13F-HR/A 1 a13fhr-063003.txt FORM 13F HOLDINGS REPORT- AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2003 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report of Behalf of Reporting Manager: Name: Dana E. Smith Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Dana E. Smith New York, New York September 29, 2003 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 114 Form 13F Information Table Value Total: $1,023,741 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10424 Amerindo Investment Advisors Inc. Offshore
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/Put/INVSTMT OTHRVOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRNCallDSCRETN MGRSSOLE SHARED NONE Abgenix, Inc. COM 00339B107 55 5262 SH DEFINED 01 5262 0 0 AirNet Communications Corporation COM 00941P106 7 6173 SH DEFINED 01 6173 0 0 Akamai Technologies, Inc. COM 00971T101 263 55000 SH SOLE 55000 0 0 Alcatel COM 013904305 1004 112229 SH SOLE 112229 0 0 Alexion Pharmaceuticals, Inc. COM 015351109 362 21052 SH DEFINED 01 21052 0 0 Alkermes, Inc. COM 01642T108 1859 175000 SH SOLE 175000 0 0 Amazon.com, Inc. COM 023135106 599 16500 SH DEFINED 01 16500 0 0 Amazon.com, Inc. COM 023135106 63289 1742533 SH SOLE 1742533 0 0 AOL Time Warner, Inc. COM 00184A105 137 8500 SH SOLE 8500 0 0 Ariba, Inc. COM 04033V105 833 277800 SH DEFINED 01 277800 0 0 Ariba, Inc. COM 04033V105 14945 4981516 SH SOLE 4981516 0 0 ARTISTdirect, Inc. COM 04315D400 4 8040 SH DEFINED 01 8040 0 0 Ask Jeeves, Inc. COM 045174109 10411 762700 SH SOLE 762700 0 0 At Home Corporation COM 045919107 2 1004400 SH DEFINED 01 1004400 0 0 Avici Systems, Inc. COM 05367L802 118 19264 SH DEFINED 01 19264 0 0 Avici Systems, Inc. COM 05367L802 645 105750 SH SOLE 105750 0 0 AXA COM 054536107 6 374 SH DEFINED 01 374 0 0 Bookham Technology plc COM 09856Q108 45 31586 SH DEFINED 01 31586 0 0 Brio Software, Inc. COM 109704106 3725 1605672 SH SOLE 1605672 0 0 Broadcom Inc. COM 111320107 112 4500 SH SOLE 4500 0 0 Brocade Comm. Systems, Inc. COM 111621108 2818 475975 SH SOLE 475975 0 0 BROKAT Antiengesellschaft COM 0 1533 SH DEFINED 01 1533 0 0 Centura Software Corporation COM 15640W103 0 500 SH DEFINED 01 500 0 0 Cerus Corporation COM 157085101 3401 452200 SH SOLE 452200 0 0 CIENA Corporation COM 171779101 18 3552 SH DEFINED 01 3552 0 0 CIENA Corporation COM 171779101 4840 936252 SH SOLE 936252 0 0 CMGI, Inc. COM 125750109 863 571500 SH SOLE 571500 0 0 Commerce One, Inc. COM 200693208 24 10000 SH DEFINED 01 10000 0 0 Corvis Corporation COM 221009103 692 477288 SH DEFINED 01 477288 0 0 Corvis Corporation COM 221009103 2086 1438500 SH SOLE 1438500 0 0 CoSine Communications, Inc. COM 221222607 1167 192250 SH SOLE 192250 0 0 Critical Path, Inc. COM 22674V100 0 400 SH DEFINED 01 400 0 0 Cygnus Inc. COM 232560102 1 1000 SH DEFINED 01 1000 0 0 Dicks Sporting Goods COM 253393102 103 2819 SH DEFINED 01 2819 0 0 Divine Inc. COM 255402406 0 3393 SH DEFINED 01 3393 0 0 Documentum, Inc. COM 256159104 3517 179600 SH SOLE 179600 0 0 eBay Inc. COM 278642103 12948 124500 SH DEFINED 01 124500 0 0 eBay Inc. COM 278642103 269261 2589051 SH SOLE 2589051 0 0 Enron Corporation COM 293561106 3 60000 SH DEFINED 01 60000 0 0 Epoch Biosciences, Inc. COM 294273107 786 285715 SH DEFINED 01 285715 0 0 Expedia Inc. COM 302125109 381 5000 SH DEFINED 01 5000 0 0 Expedia Inc. COM 302125109 205548 2699600 SH SOLE 2699600 0 0 Expedia Inc.- Warrants COM 302125125 29425 539520 SH SOLE 539520 0 0 FlexiInternational Software, Inc. COM 338923105 8 75000 SH DEFINED 01 75000 0 0 FreeMarkets, Inc. COM 356602102 119 17178 SH SOLE 17178 0 0 Genzyme Corp. Molecular Oncology COM 372917500 1 270 SH DEFINED 01 270 0 0 Genzyme Corporation Biosurgery COM 372917708 1 270 SH DEFINED 01 270 0 0 Genzyme Corporation General Div. COM 372917104 209 5000 SH DEFINED 01 5000 0 0 Genzyme Corporation General Div. COM 372917104 105 2500 SH SOLE 2500 0 0 Gilead Sciences, Inc. COM 375558103 21215 381900 SH SOLE 381900 0 0 HomeStore.com, Inc. COM 437852106 427 248400 SH DEFINED 01 248400 0 0 HomeStore.com, Inc. COM 437852106 11360 6604849 SH SOLE 6604849 0 0 i2 Technologies, Inc. COM 465754109 3226 3194300 SH SOLE 3194300 0 0 iBEAM Broadcasting Corporation COM 45073P408 0 850 SH DEFINED 01 850 0 0 IDEC Pharmaceuticals Corporation COM 449370105 1664 49000 SH SOLE 49000 0 0 ImClone Systems, Inc. COM 45245W109 80 2500 SH SOLE 2500 0 0 InterActiveCorp. COM 45840Q101 42939 1091760 SH SOLE 1091760 0 0 InterMune, Inc. COM 45884X103 40 2500 SH SOLE 2500 0 0 InterNAP Network Services Corp COM 45885A102 425 416835 SH SOLE 416835 0 0 Internet Capital Group, Inc. COM 46059C106 10 20000 SH DEFINED 01 20000 0 0 Internet Capital Group, Inc. COM 46059C106 308 642410 SH SOLE 642410 0 0 JDS Uniphase Corporation COM 46612J101 8 2400 SH DEFINED 01 2400 0 0 Juniper Networks, Inc. COM 48203R104 8521 683300 SH SOLE 683300 0 0 Kana Software, Inc. COM 483600300 67 22000 SH DEFINED 01 22000 0 0 Kana Software, Inc. COM 483600300 6581 2164685 SH SOLE 2164685 0 0 MedImmune, Inc. COM 584699102 10901 299725 SH SOLE 299725 0 0 MicroStrategy COM 594972408 2 60 SH DEFINED 01 60 0 0 MicroStrategy COM 594972408 0 9 SH SOLE 9 0 0 MicroStrategy- Warrants COM 594972119 0 1039 SH DEFINED 01 1039 0 0 MicroStrategy- Warrants COM 594972119 0 122 SH SOLE 122 0 0 Millennium Pharmaceticals,Inc. COM 599902103 942 59900 SH SOLE 59900 0 0 Net2000 Communications, Inc. COM 64122G103 0 700 SH DEFINED 01 700 0 0 Network Appliance, Inc. COM 64120L104 30845 1918250 SH SOLE 1918250 0 0 Niku Corporation COM 654113703 711 156356 SH SOLE 156356 0 0 NPS Pharmaceuticals COM 62936P103 122 5000 SH SOLE 5000 0 0 Onvia.com, Inc. COM 68338T403 92 25786 SH DEFINED 01 25786 0 0 Opsware, Inc. COM 68383A101 1342 334696 SH DEFINED 01 334696 0 0 Opsware, Inc. COM 68383A101 7204 1796546 SH SOLE 1796546 0 0 OSI Pharmaceuticals,Inc. COM 671040103 1288 40000 SH SOLE 40000 0 0 Overture Services, Inc. COM 69039R100 4035 223300 SH DEFINED 01 223300 0 0 Overture Services, Inc. COM 69039R100 25618 1417700 SH SOLE 1417700 0 0 Persistence Software, Inc. COM 715329207 56 15000 SH SOLE 15000 0 0 Paragon Financial Group COM 69912C105 22 36488 SH DEFINED 01 36488 0 0 Paragon Financial Group COM 69912C105 2 2772 SH SOLE 2772 0 0 Plumtree Software, Inc. COM 72940Q104 679 165600 SH SOLE 165600 0 0 Portal Software, Inc. COM 736126103 4913 2599632 SH SOLE 2599632 0 0 Protein Design Labs, Inc. COM 74369L103 149 10500 SH SOLE 10500 0 0 Quokka Sports, Inc. COM 749077400 0 166 SH DEFINED 01 166 0 0 Red Hat, Inc. COM 756577102 1206 160000 SH DEFINED 01 160000 0 0 Red Hat, Inc. COM 756577102 8834 1171600 SH SOLE 1171600 0 0 Research In Motion,LTD. COM 760975102 865 40000 SH SOLE 40000 0 0 Saba Software, Inc. COM 784932600 17 3750 SH DEFINED 01 3750 0 0 SeaChange International COM 811699107 239 25000 SH SOLE 25000 0 0 Siebel Systems, Inc. COM 826170102 20910 2205000 SH SOLE 2205000 0 0 Sonus Networks Inc. COM 835916107 1115 230300 SH SOLE 230300 0 0 Stratex Networks, Inc. COM 86279T109 1 315 SH DEFINED 01 315 0 0 Sycamore Networks, Inc. COM 871206108 12717 3329000 SH SOLE 3329000 0 0 Synopsys, Inc. COM 871607107 0 1 SH DEFINED 01 1 0 0 Telik, Inc. COM 87959M109 5181 323400 SH SOLE 323400 0 0 Tellium, Inc. COM 87967E107 110 124722 SH DEFINED 01 124722 0 0 Universal Access Global Holdings COM 91336M105 3 7900 SH DEFINED 01 7900 0 0 VeriSign, Inc. COM 92343E102 134 9700 SH DEFINED 01 9700 0 0 VeriSign, Inc. COM 92343E102 34 2500 SH SOLE 2500 0 0 Vertex Pharmaceuticals,Inc. COM 92532F100 988 67500 SH SOLE 67500 0 0 Vignette Corporation COM 926734104 39 20000 SH DEFINED 01 20000 0 0 Vignette Corporation COM 926734104 2062 1046450 SH SOLE 1046450 0 0 Visual Networks, Inc. COM 928444108 8 6000 SH DEFINED 01 6000 0 0 WebMD Corporation COM 94769M105 5359 493000 SH DEFINED 01 493000 0 0 WebMD Corporation COM 94769M105 35757 3289500 SH SOLE 3289500 0 0 Webvan Group, Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 WorldCom,Inc. COM 98157D106 0 10350 SH DEFINED 01 10350 0 0 XO Communications, Inc. COM 983764838 1 97 SH DEFINED 01 97 0 0 Yahoo! Inc. COM 984332106 327 10000 SH DEFINED 01 10000 0 0 Yahoo! Inc. COM 984332106 105294 3219993 SH SOLE 3219993 0 0