13F-HR 1 a13fhr-033104.txt FORM 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2004 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report of Behalf of Reporting Manager: Name: Dana E. Smith Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Dana E. Smith New York, New York May 13, 2004 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 64 Form 13F Information Table Value Total: $1,112,088 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10424 Amerindo Investment Advisors Inc. Offshore
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/Put/INVSTMT OTHRVOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRNCallDSCRETN MGRSSOLE SHARED NONE Abgenix, Inc. COM 00339B107 70 5262 SH DEFINED 01 5262 0 0 Alcatel COM 013904305 1779 112231 SH SOLE 112231 0 0 Alexion Pharmaceuticals Inc. COM 015351109 500 21052 SH DEFINED 01 21052 0 0 Amazon.com, Inc. COM 023135106 714 16500 SH DEFINED 01 16500 0 0 Amazon.com, Inc. COM 023135106 95558 2207900 SH SOLE 2207900 0 0 American SuperConductors Corp. COM 030111108 6894 536950 SH SOLE 536950 0 0 Ariba, Inc. COM 04033V104 727 257016 SH SOLE 257016 0 0 Broadcom, Inc. COM 111320107 176 4500 SH SOLE 4500 0 0 Brocade Communications Systems COM 111621108 378 56960 SH DEFINED 01 56960 0 0 Brocade Communications Systems COM 111621108 219 32963 SH SOLE 32963 0 0 BROKAT Antiengesellschaft COM 0 1533 SH DEFINED 01 1533 0 0 CancerVax Corporation COM 13738Y107 58 5500 SH DEFINED 01 5500 0 0 CancerVax Corporation COM 13738Y107 17849 1682290 SH SOLE 1682290 0 0 Centura Software Corporation COM 15640W103 0 500 SH DEFINED 01 500 0 0 CheckPoint Software COM 569 25000 SH SOLE 25000 0 0 CIENA Corporation COM 171779101 141 28416 SH SOLE 28416 0 0 Cygnus, Inc. COM 232560102 1 1000 SH DEFINED 01 1000 0 0 Divine Inc. COM 255402406 0 3393 SH DEFINED 01 3393 0 0 Drugstore.com COM 262241102 978 181800 SH SOLE 181800 0 0 eBay Inc. COM 278642103 970 14000 SH DEFINED 01 14000 0 0 eBay Inc. COM 278642103 139246 2009909 SH SOLE 2009909 0 0 Enron Corporation COM 293561106 3 60000 SH DEFINED 01 60000 0 0 Eyetech Pharmaceuticals COM 302297106 953 28700 SH DEFINED 01 28700 0 0 Eyetech Pharmaceuticals COM 302297106 50208 1512303 SH SOLE 1512303 0 0 FlexiInternational Software, Inc. COM 338923105 17 45000 SH DEFINED 01 45000 0 0 Freemarkets, Inc. COM 356602102 141 17178 SH SOLE 17178 0 0 Genzyme Corporation General Div COM 372917104 235 5028 SH DEFINED 01 5028 0 0 Genzyme Corporation General Div COM 372917104 117 2500 SH SOLE 2500 0 0 Gilead Sciences, Inc. COM 375558103 665 12000 SH DEFINED 01 12000 0 0 Gilead Sciences, Inc. COM 375558103 61389 1107100 SH SOLE 1107100 0 0 HomeStore.com, Inc. COM 437852106 30260 7153700 SH SOLE 7153700 0 0 iBEAM Broadcasting COM 45073P408 0 850 SH DEFINED 01 850 0 0 Imclone Systems, Inc. COM 45245W109 10911 215000 SH DEFINED 01 215000 0 0 Imclone Systems, Inc. COM 45245W109 117608 2317400 SH SOLE 2317400 0 0 InfoSpace COM 45678T201 3110 80000 SH SOLE 80000 0 0 InterActiveCorp COM 45840Q101 42056 1329636 SH SOLE 1329636 0 0 Internet Capital Group, Inc. COM 46059C106 8 20000 SH DEFINED 01 20000 0 0 Internet Capital Group, Inc. COM 46059C106 257 642410 SH SOLE 642410 0 0 Juniper Networks, Inc. COM 48203R104 29915 1149700 SH SOLE 1149700 0 0 Medimmune COM 584699102 50041 2168169 SH SOLE 2168169 0 0 Mercury InterActive COM 589405109 32704 730000 SH SOLE 730000 0 0 Microstrategy COM 594972408 3 52 SH SOLE 52 0 0 Net2000 Communications COM 64122G103 0 700 SH DEFINED 01 700 0 0 OSI Pharmaceuticals COM 671040103 1536 40000 SH SOLE 40000 0 0 Persistence Software COM 715329207 59 15000 SH SOLE 15000 0 0 Paragon Financial Group COM 69912C105 3 21488 SH DEFINED 01 21488 0 0 Paragon Financial Group COM 69912C105 0 2772 SH SOLE 2772 0 0 Quokka Sports COM 749077400 0 166 SH DEFINED 01 166 0 0 Red Hat Inc. COM 756577102 55304 2399300 SH SOLE 2399300 0 0 Research In Motion LTD COM 760975102 467 5000 SH DEFINED 01 5000 0 0 Research In Motion LTD COM 760975102 7186 77000 SH SOLE 77000 0 0 Sonus Networks COM 835916107 21825 5758600 SH SOLE 5758600 0 0 Sycamore Networks COM 871206108 8476 2077500 SH SOLE 2077500 0 0 Telik COM 87959M109 3132 116700 SH SOLE 116700 0 0 Time Warner, Inc. COM 887317105 143 8500 SH SOLE 8500 0 0 Verisign, Inc. COM 92343E102 41 2500 SH SOLE 2500 0 0 WebMD Corporation COM 94769M105 33200 3734500 SH SOLE 3734500 0 0 Webvan Group, Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 Worldcom, Inc. COM 98157D106 0 10350 SH DEFINED 01 10350 0 0 XM Satellite Radio COM 983759101 8868 317500 SH DEFINED 01 317500 0 0 XM Satellite Radio COM 983759101 91809 3287100 SH SOLE 3287100 0 0 Yahoo! COM 984332106 692 14275 SH DEFINED 01 14275 0 0 Yahoo! COM 984332106 181900 3752833 SH SOLE 3752833 0 0 Zhone Technologies COM 98950P108 19 5000 SH DEFINED 01 5000 0 0