-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, BiZUc4Dcslw5qzDZRT76nlTCqTjrSv2wyQCvKJ7oUlliy0xzeYEJbDwos0bX9obO erxmnK3zn81gC0rsEYB1jw== 0000860655-03-000017.txt : 20030513 0000860655-03-000017.hdr.sgml : 20030513 20030513152639 ACCESSION NUMBER: 0000860655-03-000017 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20020331 FILED AS OF DATE: 20030513 EFFECTIVENESS DATE: 20030513 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERINDO INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000860655 IRS NUMBER: 942997472 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02623 FILM NUMBER: 03695434 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153620292 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 a13fhra-033102.txt 13F HOLDINGS REPORT- AMENDMENT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON MAY 14, 2002 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT WHICH EXPIRED ON MAY 14, 2003. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2002 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report of Behalf of Reporting Manager: Name: Dana E. Smith Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Dana E. Smith New York, New York May 13, 2003 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 235 Form 13F Information Table Value Total: $999,657 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 28-10424 Amerindo Investment Advisors Inc. Offshore
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/Put/INVSTMT OTHRVOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRNCallDSCRETN MGRSSOLE SHARED NONE Abgenix, Inc. COM 00339B107 99 5262 SH DEFINED 01 5262 0 0 ACE*COMM Corporation COM 004404109 2 1400 SH DEFINED 01 1400 0 0 Actuate Corporation COM 00508B102 2733 378600 SH SOLE 378600 0 0 Aether Systems, Inc. COM 00808V105 139 31860 SH DEFINED 01 31860 0 0 Affymetrix, Inc. COM 00826T108 139 4800 SH DEFINED 01 4800 0 0 Affymetrix, Inc. COM 00826T108 93 3200 SH SOLE 3200 0 0 Agere Systems Inc. COM 00845V100 58 15000 SH DEFINED 01 15000 0 0 Agile Software Corporation COM 00846X105 77 6400 SH SOLE 6400 0 0 AirNet Communications Corporation COM 00941P106 10 6173 SH DEFINED 01 6173 0 0 Airspan Networks Inc. COM 00950H102 131 66000 SH DEFINED 01 66000 0 0 Akamai Technologies, Inc. COM 00971T101 1035 258600 SH DEFINED 01 258600 0 0 Akamai Technologies, Inc. COM 00971T101 20049 5011011 SH SOLE 5011011 0 0 Alexion Pharmaceuticals, Inc. COM 015351109 495 21052 SH DEFINED 01 21052 0 0 Alkermes, Inc. COM 01642T108 3687 141500 SH SOLE 141500 0 0 Amazon.com, Inc. COM 023135106 9408 657900 SH DEFINED 01 657900 0 0 Amazon.com, Inc. COM 023135106 21019 1469874 SH SOLE 1469874 0 0 answerthink, inc. COM 036916104 7 1000 SH DEFINED 01 1000 0 0 AOL Time Warner, Inc. COM 00184A105 69 2900 SH DEFINED 01 2900 0 0 AOL Time Warner, Inc. COM 00184A105 911 38500 SH SOLE 38500 0 0 Applied Micro Circuits Corporation COM 03822W109 176 22052 SH SOLE 22052 0 0 Aradigm Corporation COM 038505103 94 20000 SH DEFINED 01 20000 0 0 Ariba, Inc. COM 04033V104 382 84400 SH DEFINED 01 84400 0 0 Ariba, Inc. COM 04033V104 17476 3857779 SH SOLE 3857779 0 0 Art Technology Group, Inc. COM 04289L107 3556 1726440 SH SOLE 1726440 0 0 ARTISTdirect, Inc. COM 04315D400 107 8940 SH DEFINED 01 8940 0 0 Ask Jeeves, Inc. COM 045174109 379 179400 SH DEFINED 01 179400 0 0 Ask Jeeves, Inc. COM 045174109 1769 838200 SH SOLE 838200 0 0 At Home Corporation COM 045919107 7 1241900 SH DEFINED 01 1241900 0 0 Atrix Laboratories, Inc. COM 04962L101 114 5000 SH DEFINED 01 5000 0 0 Audiohighway.com COM 050740109 0 2000 SH DEFINED 01 2000 0 0 Autobytel.com Inc. COM 05275N106 3 900 SH DEFINED 01 900 0 0 Avanex Corporation COM 05348W109 2 500 SH DEFINED 01 500 0 0 Avant! Corporation COM 053487104 1 53 SH DEFINED 01 53 0 0 Avici Systems, Inc. COM 05367L109 200 105156 SH DEFINED 01 105156 0 0 Avici Systems, Inc. COM 05367L109 948 499046 SH SOLE 499046 0 0 AXA COM 054536107 8 374 SH DEFINED 01 374 0 0 Be Free, Inc. COM 073308108 137 83272 SH SOLE 83272 0 0 BMC Software, Inc. COM 055921100 292 15000 SH DEFINED 01 15000 0 0 Bookham Technology plc COM 09856Q108 49 31586 SH DEFINED 01 31586 0 0 Bookham Technology plc COM 09856Q108 36 23358 SH SOLE 23358 0 0 Brio Software, Inc. COM 109704106 4400 1605672 SH SOLE 1605672 0 0 Bristol Meyers Squibb, Co. COM 110122108 202 5000 SH DEFINED 01 5000 0 0 Broadcom Corporation COM 111320107 761 21200 SH DEFINED 01 21200 0 0 Broadcom Corporation COM 111320107 11746 327200 SH SOLE 327200 0 0 Brocade Communications Systems, Inc. COM 111621108 122 4500 SH DEFINED 01 4500 0 0 Brocade Communications Systems, Inc. COM 111621108 34682 1284528 SH SOLE 1284528 0 0 BROKAT Antiengesellschaft COM 112080205 0 1533 SH DEFINED 01 1533 0 0 CacheFlow Inc. COM 126946102 2 2000 SH DEFINED 01 2000 0 0 Centra Software, Inc. COM 15234X103 41 8500 SH DEFINED 01 8500 0 0 Centura Software Corporation COM 15640W103 0 500 SH DEFINED 01 500 0 0 Cepheid COM 15670R107 592 139400 SH DEFINED 01 139400 0 0 Cerus Corporation COM 157085101 1071 20000 SH SOLE 20000 0 0 Check Point Software Technologies, LTD COM M22465104 231 7600 SH DEFINED 01 7600 0 0 chinadotcom Corporation COM G2108N109 11 3800 SH DEFINED 01 3800 0 0 CIENA Corporation COM 171779101 121 13400 SH DEFINED 01 13400 0 0 Ciphergen Biosystems, Inc. COM 17252Y104 1917 318500 SH SOLE 318500 0 0 Cisco Systems, Inc. COM 17275R102 153 9053 SH DEFINED 01 9053 0 0 Citrix Systems, Inc. COM 177376100 223 12900 SH DEFINED 01 12900 0 0 CMGI, Inc. COM 125750109 74 55000 SH DEFINED 01 55000 0 0 CMGI, Inc. COM 125750109 257 190000 SH SOLE 190000 0 0 CNET Networks, Inc. COM 12613R104 5 1000 SH DEFINED 01 1000 0 0 Commerce One, Inc. COM 200693109 156 100000 SH DEFINED 01 100000 0 0 Computer Access Technology Corp. COM 204853105 12 2500 SH DEFINED 01 2500 0 0 Comverse Technology, Inc. COM 205862402 62 4900 SH DEFINED 01 4900 0 0 Corio, Inc. COM 218875102 1 800 SH DEFINED 01 800 0 0 Corvis Corporation COM 221009103 1661 1330128 SH DEFINED 01 1330128 0 0 Corvis Corporation COM 221009103 3019 2417100 SH SOLE 2417100 0 0 CoSine Communications, Inc. COM 221222102 1042 906447 SH DEFINED 01 906447 0 0 CoSine Communications, Inc. COM 221222102 3142 2732500 SH SOLE 2732500 0 0 Covad Communications Group, Inc. COM 222814204 48 21104 SH DEFINED 01 21104 0 0 Critical Path, Inc. COM 22674V100 22 10400 SH DEFINED 01 10400 0 0 Crossroads Systems, Inc. COM 22765D100 3 800 SH DEFINED 01 800 0 0 dELIA*s Inc. COM 24688Q101 4 686 SH DEFINED 01 686 0 0 Divine Inc. COM 255402109 42 84816 SH DEFINED 01 84816 0 0 DMC Stratex Networks, Inc. COM 23322L106 2 315 SH DEFINED 01 315 0 0 DoubleClick, Inc. COM 258609304 480 40000 SH SOLE 40000 0 0 Dyax Corporation COM 26746E103 88 24000 SH DEFINED 01 24000 0 0 E.piphany, Inc. COM 26881V100 7 950 SH DEFINED 01 950 0 0 eBay Inc. COM 278642103 8842 156100 SH DEFINED 01 156100 0 0 eBay Inc. COM 278642103 191029 3372694 SH SOLE 3372694 0 0 E-LOAN, Inc. COM 26861P107 3 1400 SH DEFINED 01 1400 0 0 Emulex Corporation COM 292475209 82 2500 SH DEFINED 01 2500 0 0 Enron Corporation COM 293561106 40 60000 SH DEFINED 01 60000 0 0 Epoch Biosciences, Inc. COM 294273107 597 285715 SH DEFINED 01 285715 0 0 eToys Inc. COM 297862104 1 178900 SH DEFINED 01 178900 0 0 Exodus Communications, Inc. COM 302088109 35 1331502 SH DEFINED 01 1331502 0 0 Expedia Inc. COM 302125109 107728 1542500 SH SOLE 1542500 0 0 FlexiInternational Software, Inc. COM 338923105 5 75000 SH DEFINED 01 75000 0 0 Foundry Networks, Inc. COM 35063R100 7 1000 SH DEFINED 01 1000 0 0 FreeMarkets, Inc. COM 356602102 11181 486753 SH DEFINED 01 486753 0 0 FreeMarkets, Inc. COM 356602102 54616 2377700 SH SOLE 2377700 0 0 Gateway, Inc. COM 367626108 6 1000 SH DEFINED 01 1000 0 0 Gemstar TV Guide International Inc. COM 36866W106 0 18 SH DEFINED 01 18 0 0 Genzyme Corp. Molecular Oncology Div. COM 372917500 2 270 SH DEFINED 01 270 0 0 Genzyme Corporation Biosurgery COM 372917708 2 363 SH DEFINED 01 363 0 0 Genzyme Corporation General Div. COM 372917104 218 5000 SH DEFINED 01 5000 0 0 Genzyme Transgenics Corporation COM 37246E105 66 20000 SH DEFINED 01 20000 0 0 Genzyme Transgenics Corporation COM 37246E105 1186 359500 SH SOLE 359500 0 0 Geron Corporation COM 374163103 26 3400 SH DEFINED 01 3400 0 0 Gilead Sciences, Inc. COM 375558103 2246 62400 SH SOLE 62400 0 0 Global Crossing Ltd. COM G3921A100 16 53217 SH SOLE 53217 0 0 Global Sports, Inc. COM 37937A107 1 30 SH DEFINED 01 30 0 0 Homestore.com, Inc. COM 437852106 1498 554800 SH DEFINED 01 554800 0 0 Homestore.com, Inc. COM 437852106 17217 6376585 SH SOLE 6376585 0 0 Human Genome Sciences, Inc. COM 444903108 87 4000 SH DEFINED 01 4000 0 0 i2 Technologies, Inc. COM 465754109 1484 293200 SH DEFINED 01 293200 0 0 i2 Technologies, Inc. COM 465754109 21953 4338469 SH SOLE 4338469 0 0 iBEAM Broadcasting Corporation COM 45073P408 0 850 SH DEFINED 01 850 0 0 IDEC Pharmaceuticals Corporation COM 449370105 965 15000 SH DEFINED 01 15000 0 0 IDEC Pharmaceuticals Corporation COM 449370105 1286 20000 SH SOLE 20000 0 0 ImClone Systems, Inc. COM 45245W109 96 3900 SH DEFINED 01 3900 0 0 ImClone Systems, Inc. COM 45245W109 419 17000 SH SOLE 17000 0 0 InfoSpace, Inc. COM 45678T102 8 5000 SH DEFINED 01 5000 0 0 Inktomi Corporation COM 457277101 35 10000 SH SOLE 10000 0 0 Instinet Group, Inc. COM 457750107 65 10000 SH DEFINED 01 10000 0 0 InsWeb Corporation COM 45809K202 2 333 SH DEFINED 01 333 0 0 Interactive Intelligence, Inc. COM 45839M103 11 2000 SH DEFINED 01 2000 0 0 InterNAP Network Services Corporation COM 45885A102 788 1022835 SH SOLE 1022835 0 0 Internet Capital Group, Inc. COM 46059C106 395 617900 SH DEFINED 01 617900 0 0 Internet Capital Group, Inc. COM 46059C106 640 999910 SH SOLE 999910 0 0 Intersil Corporation/DE COM 46069S109 241 8500 SH SOLE 8500 0 0 JDS Uniphase Corporation COM 46612J101 29 5000 SH DEFINED 01 5000 0 0 Johnson & Johnson COM 478160104 76 1176 SH DEFINED 01 1176 0 0 Juniper Networks, Inc. COM 48203R104 896 71000 SH DEFINED 01 71000 0 0 Juniper Networks, Inc. COM 48203R104 938 74300 SH SOLE 74300 0 0 Jupiter Media Metrix, Inc. COM 48206U104 1 3000 SH DEFINED 01 3000 0 0 Kana Software, Inc. COM 483600300 10875 604148 SH DEFINED 01 604148 0 0 Kana Software, Inc. COM 483600300 29659 1647720 SH SOLE 1647720 0 0 lastminute.com plc COM 518129101 16 3800 SH DEFINED 01 3800 0 0 Legato Systems, Inc. COM 524651106 23 2500 SH DEFINED 01 2500 0 0 LookSmart, Ltd. COM 543442107 2271 702974 SH DEFINED 01 702974 0 0 LookSmart, Ltd. COM 543442107 3295 1020000 SH SOLE 1020000 0 0 Loudcloud, Inc. COM 545735102 1032 450696 SH DEFINED 01 450696 0 0 Loudcloud, Inc. COM 545735102 12919 5641530 SH SOLE 5641530 0 0 Loudeye Technologies Inc. COM 545754103 6 9200 SH DEFINED 01 9200 0 0 Manhattan Associates, Inc. COM 562750109 305 8000 SH DEFINED 01 8000 0 0 Maxim Pharmaceuticals, Inc. COM 57772M107 119 22300 SH DEFINED 01 22300 0 0 McData Corporation COM 580031102 169 14000 SH DEFINED 01 14000 0 0 MedImmune, Inc. COM 584699102 11601 294975 SH SOLE 294975 0 0 MicroStrategy Incorporated COM 594972101 4 1300 SH DEFINED 01 1300 0 0 Millennium Pharmaceticals,Inc. COM 599902103 3123 140000 SH SOLE 140000 0 0 Momentum Business Applications, Inc. COM 60877P108 1 60 SH DEFINED 01 60 0 0 Multex.com, Inc. COM 625367107 42 9300 SH DEFINED 01 9300 0 0 Neoforma, Inc. COM 640475505 470 23953 SH DEFINED 01 23953 0 0 Net2000 Communications, Inc. COM 64122G103 0 700 SH DEFINED 01 700 0 0 Netro Corporation COM 64114R109 28 10000 SH DEFINED 01 10000 0 0 NetScreen Technologies, Inc. COM 64117V107 142 8500 SH DEFINED 01 8500 0 0 NetScreen Technologies, Inc. COM 64117V107 24813 1490300 SH SOLE 1490300 0 0 Network Appliance, Inc. COM 64120L104 815 40000 SH DEFINED 01 40000 0 0 Network Appliance, Inc. COM 64120L104 41818 2051931 SH SOLE 2051931 0 0 Niku Corporation COM 654113109 1632 836800 SH DEFINED 01 836800 0 0 Niku Corporation COM 654113109 2327 1193500 SH SOLE 1193500 0 0 NPS Pharmaceuticals,Inc. COM 62936P103 2706 82928 SH SOLE 82928 0 0 Nuance Communications, Inc. COM 669967101 69 10100 SH DEFINED 01 10100 0 0 ONI Systems Corp. COM 68273F103 424 68650 SH DEFINED 01 68650 0 0 ONI Systems Corp. COM 68273F103 10255 1662000 SH SOLE 1662000 0 0 Onvia.com, Inc. COM 68338T106 162 257862 SH DEFINED 01 257862 0 0 Openwave Systems Inc. COM 683718100 350 55000 SH DEFINED 01 55000 0 0 OPNET Technologies, Inc. COM 683757108 24 2500 SH DEFINED 01 2500 0 0 OSI Pharmaceuticals,Inc. COM 671040103 392 10000 SH SOLE 10000 0 0 Overture Services, Inc. COM 69039R100 235 8400 SH DEFINED 01 8400 0 0 Overture Services, Inc. COM 69039R100 642 23000 SH SOLE 23000 0 0 Palm, Inc. COM 696642107 399 100100 SH DEFINED 01 100100 0 0 Parametric Technology Corporation COM 699173100 4 600 SH DEFINED 01 600 0 0 PC Connection, Inc. COM 69318J100 38 3600 SH DEFINED 01 3600 0 0 PeopleSoft, Inc. COM 712713106 73 2000 SH DEFINED 01 2000 0 0 Persistence Software, Inc. COM 715329108 277 301523 SH DEFINED 01 301523 0 0 Persistence Software, Inc. COM 715329108 22 23721 SH SOLE 23721 0 0 Pharmacyclics, Inc. COM 716933106 78 10000 SH DEFINED 01 10000 0 0 PlanetRx.com, Inc. COM 727049405 6 93488 SH DEFINED 01 93488 0 0 PlanetRx.com, Inc. COM 727049405 0 2772 SH SOLE 2772 0 0 Polycom, Inc. COM 73172K104 3 118 SH DEFINED 01 118 0 0 Portal Software, Inc. COM 736126103 86 45100 SH DEFINED 01 45100 0 0 Portal Software, Inc. COM 736126103 5467 2862132 SH SOLE 2862132 0 0 priceline.com Incorporated COM 741503106 2221 424600 SH DEFINED 01 424600 0 0 priceline.com Incorporated COM 741503106 4290 820363 SH SOLE 820363 0 0 Protein Design Labs, Inc. COM 74369L103 86 5000 SH DEFINED 01 5000 0 0 Protein Design Labs, Inc. COM 74369L103 214 12500 SH SOLE 12500 0 0 PSINet, Inc. COM 74437C309 48 21020 SH DEFINED 01 21020 0 0 PurchasePro.com, Inc. COM 746144104 7 10400 SH DEFINED 01 10400 0 0 QUALCOMM Incorporated COM 747525103 527 14000 SH DEFINED 01 14000 0 0 Quokka Sports, Inc. COM 749077400 0 166 SH DEFINED 01 166 0 0 Qwest Communications International Inc. COM 749121109 123 15000 SH SOLE 15000 0 0 QXL.com, Inc. COM 74912W408 0 8 SH DEFINED 01 8 0 0 Rambus Inc. COM 750917106 2 200 SH DEFINED 01 200 0 0 Resonate Inc. COM 76115Q104 30 11400 SH DEFINED 01 11400 0 0 Reuters Holdings PLC COM 76132M102 3 67 SH DEFINED 01 67 0 0 Rhythms NetConnections Inc. COM 762430205 0 1500 SH DEFINED 01 1500 0 0 Saba Software, Inc. COM 784932105 62 15000 SH DEFINED 01 15000 0 0 Saba Software, Inc. COM 784932105 254 61140 SH SOLE 61140 0 0 Scient Corporation COM 808649107 0 1736 SH DEFINED 01 1736 0 0 SeaChange International, Inc. COM 811699107 1291 85000 SH SOLE 85000 0 0 Selectica, Inc. COM 816288104 339 87884 SH SOLE 87884 0 0 Sepracor, Inc. COM 817315104 6887 355000 SH SOLE 355000 0 0 SEQUENOM, Inc. COM 817337108 35 5000 SH DEFINED 01 5000 0 0 Shire Pharmaceuticals Group plc. COM G81083100 17 2275 SH DEFINED 01 2275 0 0 Siebel Systems, Inc. COM 826170102 6 180 SH DEFINED 01 180 0 0 Siebel Systems, Inc. COM 826170102 120305 3689220 SH SOLE 3689220 0 0 Sonus Networks, Inc. COM 835916107 69 26500 SH DEFINED 01 26500 0 0 Sonus Networks, Inc. COM 835916107 449 171261 SH SOLE 171261 0 0 Soundview Technology Group, Inc. COM 83611Q109 14 6000 SH DEFINED 01 6000 0 0 Speechworks International, Inc. COM 84764M101 603 76885 SH SOLE 76885 0 0 StarBase Corporation COM 854910205 0 837 SH DEFINED 01 837 0 0 StorageNetworks, Inc. COM 86211E103 7 2000 SH DEFINED 01 2000 0 0 StorageNetworks, Inc. COM 86211E103 87 25000 SH SOLE 25000 0 0 Sun Microsystems, Inc. COM 866810104 331 37500 SH DEFINED 01 37500 0 0 Sycamore Networks, Inc. COM 871206108 3891 985135 SH DEFINED 01 985135 0 0 Sycamore Networks, Inc. COM 871206108 15194 3846700 SH SOLE 3846700 0 0 TCSI Corporation COM 87233R106 7 14500 SH DEFINED 01 14500 0 0 Tellium, Inc. COM 87967E107 435 188472 SH DEFINED 01 188472 0 0 TIBCO Software, Inc. COM 88632Q103 770 65500 SH DEFINED 01 65500 0 0 TMP Worldwide Inc. COM 872941109 34 1000 SH DEFINED 01 1000 0 0 Turnstone Systems, Inc. COM 900423104 25 5200 SH DEFINED 01 5200 0 0 Tyco International Ltd. COM 902124106 30 913 SH DEFINED 01 913 0 0 US Oncology, Inc. COM 90338W103 21 2350 SH DEFINED 01 2350 0 0 VA Software Corporation COM 91819B105 16 9300 SH DEFINED 01 9300 0 0 VeriSign, Inc. COM 92343E102 262 9700 SH DEFINED 01 9700 0 0 VeriSign, Inc. COM 92343E102 68 2500 SH SOLE 2500 0 0 Vertex Pharmaceuticals,Inc. COM 92532F100 43 1550 SH DEFINED 01 1550 0 0 Vertex Pharmaceuticals,Inc. COM 92532F100 279 10000 SH SOLE 10000 0 0 Vignette Corporation COM 926734104 289 84070 SH DEFINED 01 84070 0 0 Vignette Corporation COM 926734104 10917 3173686 SH SOLE 3173686 0 0 Virage Logic Corporation COM 92763R104 160 10500 SH DEFINED 01 10500 0 0 Visual Networks, Inc. COM 928444108 59 19900 SH DEFINED 01 19900 0 0 WebMD Corporation COM 94769M105 282 36747 SH DEFINED 01 36747 0 0 Webvan Group, Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 Westell Technologies, Inc. COM 957541105 5 3200 SH DEFINED 01 3200 0 0 Wink Communications, Inc. COM 974168106 2 900 SH DEFINED 01 900 0 0 WorldCom,Inc. COM 98157D106 66 9800 SH DEFINED 01 9800 0 0 WorldCom,Inc. COM 98157D106 34 5000 SH SOLE 5000 0 0 XO Communications, Inc. COM 983764101 0 97 SH DEFINED 01 97 0 0 Xoma Ltd. COM G9825R107 15023 1748900 SH SOLE 1748900 0 0 Yahoo! Inc. COM 984332106 3900 211172 SH DEFINED 01 211172 0 0 Yahoo! Inc. COM 984332106 60934 3299069 SH SOLE 3299069 0 0
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