13F-HR 1 a13fhr-123103.txt SCHEDULE 13F HOLDINGS REPORT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2003 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report of Behalf of Reporting Manager: Name: Dana E. Smith Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Dana E. Smith New York, New York February 13, 2004 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 55 Form 13F Information Table Value Total: $649,252 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10424 Amerindo Investment Advisors Inc. Offshore
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/Put/INVSTMT OTHRVOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRNCallDSCRETN MGRSSOLE SHARED NONE Abgenix, Inc. COM 00339B107 65 5262 SH DEFINED 01 5262 0 0 Alcatel COM 013904305 1568 122020 SH SOLE 122020 0 0 Alexion Pharmaceuticals, Inc. COM 015351109 358 21052 SH DEFINED 01 21052 0 0 Amazon.com, Inc. COM 023135106 868 16500 SH DEFINED 01 16500 0 0 Amazon.com, Inc. COM 023135106 91148 1732200 SH SOLE 1732200 0 0 Ariba, Inc. COM 04033V104 6125 2041816 SH SOLE 2041816 0 0 Broadcom Inc. COM 111320107 153 4500 SH SOLE 4500 0 0 Brocade Communications Systems, Inc. COM 111621108 132 22853 SH DEFINED 01 22853 0 0 Brocade Communications Systems, Inc. COM 111621108 191 33092 SH SOLE 33092 0 0 BROKAT Antiengesellschaft COM 0 1533 SH DEFINED 01 1533 0 0 CancerVax Corporation COM 13738Y107 3141 331361 SH DEFINED 01 331361 0 0 CancerVax Corporation COM 13738Y107 12493 1317879 SH SOLE 1317879 0 0 Centura Software Corporation COM 15640W103 0 500 SH DEFINED 01 500 0 0 CIENA Corporation COM 171779101 186 28416 SH SOLE 28416 0 0 Cygnus Inc. COM 232560102 0 1000 SH DEFINED 01 1000 0 0 Divine Inc. COM 255402406 0 3393 SH DEFINED 01 3393 0 0 eBay Inc. COM 278642103 905 14000 SH DEFINED 01 14000 0 0 eBay Inc. COM 278642103 129860 2009909 SH SOLE 2009909 0 0 Enron Corporation COM 293561106 2 60000 SH DEFINED 01 60000 0 0 FlexiInternational Software, Inc. COM 338923105 9 45000 SH DEFINED 01 45000 0 0 FreeMarkets, Inc. COM 356602102 115 17178 SH SOLE 17178 0 0 Genzyme Corporation General Div. COM 372917104 248 5028 SH DEFINED 01 5028 0 0 Genzyme Corporation General Div. COM 372917104 123 2500 SH SOLE 2500 0 0 Gilead Sciences, Inc. COM 375558103 699 12000 SH DEFINED 12000 0 0 Gilead Sciences, Inc. COM 375558103 64522 1107100 SH SOLE 1107100 0 0 HomeStore.com COM 437852106 24013 5076700 SH SOLE 5076700 0 0 iBEAM Broadcasting Corporation COM 45073P408 0 850 SH DEFINED 01 850 0 0 ImClone Systems, Inc. COM 45245W109 1824 46000 SH SOLE 46000 0 0 Internet Capital Group, Inc. COM 46059C106 7 20000 SH DEFINED 01 20000 0 0 Internet Capital Group, Inc. COM 46059C106 222 642410 SH SOLE 642410 0 0 Juniper Networks, Inc. COM 48203R104 12764 683300 SH SOLE 683300 0 0 Medimmune, Inc. COM 584699102 2324 91569 SH SOLE 91569 0 0 MicroStrategy COM 594972408 1 11 SH DEFINED 01 11 0 0 MicroStrategy COM 594972408 3 52 SH SOLE 52 0 0 Net2000 Communications, Inc. COM 64122G103 0 700 SH DEFINED 01 700 0 0 OSI Pharmaceuticals, Inc. COM 671040103 1290 40000 SH SOLE 40000 0 0 Persistence Software, Inc. COM 715329207 61 15000 SH SOLE 15000 0 0 Paragon Financial Group COM 69912C105 4 21488 SH DEFINED 01 21488 0 0 Paragon Financial Group COM 69912C105 0 2772 SH SOLE 2772 0 0 Quokka Sports, Inc. COM 749077400 0 166 SH DEFINED 01 166 0 0 Research in Motion LTD COM 760975102 7184 107500 SH DEFINED 01 107500 0 0 Red Hat Inc. COM 756577102 10061 536000 SH SOLE 536000 0 0 Sonus Networks Inc. COM 835916107 605 80300 SH SOLE 80300 0 0 Sycamore Networks, Inc. COM 871206108 11510 2204900 SH SOLE 2204900 0 0 Time Warner, Inc. COM 887317105 153 8500 SH SOLE 8500 0 0 Verisign, Inc. COM 92343E102 41 2500 SH SOLE 2500 0 0 WebMD Corporation COM 94769M105 611 68000 SH DEFINED 01 68000 0 0 WebMD Corporation COM 94769M105 30472 3389500 SH SOLE 3389500 0 0 WebVan Group, Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 WorldCom, Inc. COM 98157D106 1 10350 SH DEFINED 01 10350 0 0 XM Satellite Radio COM 983759101 1341 51000 SH DEFINED 01 51000 0 0 XM Satellite Radio COM 983759101 62136 2363500 SH SOLE 2363500 0 0 Yahoo! Inc. COM 984332106 643 14275 SH DEFINED 01 14275 0 0 Yahoo! Inc. COM 984332106 169045 3754049 SH SOLE 3754049 0 0 Zhone Technologies COM 98950P108 25 5000 SH DEFINED 01 5000 0 0