13F-HR/A 1 a13fhra-063002.txt FORM 13F HOLDINGS REPORT- AMENDMENT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON AUGUST 14, 2002 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT WHICH EXPIRED ON AUGUST 14, 2003. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2002 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report of Behalf of Reporting Manager: Name: Dana E. Smith Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Dana E. Smith New York, New York August 13, 2003 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 165 Form 13F Information Table Value Total: $719,383 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10424 Amerindo Investment Advisors Inc. Offshore
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/Put/INVSTMT OTHRVOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRNCallDSCRETN MGRSSOLE SHARED NONE Abgenix, Inc. COM 04033V104 52 5262 SH DEFINED 01 5262 0 0 Actuate Corporation COM 00508B102 1120 248900 SH SOLE 248900 0 0 Aether Systems, Inc. COM 00808V105 93 31600 SH DEFINED 01 31600 0 0 Agere Systems Inc COM 00845V100 21 15000 SH DEFINED 01 15000 0 0 Agile Software Corporation COM 00846X105 47 6400 SH SOLE 6400 0 0 AirNet Communications Corporation COM 00941P106 5 6173 SH DEFINED 01 6173 0 0 Akamai Technologies, Inc. COM 00971T101 108 83400 SH DEFINED 01 83400 0 0 Akamai Technologies, Inc. COM 00971T101 6819 5245511 SH SOLE 5245511 0 0 Alexion Pharmaceuticals, Inc. COM 015351109 319 21052 SH DEFINED 01 21052 0 0 Alkermes, Inc. COM 01642T108 5523 345000 SH SOLE 345000 0 0 Amazon.com, Inc. COM 023135106 1656 101900 SH DEFINED 01 101900 0 0 Amazon.com, Inc. COM 023135106 28314 1742374 SH SOLE 1742374 0 0 AOL Time Warner, Inc. COM 00184A105 272 18500 SH SOLE 18500 0 0 Applied Micro Circuits Corporation COM 03822W109 104 22052 SH SOLE 22052 0 0 Ariba, Inc. COM 04033V104 269 84400 SH DEFINED 01 84400 0 0 Ariba, Inc. COM 04033V104 13164 4126595 SH SOLE 4126595 0 0 Art Technology Group, Inc. COM 04289L107 1443 1428500 SH SOLE 1428500 0 0 ARTISTdirect, Inc. COM 04315D400 76 8040 SH DEFINED 01 8040 0 0 Ask Jeeves, Inc. COM 045174109 102 99400 SH DEFINED 01 99400 0 0 Ask Jeeves, Inc. COM 045174109 874 848200 SH SOLE 848200 0 0 At Home Corporation COM 045919107 2 1004400 SH DEFINED 01 1004400 0 0 Avici Systems, Inc. COM 05367L109 103 102156 SH DEFINED 01 102156 0 0 Avici Systems, Inc. COM 05367L109 499 494046 SH SOLE 494046 0 0 AXA COM 054536107 7 374 SH DEFINED 01 374 0 0 Bookham Technology plc COM 09856Q108 34 31586 SH DEFINED 01 31586 0 0 Brio Software, Inc. COM 109704106 1574 1605672 SH SOLE 1605672 0 0 Broadcom Inc. COM 111320107 52 2970 SH DEFINED 01 2970 0 0 Broadcom Inc. COM 111320107 5257 299700 SH SOLE 299700 0 0 Brocade Comm. Systems, Inc. COM 111621108 17210 984528 SH SOLE 984528 0 0 BROKAT Antiengesellschaft COM 112080205 0 1533 SH DEFINED 01 1533 0 0 Centura Software Corporation COM 15640W103 0 500 SH DEFINED 01 500 0 0 Cerus Corporation COM 157085101 440 13000 SH SOLE 13000 0 0 Check Point Software Technologies, LTD COM M22465104 7 500 SH DEFINED 01 500 0 0 CIENA Corporation COM 171779101 63 15064 SH DEFINED 01 15064 0 0 CIENA Corporation COM 171779101 4947 1180685 SH SOLE 1180685 0 0 Ciphergen Biosystems, Inc. COM 17252Y104 1124 318500 SH SOLE 318500 0 0 Cisco Systems, Inc. COM 17275R102 1 53 SH DEFINED 01 53 0 0 CMGI, Inc. COM 125750109 7 15000 SH DEFINED 01 15000 0 0 Commerce One, Inc. COM 200693109 38 100000 SH DEFINED 01 100000 0 0 Comverse Technology, Inc. COM 205862402 45 4900 SH DEFINED 01 4900 0 0 Corvis Corporation COM 221009103 391 600828 SH DEFINED 01 600828 0 0 Corvis Corporation COM 221009103 1863 2866000 SH SOLE 2866000 0 0 CoSine Communications, Inc. COM 221222102 368 856447 SH DEFINED 01 856447 0 0 CoSine Communications, Inc. COM 221222102 1158 2692500 SH SOLE 2692500 0 0 Covad Communications Group Inc. COM 222814204 25 21104 SH DEFINED 01 21104 0 0 Critical Path, Inc. COM 22674V100 0 400 SH DEFINED 01 400 0 0 Divine Inc. COM 255402406 13 3393 SH DEFINED 01 3393 0 0 DMC Stratex Networks, Inc. COM 23322L106 1 315 SH DEFINED 01 315 0 0 DoubleClick, Inc. COM 258609304 290 40000 SH SOLE 40000 0 0 Dyax Corporation COM 26746E103 70 18000 SH DEFINED 01 18000 0 0 eBay Inc. COM 278642103 1713 27800 SH DEFINED 01 27800 0 0 eBay Inc. COM 278642103 185889 3016694 SH SOLE 3016694 0 0 EDEN Bioscience Corporation COM 279445100 3 1400 SH DEFINED 01 1400 0 0 ELAN Corporation plc RTS COM 0 1500 SH DEFINED 01 1500 0 0 Enron Corporation COM 293561106 6 60000 SH DEFINED 01 60000 0 0 E.piphany, Inc. COM 26881V100 4 950 SH DEFINED 01 950 0 0 Epoch Biosciences, Inc. COM 294273107 520 285715 SH DEFINED 01 285715 0 0 eToys Inc. COM 297862104 1 178900 SH DEFINED 01 178900 0 0 Exodus Communications, Inc. COM 302088109 0 1331502 SH DEFINED 01 1331502 0 0 Expedia Inc. COM 302125109 18 300 SH DEFINED 01 300 0 0 Expedia Inc. COM 302125109 92119 1553700 SH SOLE 1553700 0 0 Expedia Inc.- Warrants COM 302125125 8589 296160 SH SOLE 296160 0 0 FlexiInternational Software, Inc. COM 338923105 6 75000 SH DEFINED 01 75000 0 0 FreeMarkets, Inc. COM 356602102 9 653 SH DEFINED 01 653 0 0 FreeMarkets, Inc. COM 356602102 39982 2829600 SH SOLE 2829600 0 0 Genzyme Corp. Molecular Oncology COM 372917500 1 270 SH DEFINED 01 270 0 0 Genzyme Corporation Biosurgery COM 372917708 1 270 SH DEFINED 01 270 0 0 Genzyme Corporation General Div. COM 372917104 96 5000 SH DEFINED 01 5000 0 0 GTC Biotherapeutics, Inc. COM 36238T104 25 20000 SH DEFINED 01 20000 0 0 GTC Biotherapeutics, Inc. COM 36238T104 18 14500 SH SOLE 14500 0 0 Geron Corporation COM 374163103 16 3400 SH DEFINED 01 3400 0 0 Gilead Sciences, Inc. COM 375558103 14004 425900 SH SOLE 425900 0 0 HomeStore.com, Inc. COM 437852106 396 274800 SH DEFINED 01 274800 0 0 HomeStore.com, Inc. COM 437852106 9558 6637285 SH SOLE 6637285 0 0 i2 Technologies, Inc. COM 465754109 6110 4128469 SH SOLE 4128469 0 0 iBEAM Broadcasting Corporation COM 45073P408 0 850 SH DEFINED 01 850 0 0 IDEC Pharmaceuticals Corporation COM 449370105 1932 54500 SH SOLE 54500 0 0 ImClone Systems, Inc. COM 45245W109 34 3900 SH DEFINED 01 3900 0 0 ImClone Systems, Inc. COM 45245W109 7699 885500 SH SOLE 885500 0 0 Inktomi Corporation COM 457277101 5 6000 SH SOLE 6000 0 0 InterMune, Inc. COM 45884X103 2427 115000 SH SOLE 115000 0 0 InterNAP Network Services Corp COM 45885A102 235 1022835 SH SOLE 1022835 0 0 Internet Capital Group, Inc. COM 46059C106 140 517900 SH DEFINED 01 517900 0 0 Internet Capital Group, Inc. COM 46059C106 250 924910 SH SOLE 924910 0 0 Intersil Corporation/DE COM 46069S109 182 8500 SH SOLE 8500 0 0 JDS Uniphase Corporation COM 46612J101 6 2400 SH DEFINED 01 2400 0 0 Juniper Networks, Inc. COM 48203R104 463 81900 SH DEFINED 01 81900 0 0 Juniper Networks, Inc. COM 48203R104 476 84300 SH SOLE 84300 0 0 Kana Software, Inc. COM 483600300 908 226908 SH DEFINED 01 226908 0 0 Kana Software, Inc. COM 483600300 9634 2408430 SH SOLE 2408430 0 0 Looksmart, Ltd. COM 543442107 123 62974 SH DEFINED 01 62974 0 0 Looksmart, Ltd. COM 543442107 3254 1660000 SH SOLE 1660000 0 0 Loudcloud,Inc. COM 545735102 480 335696 SH DEFINED 01 335696 0 0 Loudcloud,Inc. COM 545735102 7741 5413330 SH SOLE 5413330 0 0 McData Corporation COM 580031102 74 8300 SH DEFINED 01 8300 0 0 MedImmune, Inc. COM 584699102 10797 408975 SH SOLE 408975 0 0 Millennium Pharmaceticals,Inc. COM 599902103 2004 164900 SH SOLE 164900 0 0 Neoforma, Inc. COM 640475505 262 20153 SH DEFINED 01 20153 0 0 Net2000 Communications, Inc. COM 64122G103 0 700 SH DEFINED 01 700 0 0 Netscreen Technologies, Inc. COM 64117V107 41 4500 SH DEFINED 01 4500 0 0 Netscreen Technologies, Inc. COM 64117V107 13015 1417800 SH SOLE 1417800 0 0 Network Appliance, Inc. COM 64120L104 12 1000 SH DEFINED 01 1000 0 0 Network Appliance, Inc. COM 64120L104 24978 2007841 SH SOLE 2007841 0 0 Niku Corporation COM 654113703 360 836800 SH DEFINED 01 836800 0 0 Niku Corporation COM 654113703 794 1846060 SH SOLE 1846060 0 0 NPS Pharmaceuticals COM 62936P103 979 63928 SH SOLE 63928 0 0 Onvia.com, Inc. COM 68338T403 490 257862 SH DEFINED 01 257862 0 0 Openwave Systems Inc. COM 683718100 112 20000 SH DEFINED 01 20000 0 0 OSI Pharmaceuticals,Inc. COM 671040103 972 40000 SH SOLE 40000 0 0 Overture Services, Inc. COM 69039R100 205 8400 SH DEFINED 01 8400 0 0 Overture Services, Inc. COM 69039R100 2740 112300 SH SOLE 112300 0 0 Palm, Inc. COM 696642107 53 30000 SH DEFINED 01 30000 0 0 Parametric Technology Corporation COM 699173100 2 600 SH DEFINED 01 600 0 0 PayPal, Inc. COM 704508100 20932 1036200 SH SOLE 1036200 0 0 Persistence Software, Inc. COM 715329108 181 301523 SH DEFINED 01 301523 0 0 Persistence Software, Inc. COM 715329108 9 15721 SH SOLE 15721 0 0 Paragon HomeFunding Inc. COM 727049405 14 93488 SH DEFINED 01 93488 0 0 Paragon HomeFunding Inc. COM 727049405 0 2772 SH SOLE 2772 0 0 Plumtree Software, Inc. COM 72940Q104 439 88100 SH SOLE 88100 0 0 Portal Software, Inc. COM 736126103 34 45100 SH DEFINED 01 45100 0 0 Portal Software, Inc. COM 736126103 2109 2812132 SH SOLE 2812132 0 0 priceline.com Incorporated COM 741503106 261 93500 SH DEFINED 01 93500 0 0 priceline.com Incorporated COM 741503106 2165 775963 SH SOLE 775963 0 0 Protein Design Labs, Inc. COM 74369L103 54 5000 SH DEFINED 01 5000 0 0 Protein Design Labs, Inc. COM 74369L103 136 12500 SH SOLE 12500 0 0 PSINet, Inc. COM 74437C309 61 21020 SH DEFINED 01 21020 0 0 Quokka Sports, Inc. COM 749077400 0 166 SH DEFINED 01 166 0 0 QXL.com, Inc. COM 74912W408 0 8 SH DEFINED 01 8 0 0 Rambus Inc. COM 750917106 1 200 SH DEFINED 01 200 0 0 Rational Software Corporation COM 75409P202 0 1 SH SOLE 1 0 0 Research In Motion,LTD. COM 760975102 1138 100000 SH SOLE 100000 0 0 Rhythms NetConnections Inc. COM 762430205 0 1500 SH DEFINED 01 1500 0 0 Saba Software, Inc. COM 784932105 38 15000 SH DEFINED 01 15000 0 0 Saba Software, Inc. COM 784932105 156 61140 SH SOLE 61140 0 0 Scient Corporation COM 808649305 0 86 SH DEFINED 01 86 0 0 Selectica, Inc. COM 816288104 349 87884 SH SOLE 87884 0 0 Sepracor, Inc. COM 817315104 8557 896000 SH SOLE 896000 0 0 SEQUENOM, Inc. COM 817337108 18 5000 SH DEFINED 01 5000 0 0 Shire Pharmaceuticals Group COM 82481R106 59 2275 SH DEFINED 01 2275 0 0 Siebel Systems, Inc. COM 826170102 49979 3514720 SH SOLE 3514720 0 0 Sonus Networks Inc. COM 835916107 346 171261 SH SOLE 171261 0 0 Speechworks International Inc. COM 84764M101 283 76885 SH SOLE 76885 0 0 StarBase Corporation COM 854910403 2 837 SH DEFINED 01 837 0 0 StorageNetworks, Inc. COM 86211E103 49 25000 SH SOLE 25000 0 0 Sycamore Networks, Inc. COM 871206108 1346 348635 SH DEFINED 01 348635 0 0 Sycamore Networks, Inc. COM 871206108 14790 3831700 SH SOLE 3831700 0 0 Synopsys, Inc. COM 871607107 0 1 SH DEFINED 01 1 0 0 Telik, Inc. COM 87959M109 2580 206400 SH SOLE 206400 0 0 Tellium, Inc. COM 87967E107 153 164722 SH DEFINED 01 164722 0 0 TIBCO Software, Inc. COM 88632Q103 334 60000 SH DEFINED 01 60000 0 0 ValueClick, Inc./CA COM 92046N102 178 54861 SH SOLE 54861 0 0 VeriSign, Inc. COM 92343N102 70 9700 SH DEFINED 01 9700 0 0 VeriSign, Inc. COM 92343N102 18 2500 SH SOLE 2500 0 0 Vertex Pharmaceuticals,Inc. COM 92532F100 25 1550 SH DEFINED 01 1550 0 0 Vertex Pharmaceuticals,Inc. COM 92532F100 4135 254000 SH SOLE 254000 0 0 Vignette Corporation COM 926734104 39 20000 SH DEFINED 01 20000 0 0 Vignette Corporation COM 926734104 4409 2238152 SH SOLE 2238152 0 0 Visual Networks, Inc. COM 928444108 9 6000 SH DEFINED 01 6000 0 0 WebMD Corporation COM 94769M105 134 23747 SH DEFINED 01 23747 0 0 Webvan Group, Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 WorldCom,Inc. COM 98157D106 9 10350 SH DEFINED 01 10350 0 0 XO Communications, Inc. COM 983764101 0 97 SH DEFINED 01 97 0 0 Xoma Ltd. COM G9825R107 3315 830900 SH SOLE 830900 0 0 Yahoo! Inc. COM 984332106 761 51588 SH DEFINED 01 51588 0 0 Yahoo! Inc. COM 984332106 50775 3440069 SH SOLE 3440069 0 0