-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LtJkLpZ0b+HzJqz1QsCj+I82nhC1DQCwVvSxIz5c61tzkXdVFQeAYN8F51bj1jLi SzI03+ySmauY5Lt5WzAHPw== 0000860655-04-000008.txt : 20040419 0000860655-04-000008.hdr.sgml : 20040419 20040419162717 ACCESSION NUMBER: 0000860655-04-000008 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20030331 FILED AS OF DATE: 20040419 EFFECTIVENESS DATE: 20040419 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERINDO INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000860655 IRS NUMBER: 942997472 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02623 FILM NUMBER: 04740820 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153620292 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 a13hr-033103amend2.txt FORM 13F HOLDINGS REPORT- AMENDMENT This filing lists securities holdings reported on the Form 13F filed on May 13, 2003 pursuant to a request for confidential treatment and for which that request was denied on September 29, 2003. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2003 Check here if Amendment [ X ]; Amendment Number: 2 This Amendment (Check only one.): [ x ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report of Behalf of Reporting Manager: Name: Dana E. Smith Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Dana E. Smith New York, New York April 16, 2004 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 129 Form 13F Information Table Value Total: $758,263 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10424 Amerindo Investment Advisors Inc. Offshore
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/Put/INVSTMT OTHRVOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRNCallDSCRETN MGRSSOLE SHARED NONE Abgenix, Inc. COM 00339B107 46 5262 SH DEFINED 01 5262 0 0 Aether Systems, Inc. COM 00808V105 100 31600 SH DEFINED 01 31600 0 0 AirNet Communications Corporation COM 00941P106 3 6173 SH DEFINED 01 6173 0 0 Akamai Technologies, Inc. COM 00971T101 118 83400 SH DEFINED 01 83400 0 0 Akamai Technologies, Inc. COM 00971T101 6966 4940400 SH SOLE 4940400 0 0 Alcatel COM 013904305 773 112229 SH SOLE 112229 0 0 Alexion Pharmaceuticals, Inc. COM 015351109 256 21052 SH DEFINED 01 21052 0 0 Alkermes, Inc. COM 01642T108 1587 175000 SH SOLE 175000 0 0 Amazon.com, Inc. COM 023135106 3405 130800 SH DEFINED 01 130800 0 0 Amazon.com, Inc. COM 023135106 45358 1742533 SH SOLE 1742533 0 0 AOL Time Warner, Inc. COM 00184A105 92 8500 SH SOLE 8500 0 0 Ariba, Inc. COM 04033V104 221 78400 SH DEFINED 01 78400 0 0 Ariba, Inc. COM 04033V104 13858 4914016 SH SOLE 4914016 0 0 Art Technology Group, Inc. COM 04289L107 2502 3088600 SH SOLE 3088600 0 0 ARTISTdirect, Inc. COM 04315D400 12 8040 SH DEFINED 01 8040 0 0 Ask Jeeves, Inc. COM 045174109 5400 762700 SH SOLE 762700 0 0 At Home Corporation COM 045919107 2 1004400 SH DEFINED 01 1004400 0 0 Avici Systems, Inc. COM 05367L802 67 19264 SH DEFINED 01 19264 0 0 Avici Systems, Inc. COM 05367L802 375 107261 SH SOLE 107261 0 0 AXA COM 054536107 4 374 SH DEFINED 01 374 0 0 BEA Systems, Inc. COM 073325102 203 20000 SH SOLE 20000 0 0 Bookham Technology plc COM 09856Q108 34 31586 SH DEFINED 01 31586 0 0 Brio Software, Inc. COM 109704106 2312 1605672 SH SOLE 1605672 0 0 Broadcom Inc. COM 111320107 31 2500 SH SOLE 2500 0 0 Brocade Comm. Systems, Inc. COM 111621108 1869 382900 SH SOLE 382900 0 0 BROKAT Antiengesellschaft COM 0 1533 SH DEFINED 01 1533 0 0 Centura Software Corporation COM 15640W103 0 500 SH DEFINED 01 500 0 0 Cerus Corporation COM 157085101 2868 325900 SH SOLE 325900 0 0 CIENA Corporation COM 171779101 16 3552 SH DEFINED 01 3552 0 0 CIENA Corporation COM 171779101 4091 936252 SH SOLE 936252 0 0 Ciphergen Biosystems, Inc. COM 17252Y104 75 13300 SH SOLE 13300 0 0 CMGI, Inc. COM 125750109 445 571500 SH SOLE 571500 0 0 Commerce One, Inc. COM 200693208 17 10000 SH DEFINED 01 10000 0 0 Corvis Corporation COM 221009103 310 477288 SH DEFINED 01 477288 0 0 Corvis Corporation COM 221009103 961 1478500 SH SOLE 1478500 0 0 CoSine Communications, Inc. COM 221222607 869 192250 SH SOLE 192250 0 0 Critical Path, Inc. COM 22674V100 0 400 SH DEFINED 01 400 0 0 Divine Inc. COM 255402406 0 3393 SH DEFINED 01 3393 0 0 DMC Stratex Networks, Inc. COM 86279T109 1 315 SH DEFINED 01 315 0 0 Documentum, Inc. COM 256159104 3636 277100 SH SOLE 277100 0 0 Dyax Corporation COM 26746E103 31 18000 SH DEFINED 01 18000 0 0 eBay Inc. COM 278642103 793 9300 SH DEFINED 01 9300 0 0 eBay Inc. COM 278642103 210405 2466359 SH SOLE 2466359 0 0 ELAN Corporation plc RTS COM 0 1500 SH DEFINED 01 1500 0 0 Enron Corporation COM 293561106 5 60000 SH DEFINED 01 60000 0 0 Epoch Biosciences, Inc. COM 294273107 460 285715 SH DEFINED 01 285715 0 0 Expedia Inc. COM 302125109 589 11400 SH DEFINED 01 11400 0 0 Expedia Inc. COM 302125109 139513 2700600 SH SOLE 2700600 0 0 Expedia Inc.- Warrants COM 302125125 9869 275520 SH SOLE 275520 0 0 FlexiInternational Software, Inc. COM 338923105 7 75000 SH DEFINED 01 75000 0 0 FreeMarkets, Inc. COM 356602102 94 17178 SH SOLE 17178 0 0 Genzyme Corp. Molecular Oncology COM 372917500 0 270 SH DEFINED 01 270 0 0 Genzyme Corporation Biosurgery COM 372917708 0 270 SH DEFINED 01 270 0 0 Genzyme Corporation General Div. COM 372917104 182 5000 SH DEFINED 01 5000 0 0 Genzyme Corporation General Div. COM 372917104 230 6300 SH SOLE 6300 0 0 Gilead Sciences, Inc. COM 375558103 16359 389600 SH SOLE 389600 0 0 GTC Biotherapeutics, Inc. COM 36238T104 30 20000 SH DEFINED 01 20000 0 0 HomeStore.com, Inc. COM 437852106 92 163400 SH DEFINED 01 163400 0 0 HomeStore.com, Inc. COM 437852106 3699 6604849 SH SOLE 6604849 0 0 Hotels.com COM 44147T108 173 3000 SH DEFINED 01 3000 0 0 Hotels.com COM 44147T108 21069 365300 SH SOLE 365300 0 0 i2 Technologies, Inc. COM 465754109 2523 3194300 SH SOLE 3194300 0 0 iBEAM Broadcasting Corporation COM 45073P408 0 850 SH DEFINED 01 850 0 0 IDEC Pharmaceuticals Corporation COM 449370105 1711 50000 SH SOLE 50000 0 0 ImClone Systems, Inc. COM 45245W109 1082 65900 SH SOLE 65900 0 0 InterMune, Inc. COM 45884X103 6173 289000 SH SOLE 289000 0 0 InterNAP Network Services Corp COM 45885A102 363 907835 SH SOLE 907835 0 0 Internet Capital Group, Inc. COM 46059C106 6 20000 SH DEFINED 01 20000 0 0 Internet Capital Group, Inc. COM 46059C106 215 742410 SH SOLE 742410 0 0 JDS Uniphase Corporation COM 46612J101 7 2400 SH DEFINED 01 2400 0 0 Juniper Networks, Inc. COM 48203R104 5971 730800 SH SOLE 730800 0 0 Kana Software, Inc. COM 483600300 113 28303 SH DEFINED 01 28303 0 0 Kana Software, Inc. COM 483600300 9195 2298735 SH SOLE 2298735 0 0 LookSmart, Ltd. COM 543442107 426 154300 SH DEFINED 01 154300 0 0 LookSmart, Ltd. COM 543442107 743 269200 SH SOLE 269200 0 0 MedImmune, Inc. COM 584699102 9889 301225 SH SOLE 301225 0 0 MicroStrategy COM 594972408 1 60 SH DEFINED 01 60 0 0 MicroStrategy COM 594972408 2 93 SH SOLE 93 0 0 MicroStrategy- Warrants COM 594972119 0 1039 SH DEFINED 01 1039 0 0 MicroStrategy- Warrants COM 594972119 0 122 SH SOLE 01 122 0 0 Millennium Pharmaceticals,Inc. COM 599902103 471 59900 SH SOLE 59900 0 0 Net2000 Communications, Inc. COM 64122G103 0 700 SH DEFINED 01 700 0 0 NetScreen Technologies, Inc. COM 64117V107 7101 423200 SH SOLE 423200 0 0 Network Appliance, Inc. COM 64120L104 11 1000 SH DEFINED 01 1000 0 0 Network Appliance, Inc. COM 64120L104 23334 2085250 SH SOLE 2085250 0 0 Niku Corporation COM 654113703 66 20400 SH DEFINED 01 20400 0 0 Niku Corporation COM 654113703 505 156356 SH SOLE 156356 0 0 NPS Pharmaceuticals COM 62936P103 193 12500 SH SOLE 12500 0 0 Onvia.com, Inc. COM 68338T403 68 25786 SH DEFINED 01 25786 0 0 Opsware, Inc. COM 68383A101 633 334696 SH DEFINED 01 334696 0 0 Opsware, Inc. COM 68383A101 9870 5222446 SH SOLE 5222446 0 0 OSI Pharmaceuticals,Inc. COM 671040103 640 40000 SH SOLE 40000 0 0 Overture Services, Inc. COM 69039R100 2629 173300 SH DEFINED 01 173300 0 0 Overture Services, Inc. COM 69039R100 18473 1217700 SH SOLE 1217700 0 0 Persistence Software, Inc. COM 715329108 0 1523 SH DEFINED 01 1523 0 0 Persistence Software, Inc. COM 715329108 76 315721 SH SOLE 315721 0 0 Paragon Financial Group COM 69912C105 67 93488 SH DEFINED 01 93488 0 0 Paragon Financial Group COM 69912C105 2 2772 SH SOLE 2772 0 0 Plumtree Software, Inc. COM 72940Q104 662 165600 SH SOLE 165600 0 0 Portal Software, Inc. COM 736126103 1898 2599632 SH SOLE 2599632 0 0 Protein Design Labs, Inc. COM 74369L103 78 10500 SH SOLE 10500 0 0 Quokka Sports, Inc. COM 749077400 0 166 SH DEFINED 01 166 0 0 QXL.com, Inc. COM 74912W507 0 8 SH DEFINED 01 8 0 0 Red Hat, Inc. COM 756577102 4027 741600 SH SOLE 741600 0 0 Research In Motion,LTD. COM 760975102 522 40000 SH SOLE 40000 0 0 Saba Software, Inc. COM 784932105 10 15000 SH DEFINED 01 15000 0 0 SeaChange International COM 811699107 181 25000 SH SOLE 25000 0 0 Sepracor, Inc. COM 817315104 9539 704500 SH SOLE 704500 0 0 Siebel Systems, Inc. COM 826170102 17886 2233000 SH SOLE 2233000 0 0 Sonus Networks Inc. COM 835916107 934 415300 SH SOLE 415300 0 0 Sycamore Networks, Inc. COM 871206108 2 635 SH DEFINED 01 635 0 0 Sycamore Networks, Inc. COM 871206108 10192 3341500 SH SOLE 3341500 0 0 Synopsys, Inc. COM 871607107 0 1 SH DEFINED 01 1 0 0 Telik, Inc. COM 87959M109 4346 323400 SH SOLE 323400 0 0 Tellium, Inc. COM 87967E107 66 124722 SH DEFINED 01 124722 0 0 Universal Access Global Holdings COM 91336M105 2 7900 SH DEFINED 01 7900 0 0 VeriSign, Inc. COM 92343E102 85 9700 SH DEFINED 01 9700 0 0 VeriSign, Inc. COM 92343E102 22 2500 SH SOLE 2500 0 0 Vertex Pharmaceuticals,Inc. COM 92532F100 752 67500 SH SOLE 67500 0 0 Vignette Corporation COM 926734104 30 20000 SH DEFINED 01 20000 0 0 Vignette Corporation COM 926734104 1693 1113950 SH SOLE 1113950 0 0 Visual Networks, Inc. COM 928444108 9 6000 SH DEFINED 01 6000 0 0 WebMD Corporation COM 94769M105 1912 212000 SH DEFINED 01 212000 0 0 WebMD Corporation COM 94769M105 18384 2038100 SH SOLE 2038100 0 0 Webvan Group, Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 WorldCom,Inc. COM 98157D106 1 10350 SH DEFINED 01 10350 0 0 XO Communications, Inc. COM 983764838 0 97 SH DEFINED 01 97 0 0 Yahoo! Inc. COM 984332106 1395 58062 SH DEFINED 01 58062 0 0 Yahoo! Inc. COM 984332106 78593 3271969 SH SOLE 3271969 0 0
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