-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, U7GJN+5wEtDcMI2Xh4NEOf6KF9F/lCCpYE8xVCOgmeMyJ42m3p0ScitiHFY/7VGA nNdFM3Nt5+rSDeYYTXPpWg== 0000860655-04-000011.txt : 20040809 0000860655-04-000011.hdr.sgml : 20040809 20040809161249 ACCESSION NUMBER: 0000860655-04-000011 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040630 FILED AS OF DATE: 20040809 EFFECTIVENESS DATE: 20040809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERINDO INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000860655 IRS NUMBER: 942997472 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02623 FILM NUMBER: 04961514 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153620292 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR 1 a13fhr-063004.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report of Behalf of Reporting Manager: Name: Dana E. Smith Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Dana E. Smith New York, New York August 9, 2004 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 61 Form 13F Information Table Value Total: $1,433,486 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10424 Amerindo Investment Advisors Inc. Offshore
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/Put/INVSTMT OTHRVOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRNCallDSCRETN MGRSSOLE SHARED NONE Abgenix, Inc. COM 00339B107 62 5262 SH DEFINED 01 5262 0 0 Alcatel COM 013904305 1526 98510 SH SOLE 98510 0 0 Alexion Pharmaceuticals Inc. COM 015351109 392 21052 SH DEFINED 01 21052 0 0 Amazon.com, Inc. COM 023135106 898 16500 SH DEFINED 01 16500 0 0 Amazon.com, Inc. COM 023135106 122830 2257900 SH SOLE 2257900 0 0 American SuperConductors Corp. COM 030111108 7151 546750 SH SOLE 546750 0 0 Ariba, Inc. COM 04033V203 3069 257016 SH SOLE 257016 0 0 Broadcom, Inc. COM 111320107 210 4500 SH SOLE 4500 0 0 Brocade Communications Systems COM 111621108 428 71557 SH DEFINED 01 71557 0 0 Brocade Communications Systems COM 111621108 248 41410 SH SOLE 41410 0 0 CancerVax Corporation COM 13738Y107 42 5500 SH DEFINED 01 5500 0 0 CancerVax Corporation COM 13738Y107 12758 1676490 SH SOLE 1676490 0 0 Centura Software Corporation COM 15640W103 0 500 SH DEFINED 01 500 0 0 CheckPoint Software COM 675 25000 SH SOLE 25000 0 0 CIENA Corporation COM 171779101 105 28416 SH SOLE 28416 0 0 Cygnus, Inc. COM 232560102 0 1000 SH DEFINED 01 1000 0 0 Divine Inc. COM 255402406 0 3393 SH DEFINED 01 3393 0 0 Drugstore.com COM 262241102 764 220200 SH SOLE 220200 0 0 eBay Inc. COM 278642103 1287 14000 SH DEFINED 01 14000 0 0 eBay Inc. COM 278642103 184673 2008409 SH SOLE 2008409 0 0 Enron Corporation COM 293561106 3 60000 SH DEFINED 01 60000 0 0 Eyetech Pharmaceuticals COM 302297106 7366 171613 SH DEFINED 01 171613 0 0 Eyetech Pharmaceuticals COM 302297106 72428 1687503 SH SOLE 1687503 0 0 FlexiInternational Software, Inc. COM 338923105 11 45000 SH DEFINED 01 45000 0 0 Genzyme Corporation General Div COM 372917104 238 5028 SH DEFINED 01 5028 0 0 Gilead Sciences, Inc. COM 375558103 804 12000 SH DEFINED 01 12000 0 0 Gilead Sciences, Inc. COM 375558103 75509 1127000 SH SOLE 1127000 0 0 HomeStore.com, Inc. COM 437852106 31933 8003300 SH SOLE 8003300 0 0 iBEAM Broadcasting COM 45073P408 0 850 SH DEFINED 01 850 0 0 Imclone Systems, Inc. COM 45245W109 198810 2317400 SH SOLE 2317400 0 0 InfoSpace COM 45678T201 3043 80000 SH SOLE 80000 0 0 InterActiveCorp COM 45840Q101 7373 244636 SH SOLE 244636 0 0 Juniper Networks, Inc. COM 48203R104 50482 2054600 SH SOLE 2054600 0 0 Medimmune COM 584699102 292 12500 SH SOLE 12500 0 0 Mercury InterActive COM 589405109 36376 730000 SH SOLE 730000 0 0 Net2000 Communications COM 64122G103 0 700 SH DEFINED 01 700 0 0 Onyx Pharmaceuticals COM 683399109 13026 307500 SH SOLE 307500 0 0 OSI Pharmaceuticals COM 671040103 9911 140700 SH DEFINED 01 140700 0 0 OSI Pharmaceuticals COM 671040103 66214 940000 SH SOLE 940000 0 0 PalmOne Inc COM 69713P107 5939 170800 SH SOLE 170800 0 0 Paragon Financial Group COM 69912C105 1 21488 SH DEFINED 01 21488 0 0 Paragon Financial Group COM 69912C105 0 2772 SH SOLE 2772 0 0 Persistence Software COM 715329207 60 15000 SH SOLE 15000 0 0 Quokka Sports COM 749077400 0 166 SH DEFINED 01 166 0 0 Red Hat Inc. COM 756577102 64300 2799300 SH SOLE 2799300 0 0 Research In Motion LTD COM 760975102 3203 46800 SH DEFINED 01 46800 0 0 Research In Motion LTD COM 760975102 19659 287200 SH SOLE 287200 0 0 Salesforce.com COM 79466L302 161 10000 SH DEFINED 01 10000 0 0 Salesforce.com COM 79466L302 7656 476400 SH SOLE 476400 0 0 Sonus Networks COM 835916107 24236 5070300 SH SOLE 5070300 0 0 Sycamore Networks COM 871206108 1474 348400 SH SOLE 348400 0 0 Telik COM 87959M109 9202 385500 SH SOLE 385500 0 0 Time Warner, Inc. COM 887317105 149 8500 SH SOLE 8500 0 0 Verisign, Inc. COM 92343E102 50 2500 SH SOLE 2500 0 0 WebMD Corporation COM 94769M105 14198 1523400 SH SOLE 1523400 0 0 Webvan Group, Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 XM Satellite Radio COM 983759101 8645 316800 SH DEFINED 01 316800 0 0 XM Satellite Radio COM 983759101 92980 3407100 SH SOLE 3407100 0 0 Yahoo! COM 984332106 1039 28550 SH DEFINED 01 28550 0 0 Yahoo! COM 984332106 269577 7405968 SH SOLE 7405968 0 0 Zhone Technologies COM 98950P108 20 5000 SH DEFINED 01 5000 0 0
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