13F-HR 1 a13fhr-093004.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report of Behalf of Reporting Manager: Name: Dana E. Smith Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Dana E. Smith New York, New York November 5, 2004 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 60 Form 13F Information Table Value Total: $1,201,109 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10424 Amerindo Investment Advisors Inc. Offshore
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/Put/INVSTMT OTHRVOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRNCallDSCRETN MGRSSOLE SHARED NONE Abgenix, Inc. COM 00339B107 52 5262 SH DEFINED 01 5262 0 0 Alcatel COM 013904305 1156 98510 SH SOLE 98510 0 0 Alexion Pharmaceuticals Inc. COM 015351109 379 21052 SH DEFINED 01 21052 0 0 Amazon.com, Inc. COM 023135106 674 16500 SH DEFINED 01 16500 0 0 Amazon.com, Inc. COM 023135106 86129 2107900 SH SOLE 2107900 0 0 American SuperConductors Corp. COM 030111108 7372 593550 SH SOLE 593550 0 0 Ariba, Inc. COM 04033V203 97 10416 SH SOLE 10416 0 0 Ask Jeeves COM 045174109 3467 106000 SH DEFINED 01 106000 0 0 Ask Jeeves COM 045174109 11792 360500 SH SOLE 360500 0 0 Broadcom, Inc. COM 111320107 123 4500 SH SOLE 4500 0 0 Brocade Communications Systems COM 111621108 404 71557 SH DEFINED 01 71557 0 0 Brocade Communications Systems COM 111621108 82 14547 SH SOLE 14547 0 0 CancerVax Corporation COM 13738Y107 30 3700 SH DEFINED 01 3700 0 0 CancerVax Corporation COM 13738Y107 10512 1297756 SH SOLE 1297756 0 0 Centura Software Corporation COM 15640W103 0 500 SH DEFINED 01 500 0 0 CheckPoint Software COM 424 25000 SH SOLE 25000 0 0 CIENA Corporation COM 171779101 56 28416 SH SOLE 28416 0 0 Cygnus, Inc. COM 232560102 0 1000 SH DEFINED 01 1000 0 0 Divine Inc. COM 255402406 0 3393 SH DEFINED 01 3393 0 0 Drugstore.com COM 262241102 730 213400 SH SOLE 213400 0 0 eBay Inc. COM 278642103 1287 14000 SH DEFINED 01 14000 0 0 eBay Inc. COM 278642103 178987 1946783 SH SOLE 1946783 0 0 Enron Corporation COM 293561106 2 60000 SH DEFINED 01 60000 0 0 Eyetech Pharmaceuticals COM 302297106 6207 182613 SH DEFINED 01 182613 0 0 Eyetech Pharmaceuticals COM 302297106 59625 1754195 SH SOLE 1754195 0 0 FlexiInternational Software, Inc. COM 338923105 5 45000 SH DEFINED 01 45000 0 0 Genzyme Corporation General Div COM 372917104 274 5028 SH DEFINED 01 5028 0 0 Gilead Sciences, Inc. COM 375558103 897 24000 SH DEFINED 01 24000 0 0 Gilead Sciences, Inc. COM 375558103 81526 2181000 SH SOLE 2181000 0 0 HomeStore.com, Inc. COM 437852106 17386 7526538 SH SOLE 7526538 0 0 iBEAM Broadcasting COM 45073P408 0 850 SH DEFINED 01 850 0 0 Imclone Systems, Inc. COM 45245W109 118907 2249900 SH SOLE 2249900 0 0 InfoSpace COM 48678T201 3791 80000 SH SOLE 80000 0 0 Juniper Networks, Inc. COM 48203R104 44630 1891100 SH SOLE 1891100 0 0 Mercury InterActive COM 589405109 23195 665000 SH SOLE 665000 0 0 Net2000 Communications COM 64122G103 0 700 SH DEFINED 01 700 0 0 Onyx Pharmaceuticals COM 683399109 5230 121600 SH DEFINED 01 121600 0 0 Onyx Pharmaceuticals COM 683399109 17312 402500 SH SOLE 402500 0 0 OSI Pharmaceuticals COM 671040103 8647 140700 SH DEFINED 01 140700 0 0 OSI Pharmaceuticals COM 671040103 76057 1237500 SH SOLE 1237500 0 0 Paragon Financial Group COM 69912C105 2 21488 SH DEFINED 01 21488 0 0 Paragon Financial Group COM 69912C105 0 2772 SH SOLE 2772 0 0 Persistence Software COM 715329207 83 15000 SH SOLE 15000 0 0 Quokka Sports COM 749077400 0 166 SH DEFINED 01 166 0 0 Red Hat Inc. COM 756577102 245 20000 SH DEFINED 01 20000 0 0 Red Hat Inc. COM 756577102 50189 4103800 SH SOLE 4103800 0 0 Research In Motion LTD COM 760975102 3573 46800 SH DEFINED 01 46800 0 0 Research In Motion LTD COM 760975102 21925 287200 SH SOLE 287200 0 0 Salesforce.com COM 79466L302 156 10000 SH DEFINED 01 10000 0 0 Salesforce.com COM 79466L302 19870 1271300 SH SOLE 1271300 0 0 Sonus Networks COM 835916107 14206 2523354 SH SOLE 2523354 0 0 Sycamore Networks COM 871206108 91 24100 SH SOLE 24100 0 0 Time Warner, Inc. COM 887317105 137 8500 SH SOLE 8500 0 0 Verisign, Inc. COM 92343E102 50 2500 SH SOLE 2500 0 0 WebMD Corporation COM 94769M105 1976 283900 SH SOLE 283900 0 0 Webvan Group, Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 XM Satellite Radio COM 983759101 8537 275200 SH DEFINED 01 275200 0 0 XM Satellite Radio COM 983759101 89305 2878942 SH SOLE 2878942 0 0 Yahoo! COM 984332106 968 28550 SH DEFINED 01 28550 0 0 Yahoo! COM 984332106 222352 6557116 SH SOLE 6557116 0 0