13F-HR/A 1 a13fhra-033101.txt 13F HOLDINGS REPORT - AMENDMENT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON MAY 15, 2001 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT WHICH EXPIRED ON MAY 15, 2002. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2001 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jessica L. Caruso Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Jessica L. Caruso New York, New York May 14, 2002 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 297 Form 13F Information Table Value Total: $1,648,785 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 To Be Determined Amerindo Investment Advisors, Inc.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE Abgenix Inc. COM 00339B107 351 14802 SH DEFINED 01 14802 0 0 ACE*COMM Corp. COM 004404109 1 1400 SH DEFINED 01 1400 0 0 Actuate Corp. COM 00508B102 2511 262600 SH DEFINED 01 262600 0 0 Actuate Corp. COM 00508B102 10275 1074500 SH SOLE 1074500 0 0 Aether Systems Inc. COM 00808V105 609 46860 SH DEFINED 01 46860 0 0 Affymetrix Inc. COM 00826T108 273 9800 SH DEFINED 01 9800 0 0 AGENCY.COM Ltd. COM 008447104 28 20000 SH DEFINED 01 20000 0 0 AirNet Communications Corp. COM 00941P106 19 6173 SH DEFINED 01 6173 0 0 AirNet Communications Corp. COM 00941P106 5 1544 SH SOLE 1544 0 0 Airspan Networks Inc. COM 00950H102 341 151500 SH DEFINED 01 151500 0 0 Akamai Technologies Inc. COM 00971T101 4437 518200 SH DEFINED 01 518200 0 0 Akamai Technologies Inc. COM 00971T101 32737 3823300 SH SOLE 3823300 0 0 Alexion Pharmaceuticals Inc. COM 015351109 480 21052 SH DEFINED 01 21052 0 0 Alkermes Inc. COM 01642T108 11 500 SH DEFINED 01 500 0 0 Alkermes Inc. COM 01642T108 40284 1836300 SH SOLE 1836300 0 0 Allegiance Telecom Inc. COM 01747T102 40 2700 SH DEFINED 01 2700 0 0 ALZA Corp. COM 022615108 65 1600 SH DEFINED 01 1600 0 0 Amazon.com Inc. COM 023135106 4718 461200 SH DEFINED 01 461200 0 0 Amazon.com Inc. COM 023135106 28092 2746000 SH SOLE 2746000 0 0 answerthink inc. COM 036916104 5 1000 SH DEFINED 01 1000 0 0 AntiGenics Inc. COM 037032109 0 19 SH DEFINED 01 19 0 0 AOL Time Warner Inc. COM 00184A105 3095 77084 SH DEFINED 01 77084 0 0 AOL Time Warner Inc. COM 00184A105 10941 272500 SH SOLE 272500 0 0 Applera-Celera Genomics COM 038020202 7941 257400 SH DEFINED 01 257400 0 0 Applera-Celera Genomics COM 038020202 2005 65000 SH SOLE 65000 0 0 Applied Micro Circuits Corp. COM 03822W109 206 12500 SH DEFINED 01 12500 0 0 ARIAD Pharmaceuticals Inc. COM 04033A100 627 113928 SH DEFINED 01 113928 0 0 Ariba Inc. COM 04033V104 26434 3343400 SH DEFINED 01 3343400 0 0 Ariba Inc. COM 04033V104 58698 7424231 SH SOLE 7424231 0 0 Ariel Corp. COM 04033M104 133 99000 SH DEFINED 01 99000 0 0 Art Technology Group Inc. COM 04289L107 4800 400000 SH DEFINED 01 400000 0 0 Art Technology Group Inc. COM 04289L107 35272 2939300 SH SOLE 2939300 0 0 Artisan Components Inc. COM 042923102 3136 432600 SH DEFINED 01 432600 0 0 Artisan Components Inc. COM 042923102 3357 463000 SH SOLE 463000 0 0 ARTISTdirect Inc. COM 04315D103 67 89400 SH DEFINED 01 89400 0 0 Ashford.com Inc. COM 044093102 3 4000 SH DEFINED 01 4000 0 0 Ask Jeeves Inc. COM 045174109 207 189400 SH DEFINED 01 189400 0 0 Ask Jeeves Inc. COM 045174109 1297 1186200 SH SOLE 1186200 0 0 At Home Corp. COM 045919107 1320 294600 SH DEFINED 01 294600 0 0 At Home Corp. COM 045919107 6076 1356185 SH SOLE 1356185 0 0 Aurora Biosciences Corp. COM 051920106 45 2500 SH DEFINED 01 2500 0 0 Autobytel.com Inc. COM 05275N106 1 900 SH DEFINED 01 900 0 0 Avanex Corp. COM 05348W109 5 500 SH DEFINED 01 500 0 0 Avant! Corp. COM 053487104 196 11353 SH DEFINED 01 11353 0 0 Avici Systems Inc. COM 05367L109 5040 629977 SH DEFINED 01 629977 0 0 Avici Systems Inc. COM 05367L109 6781 847646 SH SOLE 847646 0 0 AXA COM 054536107 10 187 SH DEFINED 01 187 0 0 Baan Company N.V. COM N08044104 4 2000 SH DEFINED 01 2000 0 0 Biochem Pharma Inc. COM 09058T108 30 1000 SH DEFINED 01 1000 0 0 Blue Martini Software Inc. COM 095698106 120 43500 SH DEFINED 01 43500 0 0 BMC Software Inc. COM 055921100 323 15000 SH DEFINED 01 15000 0 0 Bookham Technology plc COM 09856Q108 4085 907816 SH DEFINED 01 907816 0 0 Bookham Technology plc COM 09856Q108 999 222000 SH SOLE 222000 0 0 Broadbase Software Inc. COM 11130R100 39 19244 SH DEFINED 01 19244 0 0 Broadcom Corp. COM 111320107 5026 173900 SH DEFINED 01 173900 0 0 Broadcom Corp. COM 111320107 28409 983000 SH SOLE 983000 0 0 Brocade Comm. Systems Inc. COM 111621108 754 36100 SH DEFINED 01 36100 0 0 Brocade Comm. Systems Inc. COM 111621108 209 10000 SH SOLE 10000 0 0 BROKAT Antiengesellschaft COM 112080205 85 21619 SH DEFINED 01 21619 0 0 CacheFlow Inc. COM 126946102 114 25800 SH DEFINED 01 25800 0 0 CacheFlow Inc. COM 126946102 2940 662500 SH SOLE 662500 0 0 Centra Software Inc. COM 15234X103 55 8500 SH DEFINED 01 8500 0 0 Centura Software Corp. COM 15640W103 1 500 SH DEFINED 01 500 0 0 Cerus Corp. COM 157085101 662 15000 SH SOLE 15000 0 0 chinadotcom Corp. COM G2108N109 9 3800 SH DEFINED 01 3800 0 0 CIENA Corp. COM 171779101 2325 55700 SH DEFINED 01 55700 0 0 Ciphergen Biosystems Inc. COM 17252Y104 1524 343500 SH DEFINED 01 343500 0 0 Ciphergen Biosystems Inc. COM 17252Y104 599 135000 SH SOLE 135000 0 0 Cisco Systems Inc. COM 17275R102 917 57972 SH DEFINED 01 57972 0 0 Citrix Systems Inc. COM 177376100 273 12900 SH DEFINED 01 12900 0 0 CMGI Inc. COM 125750109 0 100 SH DEFINED 01 100 0 0 CMGI Inc. COM 125750109 4890 1925000 SH SOLE 1925000 0 0 CNET Networks Inc. COM 12613R104 11 1000 SH DEFINED 01 1000 0 0 Commerce One Inc. COM 200693109 3282 351800 SH DEFINED 01 351800 0 0 Commerce One Inc. COM 200693109 7956 852700 SH SOLE 852700 0 0 Computer Access Tech. Corp. COM 204853105 12 2500 SH DEFINED 01 2500 0 0 Corio Inc. COM 218875102 10 5300 SH DEFINED 01 5300 0 0 Corio Inc. COM 218875102 1327 707500 SH SOLE 707500 0 0 Corixa Corp. COM 21887F100 90 11233 SH DEFINED 01 11233 0 0 Corvis Corporation COM 221009103 17390 2473228 SH DEFINED 01 2473228 0 0 Corvis Corporation COM 221009103 4306 612376 SH SOLE 612376 0 0 CoSine Communications Inc. COM 221222102 3307 1556447 SH DEFINED 01 1556447 0 0 CoSine Communications Inc. COM 221222102 5658 2662500 SH SOLE 2662500 0 0 Covad Comm. Group Inc. COM 222814204 216 160511 SH DEFINED 01 160511 0 0 Critical Path Inc. COM 22674V100 21 10400 SH DEFINED 01 10400 0 0 Crossroads Systems Inc. COM 22765D100 79 13985 SH DEFINED 01 13985 0 0 CrossWorlds Software Inc. COM 22769P109 1265 367866 SH DEFINED 01 367866 0 0 CrossWorlds Software Inc. COM 22769P109 859 250000 SH SOLE 250000 0 0 Cygnus Inc. COM 232560102 1899 254200 SH DEFINED 01 254200 0 0 dELiA*s Inc. COM 24688Q101 3 686 SH DEFINED 01 686 0 0 Digital Lightwave Inc. COM 253855100 223 12500 SH SOLE 12500 0 0 divine inc. COM 255402109 81 50000 SH DEFINED 01 50000 0 0 DMC Stratex Networks Inc. COM 23322L106 24 2940 SH DEFINED 01 2940 0 0 DoubleClick Inc. COM 258609304 4738 409800 SH DEFINED 01 409800 0 0 DoubleClick Inc. COM 258609304 278 24000 SH SOLE 24000 0 0 E*TRADE Group Inc. COM 269246104 70 10000 SH DEFINED 01 10000 0 0 E*TRADE Group Inc. COM 269246104 1605 230000 SH SOLE 230000 0 0 E.piphany Inc. COM 26881V100 245 20950 SH DEFINED 01 20950 0 0 E.piphany Inc. COM 26881V100 9570 818800 SH SOLE 818800 0 0 eBay Inc. COM 278642103 19628 542400 SH DEFINED 01 542400 0 0 eBay Inc. COM 278642103 169564 4685700 SH SOLE 4685700 0 0 ELAN Corp. plc COM 284131208 30 577 SH DEFINED 01 577 0 0 E-LOAN Inc. COM 26861P107 3 1400 SH DEFINED 01 1400 0 0 eMachines Inc. COM 29076P102 203 812708 SH DEFINED 01 812708 0 0 eMachines Inc. COM 29076P102 49 195802 SH SOLE 195802 0 0 Emisphere Technologies Inc. COM 291345106 5052 353000 SH DEFINED 01 353000 0 0 Emisphere Technologies Inc. COM 291345106 5552 387900 SH SOLE 387900 0 0 Emulex Corp. COM 292475209 47 2500 SH DEFINED 01 2500 0 0 Entrust Technologies Inc. COM 293848107 249 30000 SH DEFINED 01 30000 0 0 Epoch Biosciences Inc. COM 294273107 1393 362515 SH DEFINED 01 362515 0 0 Epoch Biosciences Inc. COM 294273107 1240 322500 SH SOLE 322500 0 0 Eprise Corp. COM 294352109 26 40000 SH DEFINED 01 40000 0 0 eToys Inc. COM 297862104 3 178900 SH DEFINED 01 178900 0 0 Exodus Communications Inc. COM 302088109 6293 585400 SH DEFINED 01 585400 0 0 Exodus Communications Inc. COM 302088109 46513 4326800 SH SOLE 4326800 0 0 FlexiInternational Soft. Inc. COM 338923105 9 75000 SH DEFINED 01 75000 0 0 Foundry Networks Inc. COM 35063R100 8 1000 SH DEFINED 01 1000 0 0 FreeMarkets Inc. COM 356602102 5373 563753 SH DEFINED 01 563753 0 0 FreeMarkets Inc. COM 356602102 13979 1466700 SH SOLE 1466700 0 0 Gateway Inc. COM 367626108 17 1000 SH DEFINED 01 1000 0 0 Gemini Genomics plc COM 36865M109 5401 1200200 SH DEFINED 01 1200200 0 0 Gemini Genomics plc COM 36865M109 844 187500 SH SOLE 187500 0 0 General Electric Company COM 369604103 209 5000 SH DEFINED 01 5000 0 0 Genuity Inc. COM 37248E103 383 177500 SH DEFINED 01 177500 0 0 Genzyme Corp. Biosurgery COM 372917708 47 8473 SH DEFINED 01 8473 0 0 Genzyme Corp. General Div. COM 372917104 226 2500 SH DEFINED 01 2500 0 0 Genzyme Corp. Molecular Onc. COM 372917500 2 270 SH DEFINED 01 270 0 0 Genzyme Transgenics Corp. COM 37246E105 2576 392500 SH DEFINED 01 392500 0 0 Genzyme Transgenics Corp. COM 37246E105 3619 551500 SH SOLE 551500 0 0 Geron Corp. COM 374163103 35 3400 SH DEFINED 01 3400 0 0 Getty Images Inc. COM 374276103 1637 101500 SH DEFINED 01 101500 0 0 Gilead Sciences Inc. COM 375558103 98 3000 SH DEFINED 01 3000 0 0 Gilead Sciences Inc. COM 375558103 11307 347900 SH SOLE 347900 0 0 Global Crossing Ltd. COM G3921A100 5854 433920 SH SOLE 433920 0 0 GoTo.com Inc. COM 38348T107 2 300 SH DEFINED 01 300 0 0 homestore.com Inc. COM 437852106 17618 741800 SH DEFINED 01 741800 0 0 homestore.com Inc. COM 437852106 104714 4409000 SH SOLE 4409000 0 0 Hoover's Inc. COM 439321100 54 25000 SH DEFINED 01 25000 0 0 Human Genome Sciences Inc. COM 444903108 897 19500 SH DEFINED 01 19500 0 0 Human Genome Sciences Inc. COM 444903108 1840 40000 SH SOLE 40000 0 0 i2 Technologies Inc. COM 465754109 3091 213200 SH DEFINED 01 213200 0 0 i2 Technologies Inc. COM 465754109 19395 1337600 SH SOLE 1337600 0 0 iBEAM Broadcasting Corp. COM 45073P101 8 8500 SH DEFINED 01 8500 0 0 iBEAM Broadcasting Corp. COM 45073P101 710 732500 SH SOLE 732500 0 0 IDEC Pharmaceuticals Corp. COM 449370105 600 15000 SH DEFINED 01 15000 0 0 IDEC Pharmaceuticals Corp. COM 449370105 340 8500 SH SOLE 8500 0 0 IMRGlobal Corp. COM 45321W106 7 1200 SH DEFINED 01 1200 0 0 Industri-Matematik Int. Corp. COM 455792101 31 22200 SH DEFINED 01 22200 0 0 InfoSpace Inc. COM 45678T102 566 255000 SH DEFINED 01 255000 0 0 Inktomi Corp. COM 457277101 332 49900 SH DEFINED 01 49900 0 0 Inktomi Corp. COM 457277101 505 76000 SH SOLE 76000 0 0 InsWeb Corp. COM 45809K103 2 2000 SH DEFINED 01 2000 0 0 Interactive Intelligence Inc. COM 45839M103 29 2000 SH DEFINED 01 2000 0 0 Interactive Investor Intl. COM 457955102 26 10000 SH DEFINED 01 10000 0 0 InterNAP Network Svcs. Corp. COM 45885A102 1 700 SH DEFINED 01 700 0 0 InterNAP Network Svcs. Corp. COM 45885A102 2364 1220000 SH SOLE 1220000 0 0 Internet Capital Group Inc. COM 46059C106 2134 975650 SH DEFINED 01 975650 0 0 Internet Capital Group Inc. COM 46059C106 5119 2340150 SH SOLE 2340150 0 0 InterTrust Technologies Corp. COM 46113Q109 5440 1208852 SH DEFINED 01 1208852 0 0 JDS Uniphase Corp. COM 46612J101 92 5000 SH DEFINED 01 5000 0 0 JDS Uniphase Corp. COM 46612J101 10583 574000 SH SOLE 574000 0 0 Juniper Networks Inc. COM 48203R104 6605 174000 SH DEFINED 01 174000 0 0 Juniper Networks Inc. COM 48203R104 17171 452350 SH SOLE 452350 0 0 Jupiter Media Metrix Inc. COM 48206U104 10 3000 SH DEFINED 01 3000 0 0 Kana Communications Inc. COM 483600102 730 376786 SH DEFINED 01 376786 0 0 Kana Communications Inc. COM 483600102 9394 4848652 SH SOLE 4848652 0 0 KPMG Consulting Inc. COM 48265R109 2462 189400 SH DEFINED 01 189400 0 0 lastminute.com plc COM 518129101 153 52000 SH DEFINED 01 52000 0 0 Launch Media Inc. COM 518567102 5 2500 SH DEFINED 01 2500 0 0 Legato Systems Inc. COM 524651106 30 2500 SH DEFINED 01 2500 0 0 Lexicon Genetics Inc. COM 528872104 79 12000 SH DEFINED 01 12000 0 0 LookSmart Ltd. COM 543442107 996 741174 SH DEFINED 01 741174 0 0 LookSmart Ltd. COM 543442107 2496 1857500 SH SOLE 1857500 0 0 Loudcloud Inc. COM 545735102 5217 912196 SH DEFINED 01 912196 0 0 Loudcloud Inc. COM 545735102 13946 2438706 SH SOLE 2438706 0 0 Loudeye Technologies Inc. COM 545754103 7 9200 SH DEFINED 01 9200 0 0 Manhattan Associates Inc. COM 562750109 125 8000 SH DEFINED 01 8000 0 0 Manugistics Group Inc. COM 565011103 167 9100 SH DEFINED 01 9100 0 0 Maxim Pharmaceuticals Inc. COM 57772M107 6366 947300 SH DEFINED 01 947300 0 0 Maxygen Inc. COM 577776107 61 5000 SH DEFINED 01 5000 0 0 Maxygen Inc. COM 577776107 5793 478400 SH SOLE 478400 0 0 McDATA Corp. COM 580031102 204 9000 SH DEFINED 01 9000 0 0 MedImmune Inc. COM 584699102 22368 623500 SH SOLE 623500 0 0 MemberWorks Inc. COM 586002107 123 5252 SH DEFINED 01 5252 0 0 MicroStrategy Inc. COM 594972101 104 36300 SH DEFINED 01 36300 0 0 Millennium Pharm. Inc. COM 599902103 1371 45000 SH SOLE 45000 0 0 Momentum Bus. Applications COM 60877P108 1 90 SH DEFINED 01 90 0 0 Motorola Inc. COM 620076109 658 46162 SH DEFINED 01 46162 0 0 MP3.com Inc. COM 62473M109 604 276100 SH DEFINED 01 276100 0 0 MP3.com Inc. COM 62473M109 11123 5085000 SH SOLE 5085000 0 0 Multex.com Inc. COM 625367107 144 9300 SH DEFINED 01 9300 0 0 MyPoints.com Inc. COM 62855T102 2 2500 SH DEFINED 01 2500 0 0 NASDAQ 100 Shares COM 631100104 838 21400 SH DEFINED 01 21400 0 0 NBC Internet Inc. COM 62873D105 1 500 SH DEFINED 01 500 0 0 Neoforma.com Inc. COM 640475109 1578 1329030 SH DEFINED 01 1329030 0 0 Neoforma.com Inc. COM 640475109 315 265000 SH SOLE 265000 0 0 Net Perceptions Inc. COM 64107U101 11 12500 SH DEFINED 01 12500 0 0 NetBank Inc. COM 640933107 1181 135000 SH DEFINED 01 135000 0 0 NetBank Inc. COM 640933107 1675 191472 SH SOLE 191472 0 0 Netro Corp. COM 64114R109 50 10000 SH DEFINED 01 10000 0 0 Net2000 Communications Inc. COM 64122G103 2 700 SH DEFINED 01 700 0 0 Network Appliance Inc. COM 64120L104 6893 410000 SH DEFINED 01 410000 0 0 Network Appliance Inc. COM 64120L104 37320 2219772 SH SOLE 2219772 0 0 NetZero Inc. COM 64122R109 20 30200 SH DEFINED 01 30200 0 0 New Focus Inc. COM 644383101 751 60000 SH DEFINED 01 60000 0 0 Niku Corp. COM 654113109 2491 926800 SH DEFINED 01 926800 0 0 Niku Corp. COM 654113109 4397 1636000 SH SOLE 1636000 0 0 Nortel Networks Corp. COM 656568102 70 5000 SH DEFINED 01 5000 0 0 Nuance Communications Inc. COM 669967101 1586 158000 SH DEFINED 01 158000 0 0 Nuance Communications Inc. COM 669967101 6104 608000 SH SOLE 608000 0 0 OmniSky Corp. COM 68213L103 82 37500 SH DEFINED 01 37500 0 0 ONI Systems Corp. COM 68273F103 12595 645892 SH DEFINED 01 645892 0 0 ONI Systems Corp. COM 68273F103 15044 771500 SH SOLE 771500 0 0 Onvia.com Inc. COM 68338T106 198 270162 SH DEFINED 01 270162 0 0 Openwave Systems Inc. COM 683718100 335 16900 SH DEFINED 01 335 0 0 OPNET Technologies Inc. COM 683757108 39 2500 SH DEFINED 01 2500 0 0 Organic Inc. COM 68617E101 35 70400 SH DEFINED 01 70400 0 0 OSI Pharmaceuticals Inc. COM 671040103 44 1100 SH DEFINED 01 1100 0 0 Palm Inc. COM 696642107 848 100900 SH DEFINED 01 100900 0 0 Palm Inc. COM 696642107 967 115000 SH SOLE 115000 0 0 Parametric Technology Corp. COM 699173100 31 3400 SH DEFINED 01 3400 0 0 PC Connection Inc. COM 69318J100 34 3600 SH DEFINED 01 3600 0 0 PeopleSoft Inc. COM 712713106 180 7659 SH DEFINED 01 7659 0 0 Persistence Software Inc. COM 715329108 577 577123 SH DEFINED 01 577123 0 0 Persistence Software Inc. COM 715329108 262 261987 SH SOLE 261987 0 0 Pharmacyclics Inc. COM 716933106 1411 62720 SH DEFINED 01 62720 0 0 PictureTel Corp. COM 720035302 3 1000 SH DEFINED 01 1000 0 0 PlanetRx.com Inc. COM 727049405 26 93488 SH DEFINED 01 93488 0 0 PlanetRx.com Inc. COM 727049405 1 2772 SH SOLE 2772 0 0 Portal Software Inc. COM 736126103 14602 1730632 SH DEFINED 01 1730632 0 0 Portal Software Inc. COM 736126103 14041 1664100 SH SOLE 1664100 0 0 priceline.com Inc. COM 741503106 2171 857800 SH DEFINED 01 857800 0 0 priceline.com Inc. COM 741503106 4752 1877357 SH SOLE 1877357 0 0 PRIMEDIA, Inc. COM 74157K101 55 8661 SH DEFINED 01 8661 0 0 Protein Design Labs Inc. COM 74369L103 134 3000 SH DEFINED 01 3000 0 0 PSINet Inc. COM 74437C101 10 47860 SH DEFINED 01 47860 0 0 PurchasePro.com Inc. COM 746144104 184 25400 SH DEFINED 01 25400 0 0 QUALCOMM Inc. COM 747525103 283 5000 SH DEFINED 01 5000 0 0 Quokka Sports Inc. COM 749077400 26 8300 SH DEFINED 01 8300 0 0 Qwest Comm. Int. Inc. COM 749121109 6484 185000 SH SOLE 185000 0 0 QXL.com plc COM 74912W309 3 1200 SH DEFINED 01 1200 0 0 Rambus Inc. COM 750917106 264 12800 SH DEFINED 01 12800 0 0 RCN Corp. COM 749361101 844 140000 SH SOLE 140000 0 0 Red Hat Inc. COM 756577102 165 27100 SH DEFINED 01 27100 0 0 Redback Networks Inc. COM 757209101 3080 235500 SH DEFINED 01 235500 0 0 Redback Networks Inc. COM 757209101 9442 721900 SH SOLE 721900 0 0 Resonate Inc. COM 76115Q104 36 11400 SH DEFINED 01 11400 0 0 Reuters Group PLC COM 76132M102 5 67 SH DEFINED 01 67 0 0 Rhythms NetConnections Inc. COM 762430205 1 1900 SH DEFINED 01 1900 0 0 Riverstone Networks Inc. COM 769320102 466 50000 SH DEFINED 01 50000 0 0 Saba Software Inc. COM 784932105 81 15000 SH DEFINED 01 15000 0 0 Scient Corp. COM 80864H109 975 495224 SH DEFINED 01 495224 0 0 Scient Corp. COM 80864H109 4645 2359400 SH SOLE 2359400 0 0 SEQUENOM Inc. COM 817337108 43 5000 SH DEFINED 01 5000 0 0 Siebel Systems Inc. COM 826170102 14222 522868 SH DEFINED 01 522868 0 0 Siebel Systems Inc. COM 826170102 165055 6068200 SH SOLE 6068200 0 0 SkyMall Inc. COM 830859104 1 500 SH DEFINED 01 500 0 0 Sonus Networks Inc. COM 835916107 529 26500 SH DEFINED 01 26500 0 0 StarBase Corp. COM 854910205 5 2065 SH DEFINED 01 2065 0 0 StorageNetworks Inc. COM 86211E103 875 79500 SH DEFINED 01 79500 0 0 StorageNetworks Inc. COM 86211E103 1540 140000 SH SOLE 140000 0 0 Sun Microsystems Inc. COM 866810104 2720 177000 SH DEFINED 01 177000 0 0 Sycamore Networks Inc. COM 871206108 23784 2378385 SH DEFINED 01 2378385 0 0 Sycamore Networks Inc. COM 871206108 27006 2700600 SH SOLE 2700600 0 0 TCSI Corp. COM 87233R106 18 14500 SH DEFINED 01 14500 0 0 Terayon Comm. Systems Inc. COM 880775101 10 2200 SH DEFINED 01 2200 0 0 theglobe.com inc. COM 88335R101 4 23200 SH DEFINED 01 23200 0 0 TIBCO Software Inc. COM 88632Q103 2292 269600 SH DEFINED 01 269600 0 0 TIBCO Software Inc. COM 88632Q103 255 30000 SH SOLE 30000 0 0 Turnstone Systems Inc. COM 900423104 672 89200 SH DEFINED 01 89200 0 0 Tyco International Ltd. COM 902124106 81 1864 SH DEFINED 01 1864 0 0 Universal Access Inc. COM 913363107 3167 555677 SH DEFINED 01 555677 0 0 Universal Access Inc. COM 913363107 3828 671600 SH SOLE 671600 0 0 US Oncology Inc. COM 90338W103 19 2350 SH DEFINED 01 2350 0 0 VA Linux Systems Inc. COM 91819B105 244 81400 SH DEFINED 01 81400 0 0 Ventro Corp. COM 922815105 113 150678 SH DEFINED 01 150678 0 0 VeriSign Inc. COM 92343E102 3081 86950 SH DEFINED 01 86950 0 0 VeriSign Inc. COM 92343E102 35420 999500 SH SOLE 999500 0 0 Vertex Pharmaceuticals Inc. COM 92532F100 1740 47500 SH SOLE 47500 0 0 VerticalNet Inc. COM 92532L107 2628 1294500 SH SOLE 1294500 0 0 Vignette Corp. COM 926734104 26334 4090784 SH DEFINED 01 4090784 0 0 Vignette Corp. COM 926734104 34236 5318178 SH SOLE 5318178 0 0 Virage Logic Corp. COM 92763R104 125 10500 SH DEFINED 01 10500 0 0 Visual Networks Inc. COM 928444108 71 19900 SH DEFINED 01 19900 0 0 WebMD Corp. COM 94769M105 3026 544009 SH DEFINED 01 544009 0 0 WebMD Corp. COM 94769M105 10278 1847655 SH SOLE 1847655 0 0 webMethods Inc. COM 94768C108 69 3300 SH DEFINED 01 3300 0 0 webMethods Inc. COM 94768C108 678 32500 SH SOLE 32500 0 0 Webvan Group Inc. COM 94845V103 30 190910 SH DEFINED 01 190910 0 0 Westell Technologies Inc. COM 957541105 21 6200 SH DEFINED 01 6200 0 0 Wink Communications Inc. COM 974168106 5 900 SH DEFINED 01 900 0 0 Wit SoundView Group Inc. COM 977383108 18 6000 SH DEFINED 01 6000 0 0 WorldGate Comm. Inc. COM 98156L307 6 1500 SH DEFINED 01 1500 0 0 XO Communications Inc. COM 983764101 1 97 SH DEFINED 01 97 0 0 XO Communications Inc. COM 983764101 700 100000 SH SOLE 100000 0 0 Yahoo Inc. COM 984332106 18296 1161672 SH DEFINED 01 1161672 0 0 Yahoo Inc. COM 984332106 90419 5740890 SH SOLE 5740890 0 0