-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Gw47RWBDFbf5K3iBtsL251vfI4SbaLohIxtJHuIUMMCM/hecXuxMGpmvPfXmWzRq TkbfDgi6aUFuhC7tiJ6kIQ== 0000860655-03-000010.txt : 20030221 0000860655-03-000010.hdr.sgml : 20030221 20030221145728 ACCESSION NUMBER: 0000860655-03-000010 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20011231 FILED AS OF DATE: 20030221 EFFECTIVENESS DATE: 20030221 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERINDO INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000860655 IRS NUMBER: 942997472 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02623 FILM NUMBER: 03575903 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153620292 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 a13fhra-123101.txt FORM 13F HOLDINGS REPORT AMENDMENT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON FEBRUARY 13, 2001 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT WHICH EXPIRED ON FEBRUARY 13, 2002. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2001 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kristen E. Kipp Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Jessica L. Caruso New York, New York February 21, 2003 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 238 Form 13F Information Table Value Total: $1,189,896 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 To Be Determined Amerindo Investment Advisors, Inc.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE Abgenix Inc. COM 00339B107 177 5262 SH DEFINED 01 5262 0 0 ACE*COMM Corp. COM 004404109 2 1400 SH DEFINED 01 1400 0 0 Actuate Corp. COM 00508B102 1995 378600 SH SOLE 378600 0 0 Aether Systems Inc. COM 00808V105 293 31860 SH DEFINED 01 31860 0 0 Affymetrix Inc. COM 00826T108 181 4800 SH DEFINED 01 4800 0 0 Agere Systems Inc. COM 00845V100 85 15000 SH DEFINED 01 15000 0 0 AirNet Communications Corp. COM 00941P106 3 6173 SH DEFINED 01 6173 0 0 Airspan Networks Inc. COM 00950H102 188 66000 SH DEFINED 01 66000 0 0 Akamai Technologies Inc. COM 00971T101 1641 276300 SH DEFINED 01 276300 0 0 Akamai Technologies Inc. COM 00971T101 29394 4948511 SH SOLE 4948511 0 0 Alexion Pharmaceuticals Inc. COM 015351109 515 21052 SH DEFINED 01 21052 0 0 Alkermes Inc. COM 01642T108 13 500 SH DEFINED 01 500 0 0 Amazon.com Inc. COM 023135106 3602 332900 SH DEFINED 01 332900 0 0 Amazon.com Inc. COM 023135106 18856 1742674 SH SOLE 1742674 0 0 answerthink inc. COM 036916104 7 1000 SH DEFINED 01 1000 0 0 AOL Time Warner Inc. COM 00184A105 1543 48084 SH DEFINED 01 48084 0 0 AOL Time Warner Inc. COM 00184A105 5297 165000 SH SOLE 165000 0 0 Aradigm Corp. COM 038505103 142 20000 SH DEFINED 01 20000 0 0 Ariba Inc. COM 04033V104 520 84400 SH DEFINED 01 84400 0 0 Ariba Inc. COM 04033V104 18904 3068779 SH SOLE 3068779 0 0 Art Technology Group Inc. COM 04289L107 110 31500 SH DEFINED 01 31500 0 0 Art Technology Group Inc. COM 04289L107 6182 1776440 SH SOLE 1776440 0 0 Artisan Components Inc. COM 042923102 16 1000 SH DEFINED 01 1000 0 0 ARTISTdirect Inc. COM 04315D400 129 8940 SH DEFINED 01 8940 0 0 Ashford.com Inc. COM 044093102 1 4000 SH DEFINED 01 4000 0 0 Ask Jeeves Inc. COM 045174109 610 179400 SH DEFINED 01 179400 0 0 Ask Jeeves Inc. COM 045174109 3275 963200 SH SOLE 963200 0 0 At Home Corp. COM 045919107 7 1241900 SH DEFINED 01 1241900 0 0 Atrix Laboratories Inc. COM 04962L101 103 5000 SH DEFINED 01 5000 0 0 Audiohighway.com COM 050740109 0 2000 SH DEFINED 01 2000 0 0 Autobytel.com Inc. COM 05275N106 2 900 SH DEFINED 01 900 0 0 Avanex Corp. COM 05348W109 3 500 SH DEFINED 01 500 0 0 Avant! Corp. COM 053487104 1 53 SH DEFINED 01 53 0 0 Avici Systems Inc. COM 05367L109 306 105156 SH DEFINED 01 105156 0 0 Avici Systems Inc. COM 05367L109 1609 553046 SH SOLE 553046 0 0 AXA COM 054536107 8 374 SH DEFINED 01 374 0 0 BMC Software Inc. COM 055921100 246 15000 SH DEFINED 01 15000 0 0 Bookham Technology plc COM 09856Q108 103 42086 SH DEFINED 01 42086 0 0 Bookham Technology plc COM 09856Q108 57 23358 SH SOLE 23358 0 0 Broadcom Corp. COM 111320107 866 21200 SH DEFINED 01 21200 0 0 Broadcom Corp. COM 111320107 14129 345700 SH SOLE 345700 0 0 Brocade Comm. Systems Inc. COM 111621108 149 4500 SH DEFINED 01 4500 0 0 Brocade Comm. Systems Inc. COM 111621108 44614 1347028 SH SOLE 1347028 0 0 BROKAT Antiengesellschaft COM 112080205 0 1533 SH DEFINED 01 1533 0 0 CacheFlow Inc. COM 126946102 135 50500 SH DEFINED 01 50500 0 0 Centra Software Inc. COM 15234X103 68 8500 SH DEFINED 01 8500 0 0 Centura Software Corp. COM 15640W103 0 500 SH DEFINED 01 500 0 0 Cepheid COM 15670R107 585 139400 SH DEFINED 01 139400 0 0 Cerus Corp. COM 157085101 915 20000 SH SOLE 20000 0 0 CGI Group Inc. COM 39945C109 14 1916 SH DEFINED 01 1916 0 0 Check Point Software Tech. COM M22465104 219 5500 SH DEFINED 01 5500 0 0 chinadotcom Corp. COM G2108N109 11 3800 SH DEFINED 01 3800 0 0 CIENA Corp. COM 171779101 335 23400 SH DEFINED 01 23400 0 0 Ciphergen Biosystems Inc. COM 17252Y104 1548 193500 SH DEFINED 01 193500 0 0 Ciphergen Biosystems Inc. COM 17252Y104 1400 175000 SH SOLE 175000 0 0 Cisco Systems Inc. COM 17275R102 617 34053 SH DEFINED 01 34053 0 0 Citrix Systems Inc. COM 177376100 292 12900 SH DEFINED 01 12900 0 0 CMGI Inc. COM 125750109 90 55000 SH DEFINED 01 55000 0 0 CMGI Inc. COM 125750109 310 190000 SH SOLE 190000 0 0 CNET Networks Inc. COM 12613R104 9 1000 SH DEFINED 01 1000 0 0 Commerce One Inc. COM 200693109 525 147000 SH DEFINED 01 147000 0 0 Computer Access Tech. Corp. COM 204853105 13 2500 SH DEFINED 01 2500 0 0 Comverse Technology Inc. COM 205862402 110 4900 SH DEFINED 01 4900 0 0 Corio Inc. COM 218875102 1 800 SH DEFINED 01 800 0 0 Corvis Corporation COM 221009103 8054 2493628 SH DEFINED 01 2493628 0 0 Corvis Corporation COM 221009103 4130 1278600 SH SOLE 1278600 0 0 CoSine Communications Inc. COM 221222102 1637 1056447 SH DEFINED 01 1056447 0 0 CoSine Communications Inc. COM 221222102 4158 2682500 SH SOLE 2682500 0 0 Covad Comm. Group Inc. COM 222814204 60 21104 SH DEFINED 01 21104 0 0 Critical Path Inc. COM 22674V100 28 10400 SH DEFINED 01 10400 0 0 Crossroads Systems Inc. COM 22765D100 40 8985 SH DEFINED 01 8985 0 0 CrossWorlds Software Inc. COM 22769P109 134 28700 SH DEFINED 01 28700 0 0 Cygnus Inc. COM 232560102 1021 194500 SH DEFINED 01 194500 0 0 dELiA*s Inc. COM 24688Q101 4 686 SH DEFINED 01 686 0 0 divine inc. COM 255402109 63 84816 SH DEFINED 01 84816 0 0 DMC Stratex Networks Inc. COM 23322L106 2 315 SH DEFINED 01 315 0 0 DoubleClick Inc. COM 258609304 1644 145000 SH DEFINED 01 145000 0 0 DoubleClick Inc. COM 258609304 454 40000 SH SOLE 40000 0 0 Dyax Corp. COM 26746E103 570 52000 SH DEFINED 01 52000 0 0 E.piphany Inc. COM 26881V100 8 950 SH DEFINED 01 950 0 0 E.piphany Inc. COM 26881V100 405 46500 SH SOLE 46500 0 0 eBay Inc. COM 278642103 10443 156100 SH DEFINED 01 156100 0 0 eBay Inc. COM 278642103 237030 3543044 SH SOLE 3543044 0 0 E-LOAN Inc. COM 26861P107 3 1400 SH DEFINED 01 1400 0 0 eMachines Inc. COM 29076P102 283 271906 SH DEFINED 01 271906 0 0 Emulex Corp. COM 292475209 99 2500 SH DEFINED 01 2500 0 0 Enron Corp. COM 293561106 36 60000 SH DEFINED 01 60000 0 0 Epoch Biosciences Inc. COM 294273107 714 285715 SH DEFINED 01 285715 0 0 eToys Inc. COM 297862104 1 178900 SH DEFINED 01 178900 0 0 Exodus Communications Inc. COM 302088109 52 1331502 SH DEFINED 01 1331502 0 0 Expedia Inc. COM 302125109 62783 1546000 SH SOLE 1546000 0 0 FlexiInternational Soft. Inc. COM 338923105 6 75000 SH DEFINED 01 75000 0 0 Foundry Networks Inc. COM 35063R100 8 1000 SH DEFINED 01 1000 0 0 FreeMarkets Inc. COM 356602102 11667 486753 SH DEFINED 01 486753 0 0 FreeMarkets Inc. COM 356602102 55956 2334400 SH SOLE 2334400 0 0 Gateway Inc. COM 367626108 8 1000 SH DEFINED 01 1000 0 0 Gemstar TV Guide Intl. Inc. COM 36866W106 0 18 SH DEFINED 01 18 0 0 Genzyme Corp. Biosurgery COM 372917708 2 363 SH DEFINED 01 363 0 0 Genzyme Corp. General Div. COM 372917104 299 5000 SH DEFINED 01 5000 0 0 Genzyme Corp. Molecular Onc. COM 372917500 2 270 SH DEFINED 01 270 0 0 Genzyme Transgenics Corp. COM 37246E105 116 20000 SH DEFINED 01 20000 0 0 Genzyme Transgenics Corp. COM 37246E105 3373 579500 SH SOLE 579500 0 0 Geron Corp. COM 374163103 30 3400 SH DEFINED 01 3400 0 0 Gilead Sciences Inc. COM 375558103 197 3000 SH DEFINED 01 3000 0 0 Global Crossing Ltd. COM G3921A100 45 53217 SH SOLE 53217 0 0 homestore.com Inc. COM 437852106 1961 544800 SH DEFINED 01 544800 0 0 homestore.com Inc. COM 437852106 22905 6362585 SH SOLE 6362585 0 0 Hotel Reservations Network COM 441451101 345 7500 SH DEFINED 01 7500 0 0 Human Genome Sciences Inc. COM 444903108 135 4000 SH DEFINED 01 4000 0 0 i2 Technologies Inc. COM 465754109 2316 293200 SH DEFINED 01 293200 0 0 i2 Technologies Inc. COM 465754109 35186 4453969 SH SOLE 4453969 0 0 iBEAM Broadcasting Corp. COM 45073P408 0 850 SH DEFINED 01 850 0 0 IDEC Pharmaceuticals Corp. COM 449370105 1034 15000 SH DEFINED 01 15000 0 0 IDEC Pharmaceuticals Corp. COM 449370105 689 10000 SH SOLE 10000 0 0 ImClone Systems Inc. COM 45245W109 2323 50000 SH SOLE 50000 0 0 Industri-Matematik Int. Corp. COM 455792101 23 22200 SH DEFINED 01 22200 0 0 InfoSpace Inc. COM 45678T102 10 5000 SH DEFINED 01 5000 0 0 Inktomi Corp. COM 457277101 2 300 SH DEFINED 01 300 0 0 Inktomi Corp. COM 457277101 67 10000 SH SOLE 10000 0 0 Instinet Group Inc. COM 457750107 101 10000 SH DEFINED 01 10000 0 0 InsWeb Corp. COM 45809K202 1 333 SH DEFINED 01 333 0 0 Interactive Intelligence Inc. COM 45839M103 14 2000 SH DEFINED 01 2000 0 0 InterNAP Network Svcs. Corp. COM 45885A102 1 700 SH DEFINED 01 700 0 0 InterNAP Network Svcs. Corp. COM 45885A102 1070 922835 SH SOLE 922835 0 0 Intl. Business Machines Corp. COM 459200101 726 6000 SH DEFINED 01 6000 0 0 Internet Capital Group Inc. COM 46059C106 748 617900 SH DEFINED 01 617900 0 0 Internet Capital Group Inc. COM 46059C106 1355 1119910 SH SOLE 1119910 0 0 JDS Uniphase Corp. COM 46612J101 43 5000 SH DEFINED 01 5000 0 0 Johnson & Johnson COM 478160104 93 1568 SH DEFINED 01 1568 0 0 Juniper Networks Inc. COM 48203R104 2024 106800 SH DEFINED 01 106800 0 0 Juniper Networks Inc. COM 48203R104 1266 66800 SH SOLE 66800 0 0 Jupiter Media Metrix Inc. COM 48206U104 5 3000 SH DEFINED 01 3000 0 0 Kana Software Inc. COM 483600300 13508 694149 SH DEFINED 01 694149 0 0 Kana Software Inc. COM 483600300 19939 1024620 SH SOLE 1024620 0 0 KPMG Consulting Inc. COM 48265R109 3138 189400 SH DEFINED 01 189400 0 0 lastminute.com plc COM 518129101 9 3800 SH DEFINED 01 3800 0 0 Legato Systems Inc. COM 524651106 32 2500 SH DEFINED 01 2500 0 0 LookSmart Ltd. COM 543442107 1016 725474 SH DEFINED 01 725474 0 0 LookSmart Ltd. COM 543442107 1428 1020000 SH SOLE 1020000 0 0 Loudcloud Inc. COM 545735102 1907 449696 SH DEFINED 01 449696 0 0 Loudcloud Inc. COM 545735102 23591 5564030 SH SOLE 5564030 0 0 Loudeye Technologies Inc. COM 545754103 7 9200 SH DEFINED 01 9200 0 0 Manhattan Associates Inc. COM 562750109 233 8000 SH DEFINED 01 8000 0 0 Manugistics Group Inc. COM 565011103 422 20000 SH DEFINED 01 20000 0 0 Maxim Pharmaceuticals Inc. COM 57772M107 154 22300 SH DEFINED 01 22300 0 0 Maxim Pharmaceuticals Inc. COM 57772M107 439 63600 SH SOLE 63600 0 0 McDATA Corp. COM 580031102 226 9000 SH DEFINED 01 9000 0 0 MedImmune Inc. COM 584699102 6488 139975 SH SOLE 139975 0 0 MicroStrategy Inc. COM 594972101 5 1300 SH DEFINED 01 1300 0 0 Millennium Pharm. Inc. COM 599902103 2341 95500 SH SOLE 95500 0 0 Momentum Bus. Applications COM 60877P108 2 90 SH DEFINED 01 90 0 0 Multex.com Inc. COM 625367107 42 9300 SH DEFINED 01 9300 0 0 Neoforma Inc. COM 640475505 550 18853 SH DEFINED 01 18853 0 0 Netro Corp. COM 64114R109 37 10000 SH DEFINED 01 10000 0 0 Net2000 Communications Inc. COM 64122G103 0 700 SH DEFINED 01 700 0 0 NetScreen Technologies Inc. COM 64117V107 775 35000 SH DEFINED 01 35000 0 0 NetScreen Technologies Inc. COM 64117V107 41910 1893800 SH SOLE 1893800 0 0 Network Appliance Inc. COM 64120L104 39015 1783931 SH SOLE 1783931 0 0 Niku Corp. COM 654113109 1364 836800 SH DEFINED 01 836800 0 0 Niku Corp. COM 654113109 2084 1278500 SH SOLE 1278500 0 0 NPS Pharmaceuticals Inc. COM 62936P103 3444 89928 SH SOLE 89928 0 0 Nuance Communications Inc. COM 669967101 92 10100 SH DEFINED 01 10100 0 0 Nuance Communications Inc. COM 669967101 455 50000 SH SOLE 50000 0 0 ONI Systems Corp. COM 68273F103 430 68650 SH DEFINED 01 68650 0 0 ONI Systems Corp. COM 68273F103 10483 1672000 SH SOLE 1672000 0 0 Onvia.com Inc. COM 68338T106 139 257862 SH DEFINED 01 257862 0 0 Openwave Systems Inc. COM 683718100 606 61900 SH DEFINED 01 61900 0 0 OPNET Technologies Inc. COM 683757108 36 2500 SH DEFINED 01 2500 0 0 Organic Inc. COM 68617E101 0 300 SH DEFINED 01 300 0 0 OSI Pharmaceuticals Inc. COM 671040103 457 10000 SH SOLE 10000 0 0 Overture Services Inc. COM 69039R100 11 300 SH DEFINED 01 300 0 0 Palm Inc. COM 696642107 388 100100 SH DEFINED 01 100100 0 0 Parametric Technology Corp. COM 699173100 5 600 SH DEFINED 01 600 0 0 PC Connection Inc. COM 69318J100 53 3600 SH DEFINED 01 3600 0 0 PeopleSoft Inc. COM 712713106 80 2000 SH DEFINED 01 2000 0 0 Persistence Software Inc. COM 715329108 374 301523 SH DEFINED 01 301523 0 0 Persistence Software Inc. COM 715329108 29 23721 SH SOLE 23721 0 0 Pharmacyclics Inc. COM 716933106 99 10000 SH DEFINED 01 10000 0 0 PlanetRx.com Inc. COM 727049405 4 93488 SH DEFINED 01 93488 0 0 PlanetRx.com Inc. COM 727049405 0 2772 SH SOLE 2772 0 0 Polycom Inc. COM 73172K104 4 118 SH DEFINED 01 118 0 0 Portal Software Inc. COM 736126103 94 45100 SH DEFINED 01 45100 0 0 Portal Software Inc. COM 736126103 6296 3027132 SH SOLE 3027132 0 0 priceline.com Inc. COM 741503106 4408 757400 SH DEFINED 01 757400 0 0 priceline.com Inc. COM 741503106 66613 11445463 SH SOLE 11445463 0 0 Protein Design Labs Inc. COM 74369L103 164 5000 SH DEFINED 01 5000 0 0 Protein Design Labs Inc. COM 74369L103 492 15000 SH SOLE 15000 0 0 PSINet Inc. COM 74437C101 0 21020 SH DEFINED 01 21020 0 0 PurchasePro.com Inc. COM 746144104 24 20000 SH DEFINED 01 20000 0 0 QUALCOMM Inc. COM 747525103 707 14000 SH DEFINED 01 14000 0 0 Quokka Sports Inc. COM 749077400 0 166 SH DEFINED 01 166 0 0 Qwest Comm. Int. Inc. COM 749121109 212 15000 SH SOLE 15000 0 0 QXL.com plc COM 74912W309 0 8 SH DEFINED 01 8 0 0 Rambus Inc. COM 750917106 2 200 SH DEFINED 01 200 0 0 Red Hat Inc. COM 756577102 192 27100 SH DEFINED 01 27100 0 0 Redback Networks Inc. COM 757209101 143 36100 SH DEFINED 01 36100 0 0 Resonate Inc. COM 76115Q104 32 11400 SH DEFINED 01 11400 0 0 Reuters Group PLC COM 76132M102 4 67 SH DEFINED 01 67 0 0 Rhythms NetConnections Inc. COM 762430205 0 1900 SH DEFINED 01 1900 0 0 Saba Software Inc. COM 784932105 78 15000 SH DEFINED 01 15000 0 0 Scient Corp. COM 808649107 1 1736 SH DEFINED 01 1736 0 0 Sepracor Inc. COM 817315104 4850 85000 SH SOLE 85000 0 0 SEQUENOM Inc. COM 817337108 53 5000 SH DEFINED 01 5000 0 0 Shire Pharm. Group Inc. COM G81083100 28 2275 SH DEFINED 01 2275 0 0 Siebel Systems Inc. COM 826170102 5 180 SH DEFINED 01 180 0 0 Siebel Systems Inc. COM 826170102 109461 3912120 SH SOLE 3912120 0 0 Sonus Networks Inc. COM 835916107 122 26500 SH DEFINED 01 26500 0 0 Soundview Tech. Group Inc. COM 83611Q109 14 6000 SH DEFINED 01 6000 0 0 StarBase Corp. COM 854910205 1 837 SH DEFINED 01 837 0 0 StorageNetworks Inc. COM 86211E103 59 9500 SH DEFINED 01 9500 0 0 StorageNetworks Inc. COM 86211E103 155 25000 SH SOLE 25000 0 0 Sun Microsystems Inc. COM 866810104 461 37500 SH DEFINED 01 37500 0 0 Sycamore Networks Inc. COM 871206108 8380 1563385 SH DEFINED 01 1563385 0 0 Sycamore Networks Inc. COM 871206108 21154 3946700 SH SOLE 3946700 0 0 TCSI Corp. COM 87233R106 11 14500 SH DEFINED 01 14500 0 0 Tellium Inc. COM 87967E107 1174 188472 SH DEFINED 01 188472 0 0 TIBCO Software Inc. COM 88632Q103 1617 108300 SH DEFINED 01 108300 0 0 TMP Worldwide Inc. COM 872941109 43 1000 SH DEFINED 01 1000 0 0 Turnstone Systems Inc. COM 900423104 21 5200 SH DEFINED 01 5200 0 0 Tyco International Ltd. COM 902124106 54 913 SH DEFINED 01 913 0 0 US Oncology Inc. COM 90338W103 18 2350 SH DEFINED 01 2350 0 0 VA Linux Systems Inc. COM 91819B105 23 9300 SH DEFINED 01 9300 0 0 VeriSign Inc. COM 92343E102 369 9700 SH DEFINED 01 9700 0 0 VeriSign Inc. COM 92343E102 6372 167500 SH SOLE 167500 0 0 Vertex Pharmaceuticals Inc. COM 92532F100 38 1550 SH DEFINED 01 1550 0 0 Vertex Pharmaceuticals Inc. COM 92532F100 246 10000 SH SOLE 10000 0 0 Vignette Corp. COM 926734104 3948 735284 SH DEFINED 01 735284 0 0 Vignette Corp. COM 926734104 43103 8026702 SH SOLE 8026702 0 0 Virage Logic Corp. COM 92763R104 202 10500 SH DEFINED 01 10500 0 0 Visual Networks Inc. COM 928444108 92 19900 SH DEFINED 01 19900 0 0 WebMD Corp. COM 94769M105 259 36747 SH DEFINED 01 36747 0 0 Webvan Group Inc. COM 94845V103 0 90910 SH DEFINED 01 90910 0 0 Westell Technologies Inc. COM 957541105 15 5700 SH DEFINED 01 5700 0 0 Wink Communications Inc. COM 974168106 1 900 SH DEFINED 01 900 0 0 XO Communications Inc. COM 983764101 0 97 SH DEFINED 01 97 0 0 Xoma Ltd. COM G9825R107 18310 1858900 SH SOLE 1858900 0 0 Yahoo Inc. COM 984332106 3746 211172 SH DEFINED 01 211172 0 0 Yahoo Inc. COM 984332106 65089 3669069 SH SOLE 3669069 0 0
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