13F-HR/A 1 a13fhr-123102.txt FORM 13F HOLDINGS REPORT- AMENDMENT UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2002 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report of Behalf of Reporting Manager: Name: Dana E. Smith Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Dana E. Smith New York, New York September 29, 2003 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 157 Form 13F Information Table Value Total: $686,397 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10424 Amerindo Investment Advisors Inc. Offshore
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/Put/INVSTMT OTHRVOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRNCallDSCRETN MGRSSOLE SHARED NONE Abgenix, Inc. COM 00339B107 39 5262 SH DEFINED 01 5262 0 0 Actuate Corporation COM 00508B102 322 182000 SH SOLE 182000 0 0 Aether Systems, Inc. COM 00808V105 119 31600 SH DEFINED 01 31600 0 0 Agere Systems Inc COM 00845V100 22 15000 SH DEFINED 01 15000 0 0 AirNet Communications Corporation COM 00941P106 3 6173 SH DEFINED 01 6173 0 0 Akamai Technologies, Inc. COM 00971T101 144 83400 SH DEFINED 01 83400 0 0 Akamai Technologies, Inc. COM 00971T101 9438 5455411 SH SOLE 5455411 0 0 Alcatel COM 013904305 47 10622 SH DEFINED 01 10622 0 0 Alcatel COM 013904305 586 132018 SH SOLE 132018 0 0 Alexion Pharmaceuticals, Inc. COM 015351109 297 21052 SH DEFINED 01 21052 0 0 Alkermes, Inc. COM 01642T108 4248 677500 SH SOLE 677500 0 0 Amazon.com, Inc. COM 023135106 2093 110800 SH DEFINED 01 110800 0 0 Amazon.com, Inc. COM 023135106 37890 2005807 SH SOLE 2005807 0 0 AOL Time Warner, Inc. COM 00184A105 111 8500 SH SOLE 8500 0 0 Ariba, Inc. COM 04033V104 194 78400 SH DEFINED 01 78400 0 0 Ariba, Inc. COM 04033V104 13082 5274964 SH SOLE 5274964 0 0 Art Technology Group, Inc. COM 04289L107 3830 3088600 SH SOLE 3088600 0 0 ARTISTdirect, Inc. COM 04315D400 17 8040 SH DEFINED 01 8040 0 0 Ask Jeeves, Inc. COM 045174109 13 4900 SH DEFINED 01 4900 0 0 Ask Jeeves, Inc. COM 045174109 1844 720200 SH SOLE 720200 0 0 At Home Corporation COM 045919107 2 1004400 SH DEFINED 01 1004400 0 0 Avici Systems, Inc. COM 05367L802 69 19264 SH DEFINED 01 19264 0 0 Avici Systems, Inc. COM 05367L802 404 112886 SH SOLE 112886 0 0 AXA COM 054536107 5 374 SH DEFINED 01 374 0 0 BEA Systems, Inc. COM 073325102 229 20000 SH SOLE 20000 0 0 Bookham Technology plc COM 09856Q108 32 31586 SH DEFINED 01 31586 0 0 Brio Software, Inc. COM 109704106 2489 1605672 SH SOLE 1605672 0 0 Broadcom Inc. COM 111320107 151 10000 SH DEFINED 01 10000 0 0 Broadcom Inc. COM 111320107 8580 569750 SH SOLE 569750 0 0 Brocade Comm. Systems, Inc. COM 111621108 3544 856128 SH SOLE 856128 0 0 BROKAT Antiengesellschaft COM 0 1533 SH DEFINED 01 1533 0 0 Centura Software Corporation COM 15640W103 0 500 SH DEFINED 01 500 0 0 CIENA Corporation COM 171779101 23 4408 SH DEFINED 01 4408 0 0 CIENA Corporation COM 171779101 4812 936252 SH SOLE 936252 0 0 Ciphergen Biosystems, Inc. COM 17252Y104 46 13300 SH SOLE 13300 0 0 Cisco Systems COM 17275R102 1 53 SH DEFINED 01 53 0 0 CMGI, Inc. COM 125750109 413 421500 SH SOLE 421500 0 0 Commerce One, Inc. COM 200693208 28 10000 SH DEFINED 01 10000 0 0 Corixa Corporation COM 21887F100 59 9300 SH SOLE 9300 0 0 Corvis Corporation COM 221009103 342 481088 SH DEFINED 01 481088 0 0 Corvis Corporation COM 221009103 1725 2430240 SH SOLE 2430240 0 0 CoSine Communications, Inc. COM 221222607 300 49678 SH DEFINED 01 49678 0 0 CoSine Communications, Inc. COM 221222607 1184 196000 SH SOLE 196000 0 0 Critical Path, Inc. COM 22674V100 0 400 SH DEFINED 01 400 0 0 Divine Inc. COM 255402406 5 3393 SH DEFINED 01 3393 0 0 DMC Stratex Networks, Inc. COM 86279T109 1 315 SH DEFINED 01 315 0 0 Documentum, Inc. COM 256159104 4339 277100 SH SOLE 277100 0 0 Dyax Corporation COM 26746E103 32 18000 SH DEFINED 01 18000 0 0 eBay Inc. COM 278642103 631 9300 SH DEFINED 01 9300 0 0 eBay Inc. COM 278642103 184996 2727747 SH SOLE 2727747 0 0 ELAN Corporation plc RTS COM 0 1500 SH DEFINED 01 1500 0 0 Enron Corporation COM 293561106 4 60000 SH DEFINED 01 60000 0 0 E.piphany, Inc. COM 26881V100 4 950 SH DEFINED 01 950 0 0 Epoch Biosciences, Inc. COM 294273107 429 285715 SH DEFINED 01 285715 0 0 Expedia Inc. COM 302125109 187 2800 SH DEFINED 01 2800 0 0 Expedia Inc. COM 302125109 92986 1389300 SH SOLE 1389300 0 0 Expedia Inc.- Warrants COM 302125125 9869 275520 SH SOLE 275520 0 0 FlexiInternational Software, Inc. COM 338923105 5 75000 SH DEFINED 01 75000 0 0 FreeMarkets, Inc. COM 356602102 111 17178 SH SOLE 17178 0 0 Genzyme Corp. Molecular Oncology COM 372917500 0 270 SH DEFINED 01 270 0 0 Genzyme Corporation Biosurgery COM 372917708 1 270 SH DEFINED 01 270 0 0 Genzyme Corporation General Div. COM 372917104 148 5000 SH DEFINED 01 5000 0 0 Gilead Sciences, Inc. COM 375558103 20271 596200 SH SOLE 596200 0 0 GTC Biotherapeutics, Inc. COM 36238T104 24 20000 SH DEFINED 01 20000 0 0 HomeStore.com, Inc. COM 437852106 139 163400 SH DEFINED 01 163400 0 0 HomeStore.com, Inc. COM 437852106 5891 6930634 SH SOLE 6930634 0 0 Hotels.com COM 44147T108 137 2500 SH DEFINED 01 2500 0 0 Hotels.com COM 44147T108 12893 236000 SH SOLE 236000 0 0 i2 Technologies, Inc. COM 465754109 3817 3319300 SH SOLE 3319300 0 0 iBEAM Broadcasting Corporation COM 45073P408 0 850 SH DEFINED 01 850 0 0 IDEC Pharmaceuticals Corporation COM 449370105 3251 98000 SH SOLE 98000 0 0 ImClone Systems, Inc. COM 45245W109 41 3900 SH DEFINED 01 3900 0 0 ImClone Systems, Inc. COM 45245W109 6240 587500 SH SOLE 587500 0 0 Inktomi Corporation COM 457277101 10 6000 SH SOLE 6000 0 0 InterMune, Inc. COM 45884X103 7245 284000 SH SOLE 284000 0 0 InterNAP Network Services Corp COM 45885A102 362 977835 SH SOLE 977835 0 0 Internet Capital Group, Inc. COM 46059C106 7 20000 SH DEFINED 01 20000 0 0 Internet Capital Group, Inc. COM 46059C106 441 1223660 SH SOLE 1223660 0 0 JDS Uniphase Corporation COM 46612J101 6 2400 SH DEFINED 01 2400 0 0 Juniper Networks, Inc. COM 48203R104 1224 180000 SH DEFINED 01 180000 0 0 Juniper Networks, Inc. COM 48203R104 4357 640800 SH SOLE 640800 0 0 Kana Software, Inc. COM 483600300 56 28603 SH DEFINED 01 28603 0 0 Kana Software, Inc. COM 483600300 4962 2518735 SH SOLE 2518735 0 0 LookSmart, Ltd. COM 543442107 151 61000 SH DEFINED 01 61000 0 0 LookSmart, Ltd. COM 543442107 3122 1258800 SH SOLE 1258800 0 0 McData Corporation COM 580031102 58 8300 SH DEFINED 01 8300 0 0 McData Corporation COM 580031102 1055 150000 SH SOLE 150000 0 0 MedImmune, Inc. COM 584699102 9325 343225 SH SOLE 343225 0 0 MicroStrategy COM 594972408 3 174 SH SOLE 174 0 0 MicroStrategy- Warrants COM 594972119 0 122 SH SOLE 122 0 0 Millennium Pharmaceticals,Inc. COM 599902103 992 124900 SH SOLE 124900 0 0 Neoforma, Inc. COM 640475505 16 1300 SH DEFINED 01 1300 0 0 Net2000 Communications, Inc. COM 64122G103 0 700 SH DEFINED 01 700 0 0 NetScreen Technologies, Inc. COM 64117V107 76 4500 SH DEFINED 01 4500 0 0 NetScreen Technologies, Inc. COM 64117V107 21665 1286500 SH SOLE 1286500 0 0 Network Appliance, Inc. COM 64120L104 10 1000 SH DEFINED 01 1000 0 0 Network Appliance, Inc. COM 64120L104 22507 2250659 SH SOLE 2250659 0 0 Niku Corporation COM 654113703 113 28280 SH DEFINED 01 28280 0 0 Niku Corporation COM 654113703 843 211356 SH SOLE 211356 0 0 NPS Pharmaceuticals COM 62936P103 503 20000 SH SOLE 20000 0 0 Onvia.com, Inc. COM 68338T403 66 25786 SH DEFINED 01 25786 0 0 Openwave Systems Inc. COM 683718100 20 10000 SH DEFINED 01 10000 0 0 Opsware, Inc. COM 68383A101 594 335696 SH DEFINED 01 335696 0 0 Opsware, Inc. COM 68383A101 9294 5250830 SH SOLE 5250830 0 0 OSI Pharmaceuticals,Inc. COM 671040103 656 40000 SH SOLE 40000 0 0 Overture Services, Inc. COM 69039R100 2084 76300 SH DEFINED 01 76300 0 0 Overture Services, Inc. COM 69039R100 29295 1072700 SH SOLE 1072700 0 0 Palm,Inc. COM 696642206 24 1500 SH DEFINED 01 1500 0 0 Parametric Technology Corporation COM 699173100 2 600 SH DEFINED 01 600 0 0 Persistence Software, Inc. COM 715329108 1 1523 SH DEFINED 01 1523 0 0 Persistence Software, Inc. COM 715329108 152 315721 SH SOLE 315721 0 0 Paragon Financial Group COM 69912C105 34 93488 SH DEFINED 01 93488 0 0 Paragon Financial Group COM 69912C105 1 2772 SH SOLE 2772 0 0 Plumtree Software, Inc. COM 72940Q104 447 165600 SH SOLE 165600 0 0 Portal Software, Inc. COM 736126103 36 45100 SH DEFINED 01 45100 0 0 Portal Software, Inc. COM 736126103 2101 2599632 SH SOLE 2599632 0 0 Precise Software Solutions COM 248 15000 SH SOLE 15000 0 0 priceline.com Inc. COM 741503106 123 70000 SH DEFINED 01 70000 0 0 priceline.com Inc. COM 741503106 1100 687256 SH SOLE 687256 0 0 Protein Design Labs, Inc. COM 74369L103 43 5000 SH DEFINED 01 5000 0 0 Protein Design Labs, Inc. COM 74369L103 89 10500 SH SOLE 10500 0 0 Quokka Sports, Inc. COM 749077400 0 166 SH DEFINED 01 166 0 0 QXL.com, Inc. COM 74912W507 0 8 SH DEFINED 01 8 0 0 Rambus Inc. COM 750917106 1 200 SH DEFINED 01 200 0 0 Rational Software Corporation COM 75409P202 0 1 SH SOLE 1 0 0 Red Hat, Inc. COM 756577102 4383 741600 SH SOLE 741600 0 0 Research In Motion,LTD. COM 760975102 2821 215000 SH SOLE 215000 0 0 Rhythms NetConnections Inc. COM 762430205 0 1500 SH DEFINED 01 1500 0 0 Saba Software, Inc. COM 784932105 16 15000 SH DEFINED 01 15000 0 0 Scient Corporation COM 808649305 0 86 SH DEFINED 01 86 0 0 Sepracor, Inc. COM 817315104 7934 820500 SH SOLE 820500 0 0 SEQUENOM Inc. COM 817337108 9 5000 SH DEFINED 01 5000 0 0 Shire Pharmaceuticals COM 82481R106 43 2275 SH DEFINED 01 2275 0 0 Siebel Systems, Inc. COM 826170102 21020 2840500 SH SOLE 2840500 0 0 Sycamore Networks, Inc. COM 871206108 2 635 SH DEFINED 01 635 0 0 Sycamore Networks, Inc. COM 871206108 12181 4214800 SH SOLE 4214800 0 0 Synopsys, Inc. COM 871607107 0 1 SH DEFINED 01 1 0 0 Telik, Inc. COM 87959M109 233 20000 SH DEFINED 01 20000 0 0 Telik, Inc. COM 87959M109 4543 389600 SH SOLE 389600 0 0 Tellium, Inc. COM 87967E107 67 104722 SH DEFINED 01 104722 0 0 TIBCO Software Inc. COM 88632Q103 371 60000 SH DEFINED 01 60000 0 0 Universal Access Global Holdings COM 91336M105 2 7900 SH DEFINED 01 7900 0 0 VeriSign, Inc. COM 92343E102 78 9700 SH DEFINED 01 9700 0 0 VeriSign, Inc. COM 92343E102 20 2500 SH SOLE 2500 0 0 Vertex Pharmaceuticals,Inc. COM 92532F100 25 1550 SH DEFINED 01 1550 0 0 Vertex Pharmaceuticals,Inc. COM 92532F100 188500 2988 SH SOLE 2988 0 0 Vignette Corporation COM 926734104 25 20000 SH DEFINED 01 20000 0 0 Vignette Corporation COM 926734104 1645 1340652 SH SOLE 1340652 0 0 Visual Networks, Inc. COM 928444108 9 6000 SH DEFINED 01 6000 0 0 WebMD Corporation COM 94769M105 86 10000 SH DEFINED 01 10000 0 0 Websense Inc. COM 947684106 192 9000 SH SOLE 9000 0 0 Webvan Group, Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 WorldCom,Inc. COM 98157D106 1 10350 SH DEFINED 01 10350 0 0 XO Communications, Inc. COM 983764838 0 97 SH DEFINED 01 97 0 0 Yahoo! Inc. COM 984332106 786 48062 SH DEFINED 01 48062 0 0 Yahoo! Inc. COM 984332106 56168 3435369 SH SOLE 3435369 0 0