-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PZth1C6qDRB61VbsQhTSB1C+ZGzrjxRKVeCiCMjR4lgZ9TqVFVkhAQcP0IKWt/UK AWOSm4L32sm7hzx5+Nac7Q== 0000860655-02-000020.txt : 20020814 0000860655-02-000020.hdr.sgml : 20020814 20020814152844 ACCESSION NUMBER: 0000860655-02-000020 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20010630 FILED AS OF DATE: 20020814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERINDO INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000860655 IRS NUMBER: 942997472 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02623 FILM NUMBER: 02735809 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153620292 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 a13fhra-063001.txt FORM 13F HOLDINGS REPORT-AMENDMENT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON AUGUST 14, 2001 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT WHICH EXPIRED ON AUGUST 14, 2002. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2001 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Kristen E. Kipp Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Kristen E. Kipp New York, New York August 14, 2002 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 291 Form 13F Information Table Value Total: $2,023,331 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 To Be Determined Amerindo Investment Advisors, Inc.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE Abgenix Inc. COM 00339B107 666 14802 SH DEFINED 01 14802 0 0 ACE*COMM Corp. COM 004404109 2 1400 SH DEFINED 01 1400 0 0 Actuate Corp. COM 00508B102 1672 175100 SH DEFINED 01 175100 0 0 Actuate Corp. COM 00508B102 6356 665500 SH SOLE 665500 0 0 Aether Systems Inc. COM 00808V105 415 46860 SH DEFINED 01 46860 0 0 Affymetrix Inc. COM 00826T108 216 9800 SH DEFINED 01 9800 0 0 Affymetrix Inc. COM 00826T108 18886 856500 SH SOLE 856500 0 0 AGENCY.COM Ltd. COM 008447104 64 20000 SH DEFINED 01 20000 0 0 Agere Systems Inc. COM 00845V100 110 15000 SH DEFINED 01 15000 0 0 AirNet Communications Corp. COM 00941P106 9 6173 SH DEFINED 01 6173 0 0 AirNet Communications Corp. COM 00941P106 2 1544 SH SOLE 1544 0 0 Airspan Networks Inc. COM 00950H102 461 151500 SH DEFINED 01 151500 0 0 Akamai Technologies Inc. COM 00971T101 4846 528200 SH DEFINED 01 528200 0 0 Akamai Technologies Inc. COM 00971T101 35583 3878300 SH SOLE 3878300 0 0 Alexion Pharmaceuticals Inc. COM 015351109 505 21052 SH DEFINED 01 21052 0 0 Alkermes Inc. COM 01642T108 18 500 SH DEFINED 01 500 0 0 Allegiance Telecom Inc. COM 01747T102 40 2700 SH DEFINED 01 2700 0 0 Amazon.com Inc. COM 023135106 6526 461200 SH DEFINED 01 461200 0 0 Amazon.com Inc. COM 023135106 36624 2588300 SH SOLE 2588300 0 0 answerthink inc. COM 036916104 10 1000 SH DEFINED 01 1000 0 0 AntiGenics Inc. COM 037032109 0 19 SH DEFINED 01 19 0 0 AOL Time Warner Inc. COM 00184A105 4085 77084 SH DEFINED 01 77084 0 0 AOL Time Warner Inc. COM 00184A105 14443 272500 SH SOLE 272500 0 0 Applera-Celera Genomics COM 038020202 10208 257400 SH DEFINED 01 257400 0 0 Applera-Celera Genomics COM 038020202 2280 57500 SH SOLE 57500 0 0 Applied Micro Circuits Corp. COM 03822W109 215 12500 SH DEFINED 01 12500 0 0 Aradigm Corp. COM 038505103 140 20000 SH DEFINED 01 20000 0 0 ARIAD Pharmaceuticals Inc. COM 04033A100 578 113928 SH DEFINED 01 113928 0 0 Ariba Inc. COM 04033V104 912 165900 SH DEFINED 01 165900 0 0 Ariba Inc. COM 04033V104 20972 3813031 SH SOLE 3813031 0 0 Ariel Corp. COM 04033M104 47 98000 SH DEFINED 01 98000 0 0 Art Technology Group Inc. COM 04289L107 2320 400000 SH DEFINED 01 400000 0 0 Art Technology Group Inc. COM 04289L107 24327 4194300 SH SOLE 4194300 0 0 Artisan Components Inc. COM 042923102 4413 432600 SH DEFINED 01 432600 0 0 Artisan Components Inc. COM 042923102 3932 385476 SH SOLE 385476 0 0 ARTISTdirect Inc. COM 04315D400 62 89400 SH DEFINED 01 89400 0 0 Ashford.com Inc. COM 044093102 1 4000 SH DEFINED 01 4000 0 0 Ask Jeeves Inc. COM 045174109 360 189400 SH DEFINED 01 189400 0 0 Ask Jeeves Inc. COM 045174109 2134 1123200 SH SOLE 1123200 0 0 At Home Corp. COM 045919107 630 294600 SH DEFINED 01 294600 0 0 Aurora Biosciences Corp. COM 051920106 78 2500 SH DEFINED 01 2500 0 0 Autobytel.com Inc. COM 05275N106 1 900 SH DEFINED 01 900 0 0 Avanex Corp. COM 05348W109 5 500 SH DEFINED 01 500 0 0 Avant! Corp. COM 053487104 1 53 SH DEFINED 01 53 0 0 Avici Systems Inc. COM 05367L109 2931 341977 SH DEFINED 01 341977 0 0 Avici Systems Inc. COM 05367L109 3965 462646 SH SOLE 462646 0 0 AXA COM 054536107 11 374 SH DEFINED 01 374 0 0 Baan Company N.V. COM N08044104 4 2000 SH DEFINED 01 2000 0 0 Blue Martini Software Inc. COM 095698106 131 43500 SH DEFINED 01 43500 0 0 BMC Software Inc. COM 055921100 338 15000 SH DEFINED 01 15000 0 0 Bookham Technology plc COM 09856Q108 1980 682816 SH DEFINED 01 682816 0 0 Bookham Technology plc COM 09856Q108 278 95858 SH SOLE 95858 0 0 Broadcom Corp. COM 111320107 907 21200 SH DEFINED 01 21200 0 0 Broadcom Corp. COM 111320107 18502 432700 SH SOLE 432700 0 0 Brocade Comm. Systems Inc. COM 111621108 6801 154600 SH DEFINED 01 154600 0 0 Brocade Comm. Systems Inc. COM 111621108 95238 2165000 SH SOLE 2165000 0 0 BROKAT Antiengesellschaft COM 112080205 29 21619 SH DEFINED 01 21619 0 0 CacheFlow Inc. COM 126946102 270 54700 SH DEFINED 01 54700 0 0 CacheFlow Inc. COM 126946102 123 25000 SH SOLE 25000 0 0 Centra Software Inc. COM 15234X103 144 8500 SH DEFINED 01 8500 0 0 Centura Software Corp. COM 15640W103 0 500 SH DEFINED 01 500 0 0 Cerus Corp. COM 157085101 907 12500 SH SOLE 12500 0 0 Check Point Software Tech. COM M22465104 531 10500 SH DEFINED 01 10500 0 0 chinadotcom Corp. COM G2108N109 10 3800 SH DEFINED 01 3800 0 0 CIENA Corp. COM 171779101 2953 77700 SH DEFINED 01 77700 0 0 Ciphergen Biosystems Inc. COM 17252Y104 2319 343500 SH DEFINED 01 343500 0 0 Ciphergen Biosystems Inc. COM 17252Y104 911 135000 SH SOLE 135000 0 0 Cisco Systems Inc. COM 17275R102 509 27972 SH DEFINED 01 27972 0 0 Citrix Systems Inc. COM 177376100 450 12900 SH DEFINED 01 12900 0 0 CMGI Inc. COM 125750109 581 193800 SH DEFINED 01 193800 0 0 CNET Networks Inc. COM 12613R104 13 1000 SH DEFINED 01 1000 0 0 Commerce One Inc. COM 200693109 2055 351800 SH DEFINED 01 351800 0 0 Commerce One Inc. COM 200693109 4878 835200 SH SOLE 835200 0 0 Computer Access Tech. Corp. COM 204853105 15 2500 SH DEFINED 01 2500 0 0 Corio Inc. COM 218875102 7 5300 SH DEFINED 01 5300 0 0 Corio Inc. COM 218875102 169 135000 SH SOLE 135000 0 0 Corixa Corp. COM 21887F100 192 11233 SH DEFINED 01 11233 0 0 Corvis Corporation COM 221009103 10947 2493628 SH DEFINED 01 2493628 0 0 Corvis Corporation COM 221009103 5772 1314876 SH SOLE 1314876 0 0 CoSine Communications Inc. COM 221222102 2366 1056447 SH DEFINED 01 1056447 0 0 CoSine Communications Inc. COM 221222102 7084 3162500 SH SOLE 3162500 0 0 Covad Comm. Group Inc. COM 222814204 162 160511 SH DEFINED 01 160511 0 0 Critical Path Inc. COM 22674V100 11 10400 SH DEFINED 01 10400 0 0 Crossroads Systems Inc. COM 22765D100 91 13985 SH DEFINED 01 13985 0 0 CrossWorlds Software Inc. COM 22769P109 1140 367866 SH DEFINED 01 367866 0 0 CrossWorlds Software Inc. COM 22769P109 775 250000 SH SOLE 250000 0 0 Cygnus Inc. COM 232560102 1994 194500 SH DEFINED 01 194500 0 0 dELiA*s Inc. COM 24688Q101 5 686 SH DEFINED 01 686 0 0 Digital Lightwave Inc. COM 253855100 462 12500 SH SOLE 12500 0 0 divine inc. COM 255402109 173 82500 SH DEFINED 01 82500 0 0 DMC Stratex Networks Inc. COM 23322L106 29 2940 SH DEFINED 01 2940 0 0 DoubleClick Inc. COM 258609304 4859 348100 SH DEFINED 01 348100 0 0 DoubleClick Inc. COM 258609304 20326 1456000 SH SOLE 1456000 0 0 Dyax Corp. COM 26746E103 1216 64000 SH DEFINED 01 64000 0 0 E*TRADE Group Inc. COM 269246104 65 10000 SH DEFINED 01 10000 0 0 E*TRADE Group Inc. COM 269246104 871 135000 SH SOLE 135000 0 0 E.piphany Inc. COM 26881V100 10 950 SH DEFINED 01 950 0 0 E.piphany Inc. COM 26881V100 10148 998800 SH SOLE 998800 0 0 eBay Inc. COM 278642103 24711 360800 SH DEFINED 01 360800 0 0 eBay Inc. COM 278642103 268981 3927300 SH SOLE 3927300 0 0 ELAN Corp. plc COM 284131208 35 577 SH DEFINED 01 577 0 0 E-LOAN Inc. COM 26861P107 1 1400 SH DEFINED 01 1400 0 0 eMachines Inc. COM 29076P102 94 480208 SH DEFINED 01 480208 0 0 Emulex Corp. COM 292475209 101 2500 SH DEFINED 01 2500 0 0 Entrust Technologies Inc. COM 293848107 213 30000 SH DEFINED 01 30000 0 0 Epoch Biosciences Inc. COM 294273107 1388 362515 SH DEFINED 01 362515 0 0 Epoch Biosciences Inc. COM 294273107 1235 322500 SH SOLE 322500 0 0 Eprise Corp. COM 294352109 34 40000 SH DEFINED 01 40000 0 0 eToys Inc. COM 297862104 2 178900 SH DEFINED 01 178900 0 0 Exodus Communications Inc. COM 302088109 1137 552000 SH DEFINED 01 552000 0 0 Exodus Communications Inc. COM 302088109 3923 1904300 SH SOLE 1904300 0 0 FlexiInternational Soft. Inc. COM 338923105 10 75000 SH DEFINED 01 75000 0 0 Foundry Networks Inc. COM 35063R100 20 1000 SH DEFINED 01 1000 0 0 FreeMarkets Inc. COM 356602102 10355 517753 SH DEFINED 01 517753 0 0 FreeMarkets Inc. COM 356602102 31684 1584200 SH SOLE 1584200 0 0 Gateway Inc. COM 367626108 16 1000 SH DEFINED 01 1000 0 0 Gemini Genomics plc COM 36865M109 4010 802000 SH DEFINED 01 802000 0 0 Gemini Genomics plc COM 36865M109 863 172500 SH SOLE 172500 0 0 Genuity Inc. COM 37248E103 554 177500 SH DEFINED 01 177500 0 0 Genzyme Corp. Biosurgery COM 372917708 72 8743 SH DEFINED 01 8743 0 0 Genzyme Corp. General Div. COM 372917104 305 5000 SH DEFINED 01 5000 0 0 Genzyme Corp. Molecular Onc. COM 372917500 4 270 SH DEFINED 01 270 0 0 Genzyme Transgenics Corp. COM 37246E105 3901 392500 SH DEFINED 01 392500 0 0 Genzyme Transgenics Corp. COM 37246E105 12181 1225500 SH SOLE 1225500 0 0 Geron Corp. COM 374163103 48 3400 SH DEFINED 01 3400 0 0 Getty Images Inc. COM 374276103 2665 101500 SH DEFINED 01 101500 0 0 Gilead Sciences Inc. COM 375558103 466 8000 SH DEFINED 01 8000 0 0 Global Crossing Ltd. COM G3921A100 3749 433920 SH SOLE 433920 0 0 GoTo.com Inc. COM 38348T107 6 300 SH DEFINED 01 300 0 0 homestore.com Inc. COM 437852106 25584 731800 SH DEFINED 01 731800 0 0 homestore.com Inc. COM 437852106 175622 5023500 SH SOLE 5023500 0 0 Hoover's Inc. COM 439321100 119 25000 SH DEFINED 01 25000 0 0 Human Genome Sciences Inc. COM 444903108 241 4000 SH DEFINED 01 4000 0 0 i2 Technologies Inc. COM 465754109 7290 368200 SH DEFINED 01 368200 0 0 i2 Technologies Inc. COM 465754109 81358 4109000 SH SOLE 4109000 0 0 iBEAM Broadcasting Corp. COM 45073P101 3 8500 SH DEFINED 01 8500 0 0 IDEC Pharmaceuticals Corp. COM 449370105 1015 15000 SH DEFINED 01 15000 0 0 IMRglobal Corp. COM 45321W106 13 1200 SH DEFINED 01 1200 0 0 Industri-Matematik Int. Corp. COM 455792101 42 22200 SH DEFINED 01 22200 0 0 InfoSpace Inc. COM 45678T102 979 255000 SH DEFINED 01 255000 0 0 Inktomi Corp. COM 457277101 383 39900 SH DEFINED 01 39900 0 0 Inktomi Corp. COM 457277101 96 10000 SH SOLE 10000 0 0 Instinet Group Inc. COM 457750107 186 10000 SH DEFINED 01 10000 0 0 InsWeb Corp. COM 45809K103 2 2000 SH DEFINED 01 2000 0 0 Interactive Intelligence Inc. COM 45839M103 22 2000 SH DEFINED 01 2000 0 0 Interactive Investor Intl. COM 457955102 20 10000 SH DEFINED 01 10000 0 0 InterNAP Network Svcs. Corp. COM 45885A102 2 700 SH DEFINED 01 700 0 0 InterNAP Network Svcs. Corp. COM 45885A102 3353 1025335 SH SOLE 1025335 0 0 Intl. Business Machines Corp. COM 459200101 678 6000 SH DEFINED 01 6000 0 0 Internet Capital Group Inc. COM 46059C106 1951 975650 SH DEFINED 01 975650 0 0 Internet Capital Group Inc. COM 46059C106 4580 2290150 SH SOLE 2290150 0 0 InterTrust Technologies Corp. COM 46113Q109 1451 1208852 SH DEFINED 01 1208852 0 0 JDS Uniphase Corp. COM 46612J101 63 5000 SH DEFINED 01 5000 0 0 Johnson & Johnson COM 478160104 78 1568 SH DEFINED 01 1568 0 0 Juniper Networks Inc. COM 48203R104 5343 171800 SH DEFINED 01 171800 0 0 Juniper Networks Inc. COM 48203R104 13399 430850 SH SOLE 430850 0 0 Jupiter Media Metrix Inc. COM 48206U104 4 3000 SH DEFINED 01 3000 0 0 Kana Communications Inc. COM 483600102 810 396992 SH DEFINED 01 396992 0 0 Kana Communications Inc. COM 483600102 12541 6147452 SH SOLE 6147452 0 0 KPMG Consulting Inc. COM 48265R109 2907 189400 SH DEFINED 01 189400 0 0 lastminute.com plc COM 518129101 108 52000 SH DEFINED 01 52000 0 0 Launch Media Inc. COM 518567102 2 2500 SH DEFINED 01 2500 0 0 Legato Systems Inc. COM 524651106 40 2500 SH DEFINED 01 2500 0 0 Lexicon Genetics Inc. COM 528872104 150 12000 SH DEFINED 01 12000 0 0 LookSmart Ltd. COM 543442107 778 741174 SH DEFINED 01 741174 0 0 LookSmart Ltd. COM 543442107 1908 1817500 SH SOLE 1817500 0 0 Loudcloud Inc. COM 545735102 2978 979696 SH DEFINED 01 979696 0 0 Loudcloud Inc. COM 545735102 14611 4806306 SH SOLE 4806306 0 0 Loudeye Technologies Inc. COM 545754103 14 9200 SH DEFINED 01 9200 0 0 Manhattan Associates Inc. COM 562750109 318 8000 SH DEFINED 01 8000 0 0 Manugistics Group Inc. COM 565011103 228 9100 SH DEFINED 01 9100 0 0 Maxim Pharmaceuticals Inc. COM 57772M107 141 22300 SH DEFINED 01 22300 0 0 Maxim Pharmaceuticals Inc. COM 57772M107 5837 925000 SH SOLE 925000 0 0 Maxygen Inc. COM 577776107 110 5000 SH DEFINED 01 5000 0 0 McDATA Corp. COM 580031102 197 9000 SH DEFINED 01 9000 0 0 MedImmune Inc. COM 584699102 14702 311475 SH SOLE 311475 0 0 MemberWorks Inc. COM 586002107 122 5252 SH DEFINED 01 5252 0 0 MicroStrategy Inc. COM 594972101 4 1300 SH DEFINED 01 1300 0 0 Momentum Bus. Applications COM 60877P108 1 90 SH DEFINED 01 90 0 0 Motorola Inc. COM 620076109 764 46161 SH DEFINED 01 46161 0 0 MP3.com Inc. COM 62473M109 1116 230100 SH DEFINED 01 230100 0 0 MP3.com Inc. COM 62473M109 5263 1085100 SH SOLE 1085100 0 0 Multex.com Inc. COM 625367107 151 9300 SH DEFINED 01 9300 0 0 MyPoints.com Inc. COM 62855T102 6 2500 SH DEFINED 01 2500 0 0 NASDAQ 100 Shares COM 631100104 978 21400 SH DEFINED 01 21400 0 0 NBC Internet Inc. COM 62873D105 1 500 SH DEFINED 01 500 0 0 Neoforma.com Inc. COM 640475109 377 443530 SH DEFINED 01 443530 0 0 Neoforma.com Inc. COM 640475109 225 265000 SH SOLE 265000 0 0 Net Perceptions Inc. COM 64107U101 22 12500 SH DEFINED 01 12500 0 0 NetBank Inc. COM 640933107 1526 135000 SH DEFINED 01 135000 0 0 NetBank Inc. COM 640933107 254 22472 SH SOLE 22472 0 0 Netro Corp. COM 64114R109 42 10000 SH DEFINED 01 10000 0 0 Net2000 Communications Inc. COM 64122G103 1 700 SH DEFINED 01 700 0 0 Network Appliance Inc. COM 64120L104 640 46700 SH DEFINED 01 46700 0 0 Network Appliance Inc. COM 64120L104 24246 1769772 SH SOLE 1769772 0 0 NetZero Inc. COM 64122R109 25 30200 SH DEFINED 01 30200 0 0 New Focus Inc. COM 644383101 274 33200 SH DEFINED 01 33200 0 0 Niku Corp. COM 654113109 927 926800 SH DEFINED 01 926800 0 0 Niku Corp. COM 654113109 1601 1601000 SH SOLE 1601000 0 0 Nortel Networks Corp. COM 656568102 5 5000 SH DEFINED 01 5000 0 0 NPS Pharmaceuticals Inc. COM 62936P103 5708 142000 SH SOLE 142000 0 0 Nuance Communications Inc. COM 669967101 2847 158000 SH DEFINED 01 158000 0 0 Nuance Communications Inc. COM 669967101 10956 608000 SH SOLE 608000 0 0 OmniSky Corp. COM 68213L103 75 37500 SH DEFINED 01 37500 0 0 ONI Systems Corp. COM 68273F103 20113 720892 SH DEFINED 01 720892 0 0 ONI Systems Corp. COM 68273F103 46858 1679500 SH SOLE 1679500 0 0 Onvia.com Inc. COM 68338T106 189 270162 SH DEFINED 01 270162 0 0 Openwave Systems Inc. COM 683718100 2148 61900 SH DEFINED 01 61900 0 0 OPNET Technologies Inc. COM 683757108 45 2500 SH DEFINED 01 2500 0 0 Oracle Corp. COM 68389X105 95 5000 SH DEFINED 01 5000 0 0 Organic Inc. COM 68617E101 30 70400 SH DEFINED 01 70400 0 0 OSI Pharmaceuticals Inc. COM 671040103 58 1100 SH DEFINED 01 1100 0 0 Palm Inc. COM 696642107 612 100900 SH DEFINED 01 100900 0 0 Palm Inc. COM 696642107 698 115000 SH SOLE 115000 0 0 Parametric Technology Corp. COM 699173100 8 600 SH DEFINED 01 600 0 0 PC Connection Inc. COM 69318J100 58 3600 SH DEFINED 01 3600 0 0 PeopleSoft Inc. COM 712713106 98 2000 SH DEFINED 01 2000 0 0 Persistence Software Inc. COM 715329108 275 573923 SH DEFINED 01 573923 0 0 Persistence Software Inc. COM 715329108 134 278208 SH SOLE 278208 0 0 Pharmacyclics Inc. COM 716933106 2126 62720 SH DEFINED 01 62720 0 0 PictureTel Corp. COM 720035302 6 1000 SH DEFINED 01 1000 0 0 PlanetRx.com Inc. COM 727049405 26 93488 SH DEFINED 01 93488 0 0 PlanetRx.com Inc. COM 727049405 1 2772 SH SOLE 2772 0 0 Portal Software Inc. COM 736126103 7148 1730632 SH DEFINED 01 1730632 0 0 Portal Software Inc. COM 736126103 6708 1624100 SH SOLE 1624100 0 0 priceline.com Inc. COM 741503106 8724 964000 SH DEFINED 01 964000 0 0 priceline.com Inc. COM 741503106 49235 5440357 SH SOLE 5440357 0 0 PRIMEDIA, Inc. COM 74157K101 59 8661 SH DEFINED 01 8661 0 0 Protein Design Labs Inc. COM 74369L103 260 3000 SH DEFINED 01 3000 0 0 PSINet Inc. COM 74437C101 2 47860 SH DEFINED 01 47860 0 0 PurchasePro.com Inc. COM 746144104 38 25400 SH DEFINED 01 25400 0 0 QUALCOMM Inc. COM 747525103 4304 73600 SH DEFINED 01 73600 0 0 Quokka Sports Inc. COM 749077400 0 166 SH DEFINED 01 166 0 0 Qwest Comm. Int. Inc. COM 749121109 5737 180000 SH SOLE 180000 0 0 QXL.com plc COM 74912W309 2 1200 SH DEFINED 01 1200 0 0 Rambus Inc. COM 750917106 158 12800 SH DEFINED 01 12800 0 0 Red Hat Inc. COM 756577102 108 27100 SH DEFINED 01 27100 0 0 Redback Networks Inc. COM 757209101 570 63950 SH DEFINED 01 63950 0 0 Research In Motion Ltd. COM 760975102 819 25400 SH DEFINED 01 25400 0 0 Resonate Inc. COM 76115Q104 47 11400 SH DEFINED 01 11400 0 0 Reuters Group PLC COM 76132M102 5 67 SH DEFINED 01 67 0 0 Rhythms NetConnections Inc. COM 762430205 0 1900 SH DEFINED 01 1900 0 0 Saba Software Inc. COM 784932105 246 15000 SH DEFINED 01 15000 0 0 Scient Corp. COM 80864H109 461 495224 SH DEFINED 01 495224 0 0 Scient Corp. COM 80864H109 978 1051900 SH SOLE 1051900 0 0 Sepracor Inc. COM 817315104 1294 32500 SH SOLE 32500 0 0 SEQUENOM Inc. COM 817337108 70 5000 SH DEFINED 01 5000 0 0 Shire Pharm. Group Inc. COM G81083100 42 2351 SH DEFINED 01 2351 0 0 Siebel Systems Inc. COM 826170102 8 180 SH DEFINED 01 180 0 0 Siebel Systems Inc. COM 826170102 228784 4878120 SH SOLE 4878120 0 0 SkyMall Inc. COM 830859104 2 500 SH DEFINED 01 500 0 0 Sonus Networks Inc. COM 835916107 4252 182000 SH DEFINED 01 182000 0 0 StarBase Corp. COM 854910205 8 2065 SH DEFINED 01 2065 0 0 StorageNetworks Inc. COM 86211E103 161 9500 SH DEFINED 01 9500 0 0 StorageNetworks Inc. COM 86211E103 850 50000 SH SOLE 50000 0 0 Sun Microsystems Inc. COM 866810104 1281 81500 SH DEFINED 01 81500 0 0 Sycamore Networks Inc. COM 871206108 21048 2258385 SH DEFINED 01 2258385 0 0 Sycamore Networks Inc. COM 871206108 26265 2818100 SH SOLE 2818100 0 0 TCSI Corp. COM 87233R106 17 14500 SH DEFINED 01 14500 0 0 Tellium Inc. COM 87967E107 4268 234522 SH DEFINED 01 234522 0 0 Tellium Inc. COM 87967E107 8089 444444 SH SOLE 444444 0 0 Terayon Comm. Systems Inc. COM 880775101 13 2200 SH DEFINED 01 2200 0 0 TIBCO Software Inc. COM 88632Q103 3443 269600 SH DEFINED 01 269600 0 0 TIBCO Software Inc. COM 88632Q103 255 20000 SH SOLE 20000 0 0 Turnstone Systems Inc. COM 900423104 414 59200 SH DEFINED 01 59200 0 0 Tyco International Ltd. COM 902124106 102 1864 SH DEFINED 01 1864 0 0 Universal Access Inc. COM 913363107 3445 555677 SH DEFINED 01 555677 0 0 Universal Access Inc. COM 913363107 4248 685100 SH SOLE 685100 0 0 US Oncology Inc. COM 90338W103 21 2350 SH DEFINED 01 2350 0 0 VA Linux Systems Inc. COM 91819B105 285 81400 SH DEFINED 01 81400 0 0 Ventro Corp. COM 922815105 60 150678 SH DEFINED 01 150678 0 0 VeriSign Inc. COM 92343E102 4204 70060 SH DEFINED 01 70060 0 0 VeriSign Inc. COM 92343E102 59980 999500 SH SOLE 999500 0 0 Vertex Pharmaceuticals Inc. COM 92532F100 3539 71500 SH SOLE 71500 0 0 VerticalNet Inc. COM 92532L107 1616 649000 SH SOLE 649000 0 0 Vignette Corp. COM 926734104 14110 1590784 SH DEFINED 01 1590784 0 0 Vignette Corp. COM 926734104 74847 8438178 SH SOLE 8438178 0 0 Virage Logic Corp. COM 92763R104 163 10500 SH DEFINED 01 10500 0 0 Visual Networks Inc. COM 928444108 174 19900 SH DEFINED 01 19900 0 0 WebMD Corp. COM 94769M105 3808 544009 SH DEFINED 01 544009 0 0 WebMD Corp. COM 94769M105 11712 1673155 SH SOLE 1673155 0 0 Webvan Group Inc. COM 94845V103 15 190910 SH DEFINED 01 190910 0 0 Westell Technologies Inc. COM 957541105 9 6200 SH DEFINED 01 6200 0 0 Wink Communications Inc. COM 974168106 2 900 SH DEFINED 01 900 0 0 Wit SoundView Group Inc. COM 977383108 11 6000 SH DEFINED 01 6000 0 0 WorldGate Comm. Inc. COM 98156L307 8 1500 SH DEFINED 01 1500 0 0 XO Communications Inc. COM 983764101 0 97 SH DEFINED 01 97 0 0 XO Communications Inc. COM 983764101 154 80000 SH SOLE 80000 0 0 Xoma Ltd. COM G9825R107 23396 1371400 SH SOLE 1371400 0 0 Yahoo Inc. COM 984332106 19514 976172 SH DEFINED 01 976172 0 0 Yahoo Inc. COM 984332106 103166 5160890 SH SOLE 5160890 0 0
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