFINED 01 332350 0 0 Amazon.com Inc. COM 023135106 374301 2173800 SH SOLE 2173800 0 0 America Online Inc. COM 02364J104 463 3150 SH DEFINED 01 3150 0 0 America Online Inc. COM 02364J104 264894 1802000 SH SOLE 1802000 0 0 AnswerThink Cons. Group Inc. COM 036916104 28 1000 SH DEFINED 01 1000 0 0 Aquila BioPharm. Inc. COM 03839F107 0 66 SH DEFINED 01 66 0 0 ARIAD Pharmaceuticals Inc. COM 04033A100 160 113928 SH DEFINED 01 113928 0 0 Artisan Components Inc. COM 042923102 2296 442600 SH DEFINED 01 442600 0 0 Artisan Components Inc. COM 042923102 6751 1301500 SH SOLE 1301500 0 0 Aspect Development Inc. COM 045234101 23 1000 SH DEFINED 01 1000 0 0 At Home Corp. COM 045919107 14104 89550 SH DEFINED 01 89550 0 0 At Home Corp. COM 045919107 70087 445000 SH SOLE 445000 0 0 Autobytel.com Inc. COM 05275N106 38 900 SH DEFINED 01 900 0 0 Avant Corp. COM 053487104 71 4003 SH DEFINED 01 4003 0 0 Avant Corp. COM 053487104 11795 664500 SH SOLE 664500 0 0 Baan Company N.V. COM N08044104 47 5500 SH DEFINED 01 5500 0 0 Balanced Care Corp. COM 057630105 345 125400 SH SOLE 125400 0 0 Biochem Pharma Inc. COM 09058T108 21 1000 SH DEFINED 01 1000 0 0 broadcast.com inc. COM 111310108 2151 18200 SH DEFINED 01 18200 0 0 broadcast.com inc. COM 111310108 279750 2367000 SH SOLE 2367000 0 0 Broadcom Corp. COM 111320107 8899 144400 SH DEFINED 01 144400 0 0 Broadcom Corp. COM 111320107 29278 475100 SH SOLE 475100 0 0 Cardiac Pathways Corp. COM 141408104 5 3772 SH SOLE 3772 0 0 Centocor Inc. COM 152342101 129 3500 SH DEFINED 01 3500 0 0 Centocor Inc. COM 152342101 11358 307500 SH SOLE 307500 0 0 Cephalon Inc. COM 156708109 439 50200 SH DEFINED 01 50200 0 0 Cephalon Inc. COM 156708109 13228 1511800 SH SOLE 1511800 0 0 CIENA Corp. COM 171779101 595 26456 SH SOLE 26456 0 0 CMGI Inc. COM 125750109 47047 257000 SH SOLE 257000 0 0 CNET Inc. COM 125945105 267 2900 SH DEFINED 01 2900 0 0 Com21 Inc. COM 205937105 6688 254800 SH DEFINED 01 254800 0 0 Concentric Network Corp. COM 20589R107 3 38 SH DEFINED 01 38 0 0 Concord Communications Inc. COM 206186108 1161 20363 SH SOLE 20363 0 0 Creative Biomolecules Inc. COM 225270107 48 21000 SH DEFINED 01 21000 0 0 Creative Biomolecules Inc. COM 225270107 954 412500 SH SOLE 412500 0 0 CV Therapeutics Inc. COM 126667104 71 14524 SH SOLE 14524 0 0 Cygnus Inc. COM 232560102 1696 226200 SH DEFINED 01 226200 0 0 Cygnus Inc. COM 232560102 14482 1931000 SH SOLE 1931000 0 0 Digital Microwave Corp. COM 253859102 25 2940 SH DEFINED 01 2940 0 0 Documentum Inc. COM 256159104 86 5000 SH DEFINED 01 5000 0 0 eBay Inc. COM 278642103 6852 49900 SH DEFINED 01 49900 0 0 eBay Inc. COM 278642103 314775 2292400 SH SOLE 2292400 0 0 Emisphere Technologies Inc. COM 291345106 9585 1065000 SH SOLE 1065000 0 0 Excite Inc. COM 300904109 8722 62300 SH DEFINED 01 62300 0 0 Excite Inc. COM 300904109 128208 915770 SH SOLE 915770 0 0 Exodus Communications Inc. COM 302088109 40821 303500 SH SOLE 303500 0 0 Finet Holdings Corp. COM 317922300 245 50000 SH DEFINED 01 50000 0 0 FlexiInternational Soft. Inc. COM 338923105 159 150000 SH DEFINED 01 150000 0 0 Gateway 2000 Inc. COM 367833100 34 500 SH DEFINED 01 500 0 0 GelTex Pharmaceuticals Inc. COM 368538104 15 1100 SH DEFINED 01 1100 0 0 GelTex Pharmaceuticals Inc. COM 368538104 7207 512500 SH SOLE 512500 0 0 General Surgical Innov. Inc. COM 371013103 38 9800 SH DEFINED 01 9800 0 0 Genzyme Corp. Tissue Repair COM 372917401 81 35279 SH DEFINED 01 35279 0 0 Genzyme Corp. Tissue Repair COM 372917401 2434 1052500 SH SOLE 1052500 0 0 GeoCities Inc. COM 37247V106 22871 208750 SH SOLE 208750 0 0 Geron Corp. COM 374163103 10 1000 SH DEFINED 01 1000 0 0 Global Crossing Ltd. COM G3921A100 41856 905000 SH SOLE 905000 0 0 Health Systems Design Corp. COM 421964107 83 14200 SH DEFINED 01 14200 0 0 HNC Software Inc. COM 40425P107 327 10000 SH SOLE 10000 0 0 Hyperion Solutions Corp. COM 44914M104 7308 504000 SH SOLE 504000 0 0 i2 Technologies Inc. COM 465754109 1064 40000 SH SOLE 40000 0 0 IDX Systems Corp. COM 449491109 29 2000 SH DEFINED 01 2000 0 0 Industri-Matematik Int. Corp. COM 455792101 77 37800 SH DEFINED 01 37800 0 0 Information Advantage Inc. COM 45669P101 88 13300 SH DEFINED 01 13300 0 0 Infoseek Corp. COM 45678M107 67 900 SH DEFINED 01 900 0 0 Inktomi Corp. COM 457277101 25047 292100 SH DEFINED 01 292100 0 0 Inktomi Corp. COM 457277101 104701 1221000 SH SOLE 1221000 0 0 Inprise Corp. COM 45766C102 30 7665 SH SOLE 7665 0 0 IntelliCorp Inc. COM 458153103 3 2500 SH DEFINED 01 2500 0 0 International Network Svcs. COM 460053101 32696 467500 SH SOLE 467500 0 0 ISS Group Inc. COM 450306105 6559 82500 SH SOLE 82500 0 0 Liposome Co. Inc. COM 536310105 20 1500 SH DEFINED 01 1500 0 0 Lycos Inc. COM 550818108 3615 42000 SH DEFINED 01 42000 0 0 Lycos Inc. COM 550818108 5250 61000 SH SOLE 61000 0 0 Manhattan Associates Inc. COM 562750109 5 500 SH DEFINED 01 500 0 0 Manhattan Associates Inc. COM 562750109 12810 1205700 SH SOLE 1205700 0 0 Manugistics Group Inc. COM 565011103 7 1000 SH DEFINED 01 1000 0 0 MarketWatch.com Inc. COM 570619106 125 1700 SH DEFINED 01 1700 0 0 MedImmune Inc. COM 584699102 9026 152500 SH SOLE 152500 0 0 MemberWorks Inc. COM 586002107 75 2083 SH DEFINED 01 2083 0 0 MicroStrategy Inc. COM 594972101 9473 492100 SH SOLE 492100 0 0 Millennium Pharm. Inc. COM 599902103 17 549 SH SOLE 549 0 0 MMC Networks Inc. COM 55308N102 416 26000 SH DEFINED 01 26000 0 0 MMC Networks Inc. COM 55308N102 13519 844928 SH SOLE 844928 0 0 Momentum Business Appl. Inc. COM 60877P108 217 24239 SH SOLE 24239 0 0 Network Appliance Inc. COM 64120L104 50957 1006560 SH SOLE 1006560 0 0 New Era of Networks Inc. COM 644312100 68 1000 SH DEFINED 01 1000 0 0 New Era of Networks Inc. COM 644312100 10162 150000 SH SOLE 150000 0 0 NEXTLINK Communications Inc. COM 65333H707 15540 277500 SH SOLE 277500 0 0 Objective Systems Int. Inc. COM 674424106 2890 848600 SH DEFINED 01 848600 0 0 ONSALE Inc. COM 682838107 923 27500 SH SOLE 27500 0 0 Open Market Inc. COM 68370M100 45 3500 SH DEFINED 01 3500 0 0 OSI Pharmaceuticals Inc. COM 671040103 5 1100 SH DEFINED 01 1100 0 0 OSI Pharmaceuticals Inc. COM 671040103 5212 1042500 SH SOLE 1042500 0 0 PairGain Technologies Inc. COM 695934109 8 800 SH DEFINED 01 800 0 0 Parametric Technology Corp. COM 699173100 12 600 SH DEFINED 01 600 0 0 PC Connection Inc. COM 69318J100 42 2400 SH DEFINED 01 2400 0 0 PeopleSoft Inc. COM 712713106 219 15000 SH DEFINED 01 15000 0 0 Physician Reliance Ntwk. Inc. COM 71940G108 21 2500 SH DEFINED 01 2500 0 0 PictureTel Corp. COM 720035302 7 1000 SH DEFINED 01 1000 0 0 Platinum Technology Inc. COM 72764T101 2 93 SH DEFINED 01 93 0 0 Premisys Communications Inc. COM 740584107 1 156 SH DEFINED 01 156 0 0 Priceline.com Inc. COM 741503106 9489 114500 SH DEFINED 01 114500 0 0 PSINet Inc. COM 74437C101 21 500 SH DEFINED 01 500 0 0 Qwest Comm. Int. Inc. COM 749121109 16221 225000 SH SOLE 225000 0 0 Rational Software Corp. COM 75409P202 17 626 SH DEFINED 01 626 0 0 Rational Software Corp. COM 75409P202 373 13925 SH SOLE 13925 0 0 RCN Corp. COM 749361101 6377 190000 SH SOLE 190000 0 0 Remedy Corp. COM 759548100 1823 130200 SH DEFINED 01 130200 0 0 Remedy Corp. COM 759548100 567 40500 SH SOLE 40500 0 0 Reuters Holdings PLC COM 76132M102 6 67 SH DEFINED 01 67 0 0 Ribi ImmunoChem Research Inc. COM 762553105 51 30000 SH DEFINED 01 30000 0 0 Sapient Corp. COM 803062108 7316 102500 SH SOLE 102500 0 0 SCI Systems Inc. COM 783890106 1185 40000 SH DEFINED 01 40000 0 0 Siebel Systems Inc. COM 826170102 15441 325067 SH DEFINED 01 325067 0 0 Siebel Systems Inc. COM 826170102 190461 4009714 SH SOLE 4009714 0 0 Siebert Financial Corp. COM 826176109 7 300 SH DEFINED 01 300 0 0 SkyMall Inc. COM 830859104 6 500 SH DEFINED 01 500 0 0 Smallworldwide plc COM 83168P108 15 2500 SH DEFINED 01 2500 0 0 SpectraLink Corp. COM 847580107 29 7799 SH SOLE 7799 0 0 SportsLine USA Inc. COM 848934105 1232 27000 SH DEFINED 01 27000 0 0 SportsLine USA Inc. COM 848934105 684 15000 SH SOLE 15000 0 0 StarBase Corp. COM 854910205 1014 600728 SH DEFINED 01 600728 0 0 StarBase Corp. COM 854910205 1514 897093 SH SOLE 897093 0 0 Sync Research Inc. COM 785065103 9 14284 SH SOLE 14284 0 0 TCSI Corp. COM 87233R106 57 30000 SH DEFINED 01 30000 0 0 TCSI Corp. COM 87233R106 12 6500 SH SOLE 6500 0 0 TeleBanc Capital Trust II COM 87925R109 46654 585000 SH SOLE 585000 0 0 Terayon Comm. Systems Inc. COM 880775101 138 3448 SH SOLE 3448 0 0 theglobe.com inc. COM 88335R101 605 11600 SH DEFINED 01 11600 0 0 TSI Int. Software Ltd. COM 872879101 6087 124700 SH SOLE 124700 0 0 uBid Inc. COM 903469104 280 4300 SH DEFINED 01 4300 0 0 Uniphase Corp. COM 909149106 58253 506000 SH SOLE 506000 0 0 USWeb Corp. COM 917327108 4537 110000 SH DEFINED 01 110000 0 0 USWeb Corp. COM 917327108 7837 190000 SH SOLE 190000 0 0 Vantive Corp. COM 922091103 2755 228400 SH DEFINED 01 228400 0 0 Vantive Corp. COM 922091103 10223 847500 SH SOLE 847500 0 0 VeriSign Inc. COM 92343E102 9764 63400 SH DEFINED 01 63400 0 0 VeriSign Inc. COM 92343E102 61292 398000 SH SOLE 398000 0 0 Vignette Corp. COM 926734104 27171 361073 SH DEFINED 01 361073 0 0 Vignette Corp. COM 926734104 19626 260813 SH SOLE 260813 0 0 Visual Networks Inc. COM 928444108 2751 73603 SH DEFINED 01 73603 0 0 Visual Networks Inc. COM 928444108 2245 60069 SH SOLE 60069 0 0 Westell Technologies Inc. COM 957541105 2 500 SH DEFINED 01 500 0 0 Xylan Corp. COM 984151100 6779 184150 SH DEFINED 01 184150 0 0 Xylan Corp. COM 984151100 23232 631100 SH SOLE 631100 0 0 Yahoo Inc. COM 984332106 54183 321800 SH DEFINED 01 321800 0 0 Yahoo Inc. COM 984332106 574448 3411718 SH SOLE 3411718 0 0
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