-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Du8VZ74Gezc5xAGmVFEqu4tZoFRdkndYyurlOokzMgdGN9+OhARmj5vUN+/VQIlE Sy31L3Z252jMqTHeJ7d3qw== 0000860655-02-000004.txt : 20040428 0000860655-02-000004.hdr.sgml : 20040428 20020215110924 ACCESSION NUMBER: 0000860655-02-000004 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20001231 FILED AS OF DATE: 20020215 DATE AS OF CHANGE: 20040428 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERINDO INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000860655 IRS NUMBER: 942997472 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: 1934 Act SEC FILE NUMBER: 028-02623 FILM NUMBER: 02550836 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153620292 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 a13fhra-123100.txt 13F HOLDINGS REPORT - AMENDMENT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON FEBRUARY 14, 2001 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON FEBRUARY 14, 2002. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 2000 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jessica L. Caruso Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Jessica L. Caruso New York, New York February 13, 2002 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 294 Form 13F Information Table Value Total: $3,693,734 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 To Be Determined Amerindo Investment Advisors, Inc.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE Abgenix Inc. COM 00339B107 1910 32340 SH DEFINED 01 32340 0 0 About.com Inc. COM 003736105 199 7400 SH DEFINED 01 7400 0 0 ACE*COMM Corp. COM 004404109 3 1400 SH DEFINED 01 1400 0 0 Actuate Corp. COM 00508B102 5166 270100 SH DEFINED 01 270100 0 0 Actuate Corp. COM 00508B102 24289 1270000 SH SOLE 1270000 0 0 ADC Telecommunications Inc. COM 000886101 10 544 SH DEFINED 01 544 0 0 Affymetrix Inc. COM 00826T108 1459 19600 SH DEFINED 01 19600 0 0 AGENCY.COM Ltd. COM 008447104 78 20000 SH DEFINED 01 20000 0 0 AirNet Communications Corp. COM 00941P106 42 6173 SH DEFINED 01 6173 0 0 AirNet Communications Corp. COM 00941P106 10 1544 SH SOLE 1544 0 0 Airspan Networks Inc. COM 00950H102 530 151500 SH DEFINED 01 151500 0 0 Akamai Technologies Inc. COM 00971T101 9032 428800 SH DEFINED 01 428800 0 0 Akamai Technologies Inc. COM 00971T101 33759 1602800 SH SOLE 1602800 0 0 Alexion Pharmaceuticals Inc. COM 015351109 1367 21052 SH DEFINED 01 21052 0 0 Alkermes Inc. COM 01642T108 16 500 SH DEFINED 01 500 0 0 Alkermes Inc. COM 01642T108 60359 1923800 SH SOLE 1923800 0 0 ALZA Corp. COM 022615108 68 1600 SH DEFINED 01 1600 0 0 Amazon.com Inc. COM 023135106 9328 599400 SH DEFINED 01 599400 0 0 Amazon.com Inc. COM 023135106 42551 2734200 SH SOLE 2734200 0 0 America Online Inc. COM 00184A105 2752 79084 SH DEFINED 01 79084 0 0 America Online Inc. COM 00184A105 9483 272500 SH SOLE 272500 0 0 answerthink inc. COM 036916104 4 1000 SH DEFINED 01 1000 0 0 AntiGenics Inc. COM 037032109 0 19 SH DEFINED 01 19 0 0 Applera-Celera Genomics COM 038020202 9732 269400 SH DEFINED 01 269400 0 0 Applera-Celera Genomics COM 038020202 2348 65000 SH SOLE 65000 0 0 Applied Micro Circuits COM 03822W109 93 1238 SH DEFINED 01 1238 0 0 ARIAD Pharmaceuticals Inc. COM 04033A100 541 113928 SH DEFINED 01 113928 0 0 Ariba Inc. COM 04033V104 178384 3326500 SH DEFINED 01 3326500 0 0 Ariba Inc. COM 04033V104 382546 7133731 SH SOLE 7133731 0 0 Ariel Corp. COM 04033M104 118 99000 SH DEFINED 01 99000 0 0 Art Technology Group Inc. COM 04289L107 12225 400000 SH DEFINED 01 400000 0 0 Art Technology Group Inc. COM 04289L107 12225 400000 SH SOLE 400000 0 0 Artisan Components Inc. COM 042923102 3217 432600 SH DEFINED 01 432600 0 0 Artisan Components Inc. COM 042923102 3444 463000 SH SOLE 463000 0 0 ARTISTdirect Inc. COM 04315D103 45 89400 SH DEFINED 01 89400 0 0 Ashford.com Inc. COM 044093102 1 4000 SH DEFINED 01 4000 0 0 Ask Jeeves Inc. COM 045174109 638 261900 SH DEFINED 01 261900 0 0 Ask Jeeves Inc. COM 045174109 2910 1193700 SH SOLE 1193700 0 0 Aurora Biosciences Corp. COM 051920106 79 2500 SH DEFINED 01 2500 0 0 Autobytel.com Inc. COM 05275N106 2 900 SH DEFINED 01 900 0 0 Avanex Corp. COM 05348W109 30 500 SH DEFINED 01 500 0 0 Avant! Corp. COM 053487104 2700 147462 SH DEFINED 01 147462 0 0 Avant! Corp. COM 053487104 873 47650 SH SOLE 47650 0 0 Avici Systems Inc. COM 05367L109 25733 1044977 SH DEFINED 01 1044977 0 0 Avici Systems Inc. COM 05367L109 3672 149100 SH SOLE 149100 0 0 Biochem Pharma Inc. COM 09058T108 32 1000 SH DEFINED 01 1000 0 0 Biogen Inc. COM 090597105 300 5000 SH DEFINED 01 5000 0 0 Blue Martini Software Inc. COM 095698106 576 43500 SH DEFINED 01 43500 0 0 BMC Software Inc. COM 055921100 210 15000 SH DEFINED 01 15000 0 0 Bookham Technology plc COM 09856Q108 11915 907816 SH DEFINED 01 907816 0 0 Bookham Technology plc COM 09856Q108 3056 232858 SH SOLE 232858 0 0 Broadbase Software Inc. COM 11130R100 120 19244 SH DEFINED 01 19244 0 0 Broadcom Corp. COM 111320107 12944 154100 SH DEFINED 01 154100 0 0 Broadcom Corp. COM 111320107 90140 1073100 SH SOLE 1073100 0 0 Brocade Comm. Systems Inc. COM 111621108 1249 13600 SH DEFINED 01 13600 0 0 BROKAT Antiengesellschaft COM 112080205 204 21619 SH DEFINED 01 21619 0 0 CacheFlow Inc. COM 126946102 1387 81300 SH DEFINED 01 81300 0 0 CacheFlow Inc. COM 126946102 6526 382500 SH SOLE 382500 0 0 Centra Software Inc. COM 15234X103 33 8500 SH DEFINED 01 8500 0 0 Cerus Corporation COM 157085101 1129 15000 SH SOLE 15000 0 0 chinadotcom Corp. COM G2108N109 17 3800 SH DEFINED 01 3800 0 0 CIENA Corp. COM 171779101 9807 120700 SH DEFINED 01 120700 0 0 Ciphergen Biosystems Inc. COM 17252Y104 1988 150000 SH DEFINED 01 150000 0 0 Ciphergen Biosystems Inc. COM 17252Y104 994 75000 SH SOLE 75000 0 0 Cisco Systems Inc. COM 17275R102 3839 100372 SH DEFINED 01 100372 0 0 Cisco Systems Inc. COM 17275R102 1293 33791 SH SOLE 33791 0 0 Citrix Systems Inc. COM 177376100 178 7900 SH DEFINED 01 7900 0 0 CMGI Inc. COM 125750109 1357 242600 SH DEFINED 01 242600 0 0 CMGI Inc. COM 125750109 10922 1952500 SH SOLE 1952500 0 0 CNET Networks Inc. COM 12613R104 93 5800 SH DEFINED 01 5800 0 0 Commerce One Inc. COM 200693109 7918 312800 SH DEFINED 01 312800 0 0 Commerce One Inc. COM 200693109 19313 763000 SH SOLE 763000 0 0 Corio Inc. COM 218875102 1424 690300 SH DEFINED 01 690300 0 0 Corio Inc. COM 218875102 46 22500 SH SOLE 22500 0 0 Corixa Corp. COM 21887F100 2204 79055 SH DEFINED 01 79055 0 0 Corixa Corp. COM 21887F100 3331 119500 SH SOLE 119500 0 0 Corvis Corporation COM 221009103 58506 2456928 SH DEFINED 01 2456928 0 0 Corvis Corporation COM 221009103 7200 302376 SH SOLE 302376 0 0 CoSine Communications Inc. COM 221222102 13339 961347 SH DEFINED 01 961347 0 0 CoSine Communications Inc. COM 221222102 1804 130000 SH SOLE 130000 0 0 Critical Path Inc. COM 22674V100 12 400 SH DEFINED 01 400 0 0 Crossroads Systems Inc. COM 22765D100 70 15000 SH DEFINED 01 15000 0 0 Crossroads Systems Inc. COM 22765D100 47 10000 SH SOLE 10000 0 0 CrossWorlds Software Inc. COM 22769P109 1517 367867 SH DEFINED 01 367867 0 0 CrossWorlds Software Inc. COM 22769P109 1031 250000 SH SOLE 250000 0 0 CV Therapeutics Inc. COM 126667104 3 48 SH SOLE 48 0 0 Cygnus Inc. COM 232560102 5151 1056700 SH DEFINED 01 1056700 0 0 dELiA*s Inc. COM 24688Q101 1 400 SH DEFINED 01 400 0 0 Digital Lightwave Inc. COM 253855100 396 12500 SH SOLE 12500 0 0 divine interVentures inc. COM 255404105 63 40000 SH DEFINED 01 40000 0 0 DMC Stratex Networks Inc. COM 23322L106 44 2940 SH DEFINED 01 2940 0 0 DoubleClick Inc. COM 258609304 705 64100 SH DEFINED 01 64100 0 0 DoubleClick Inc. COM 258609304 110 10000 SH SOLE 10000 0 0 Dyax Corporation COM 26746E103 233 11000 SH DEFINED 01 11000 0 0 Dyax Corporation COM 26746E103 1368 64500 SH SOLE 64500 0 0 E.piphany Inc. COM 26881V100 186 3450 SH DEFINED 01 3450 0 0 eBay Inc. COM 278642103 24955 756200 SH DEFINED 01 756200 0 0 eBay Inc. COM 278642103 163852 4965200 SH SOLE 4965200 0 0 ELAN Corp. plc COM 284131208 27 577 SH DEFINED 01 577 0 0 E-LOAN Inc. COM 26861P107 1 1400 SH DEFINED 01 1400 0 0 eMachines Inc. COM 29076P102 305 812708 SH DEFINED 01 812708 0 0 eMachines Inc. COM 29076P102 73 195802 SH SOLE 195802 0 0 Emisphere Technologies Inc. COM 291345106 9263 370500 SH DEFINED 01 370500 0 0 Emisphere Technologies Inc. COM 291345106 11785 471400 SH SOLE 471400 0 0 Entrust Technologies Inc. COM 293848107 390 30000 SH DEFINED 01 30000 0 0 Epoch Biosciences Inc. COM 294273107 2379 362515 SH DEFINED 01 362515 0 0 Epoch Biosciences Inc. COM 294273107 2116 322500 SH SOLE 322500 0 0 Eprise Corp. COM 294352109 73 40000 SH DEFINED 01 40000 0 0 eToys Inc. COM 297862104 34 178900 SH DEFINED 01 178900 0 0 eToys Inc. COM 297862104 10 55000 SH SOLE 55000 0 0 Excite@Home Corp. COM 045919107 1630 294600 SH DEFINED 01 294600 0 0 Excite@Home Corp. COM 045919107 8248 1491185 SH SOLE 1491185 0 0 Exodus Communications Inc. COM 302088109 19020 951000 SH DEFINED 01 951000 0 0 Exodus Communications Inc. COM 302088109 86526 4326300 SH SOLE 4326300 0 0 FlexiInternational Soft. Inc. COM 338923105 8 75000 SH DEFINED 01 75000 0 0 Foundry Networks Inc. COM 35063R100 15 1000 SH DEFINED 01 1000 0 0 FreeMarkets Inc. COM 356602102 7198 378853 SH DEFINED 01 378853 0 0 FreeMarkets Inc. COM 356602102 22422 1180100 SH SOLE 1180100 0 0 Gateway Inc. COM 367626108 18 1000 SH DEFINED 01 1000 0 0 Gemini Genomics plc COM 36865M109 6751 1200200 SH DEFINED 01 1200200 0 0 Gemini Genomics plc COM 36865M109 1252 222500 SH SOLE 222500 0 0 Genzyme Corp. Biosurgery COM 372917708 74 8473 SH DEFINED 01 8473 0 0 Genzyme Transgenics Corp. COM 37246E105 5618 392500 SH DEFINED 01 392500 0 0 Genzyme Transgenics Corp. COM 37246E105 8251 576500 SH SOLE 576500 0 0 Geron Corp. COM 374163103 52 3400 SH DEFINED 01 3400 0 0 Getty Images Inc. COM 374276103 3248 101500 SH DEFINED 01 101500 0 0 Getty Images Inc. COM 374276103 454 14200 SH SOLE 14200 0 0 Gilead Sciences Inc. COM 375558103 51604 622200 SH SOLE 622200 0 0 Global Crossing Ltd. COM G3921A100 6209 433920 SH SOLE 433920 0 0 GoTo.com Inc. COM 38348T107 2 300 SH DEFINED 01 300 0 0 homestore.com Inc. COM 437852106 28262 1404325 SH DEFINED 01 1404325 0 0 homestore.com Inc. COM 437852106 64249 3192500 SH SOLE 3192500 0 0 Hoover's Inc. COM 439321100 59 25000 SH DEFINED 01 25000 0 0 Human Genome Sciences Inc. COM 444903108 9357 135000 SH DEFINED 01 135000 0 0 Human Genome Sciences Inc. COM 444903108 3188 46000 SH SOLE 46000 0 0 i2 Technologies Inc. COM 465754109 12334 226825 SH DEFINED 01 226825 0 0 i2 Technologies Inc. COM 465754109 69279 1274100 SH SOLE 1274100 0 0 iBEAM Broadcasting Corp. COM 45073P101 700 658500 SH DEFINED 01 658500 0 0 iBEAM Broadcasting Corp. COM 45073P101 178 167500 SH SOLE 167500 0 0 IDEC Pharmaceuticals Corp. COM 449370105 948 5000 SH DEFINED 01 5000 0 0 IDEC Pharmaceuticals Corp. COM 449370105 948 5000 SH SOLE 5000 0 0 Industri-Matematik Int. Corp. COM 455792101 56 22200 SH DEFINED 01 22200 0 0 Inet Technologies Inc. COM 45662V105 24 600 SH DEFINED 01 600 0 0 InfoSpace.com Inc. COM 45678T102 2211 250000 SH DEFINED 01 250000 0 0 InfoSpace.com Inc. COM 45678T102 486 55000 SH SOLE 55000 0 0 Inktomi Corp. COM 457277101 284 15900 SH DEFINED 01 15900 0 0 Inktomi Corp. COM 457277101 35634 1993500 SH SOLE 1993500 0 0 InsWeb Corp. COM 45809K103 2 2000 SH DEFINED 01 2000 0 0 Interactive Intelligence Inc. COM 45839M103 48 2000 SH DEFINED 01 2000 0 0 Interactive Investor Intl. COM 457955102 28 10000 SH DEFINED 01 10000 0 0 InterNAP Network Svcs. Corp. COM 45885A102 1328 183200 SH DEFINED 01 183200 0 0 InterNAP Network Svcs. Corp. COM 45885A102 8954 1235000 SH SOLE 1235000 0 0 Internet Capital Group Inc. COM 46059C106 2990 911300 SH DEFINED 01 911300 0 0 Internet Capital Group Inc. COM 46059C106 6990 2130150 SH SOLE 2130150 0 0 InterTrust Technologies Corp. COM 46113Q109 4080 1208852 SH DEFINED 01 1208852 0 0 JDS Uniphase Corp. COM 46612J101 208 5000 SH DEFINED 01 5000 0 0 JDS Uniphase Corp. COM 46612J101 76121 1826000 SH SOLE 1826000 0 0 Juniper Networks Inc. COM 48203R104 24456 194000 SH DEFINED 01 194000 0 0 Juniper Networks Inc. COM 48203R104 59451 471600 SH SOLE 471600 0 0 Jupiter Media Metrix Inc. COM 48206U104 26 2838 SH DEFINED 01 2838 0 0 Kana Communications Inc. COM 483600102 24527 2132786 SH DEFINED 01 2132786 0 0 Kana Communications Inc. COM 483600102 32094 2790752 SH SOLE 2790752 0 0 lastminute.com plc COM 518129101 267 52000 SH DEFINED 01 52000 0 0 Launch Media Inc. COM 518567102 4 2500 SH DEFINED 01 2500 0 0 Legato Systems Inc. COM 524651106 19 2500 SH DEFINED 01 2500 0 0 Lexicon Genetics Inc. COM 528872104 200 12000 SH DEFINED 01 12000 0 0 LookSmart Ltd. COM 543442107 3556 1458674 SH DEFINED 01 1458674 0 0 LookSmart Ltd. COM 543442107 2852 1170000 SH SOLE 1170000 0 0 Loudeye Technologies Inc. COM 545754103 11 9200 SH DEFINED 01 9200 0 0 Manhattan Associates Inc. COM 562750109 341 8000 SH DEFINED 01 8000 0 0 marchFIRST Inc. COM 566244109 214 142725 SH SOLE 142725 0 0 Maxim Pharmaceuticals Inc. COM 57772M107 6087 954800 SH DEFINED 01 954800 0 0 Maxygen Inc. COM 577776107 123 5000 SH DEFINED 01 5000 0 0 Maxygen Inc. COM 577776107 11721 478400 SH SOLE 478400 0 0 McData Corp. COM 580031102 274 5000 SH DEFINED 01 5000 0 0 MedImmune Inc. COM 584699102 32833 688500 SH SOLE 688500 0 0 MemberWorks Inc. COM 586002107 67 3169 SH DEFINED 01 3169 0 0 MicroStrategy Inc. COM 594972101 345 36300 SH DEFINED 01 36300 0 0 Millennium Pharm. Inc. COM 599902103 928 15000 SH SOLE 15000 0 0 Motorola Inc. COM 620076109 5997 296162 SH DEFINED 01 296162 0 0 MP3.com Inc. COM 62473M109 17616 4901800 SH DEFINED 01 4901800 0 0 Multex.com Inc. COM 625367107 123 9300 SH DEFINED 01 9300 0 0 MyPoints.com Inc. COM 62855T102 3 2500 SH DEFINED 01 2500 0 0 NASDAQ 100 Shares COM 631100104 1249 21400 SH DEFINED 01 21400 0 0 NBC Internet Inc. COM 62873D105 2 500 SH DEFINED 01 500 0 0 Neoforma.com Inc. COM 640475109 1080 1329030 SH DEFINED 01 1329030 0 0 Neoforma.com Inc. COM 640475109 215 265000 SH SOLE 265000 0 0 Net Perceptions Inc. COM 64107U101 26 12500 SH DEFINED 01 12500 0 0 Net.B@nk Inc. COM 640933107 886 135000 SH DEFINED 01 135000 0 0 Net.B@nk Inc. COM 640933107 1414 215500 SH SOLE 215500 0 0 Net2000 Communications Inc. COM 64122G103 1 700 SH DEFINED 01 700 0 0 NetSolve Inc. COM 64115J106 116 15252 SH SOLE 15252 0 0 Network Appliance Inc. COM 64120L104 11072 172500 SH DEFINED 01 172500 0 0 Network Appliance Inc. COM 64120L104 142289 2216772 SH SOLE 2216772 0 0 NetZero Inc. COM 64122R109 26 30200 SH DEFINED 01 30200 0 0 Nexell Therapeutics Inc. COM 65332H203 53 17352 SH SOLE 17352 0 0 Niku Corp. COM 654113109 6777 926800 SH DEFINED 01 926800 0 0 Niku Corp. COM 654113109 7174 981000 SH SOLE 981000 0 0 Nortel Networks Corp. COM 656568102 160 5000 SH DEFINED 01 5000 0 0 NorthPoint Comm. Group Inc. COM 666610100 49 142500 SH SOLE 142500 0 0 Nuance Communications Inc. COM 669967101 27514 638000 SH DEFINED 01 638000 0 0 Nuance Communications Inc. COM 669967101 5391 125000 SH SOLE 125000 0 0 ONI Systems Corp. COM 68273F103 24159 610642 SH DEFINED 01 610642 0 0 ONI Systems Corp. COM 68273F103 30333 766700 SH SOLE 766700 0 0 Onvia.com Inc. COM 68338T106 251 297862 SH DEFINED 01 297862 0 0 Open Market Inc. COM 68370M100 1 1000 SH DEFINED 01 1000 0 0 OPNET Technologies Inc. COM 683757108 38 2500 SH DEFINED 01 2500 0 0 Organic Inc. COM 68617E101 57 70400 SH DEFINED 01 70400 0 0 OSI Pharmaceuticals Inc. COM 671040103 88 1100 SH DEFINED 01 1100 0 0 OSI Pharmaceuticals Inc. COM 671040103 601 7500 SH SOLE 7500 0 0 Palm Inc. COM 696642107 2857 100900 SH DEFINED 01 100900 0 0 Palm Inc. COM 696642107 3256 115000 SH SOLE 115000 0 0 Parametric Technology Corp. COM 699173100 8 600 SH DEFINED 01 600 0 0 PC Connection Inc. COM 69318J100 37 3600 SH DEFINED 01 3600 0 0 PeopleSoft Inc. COM 712713106 1588 42692 SH DEFINED 01 42692 0 0 Persistence Software Inc. COM 715329108 2561 577123 SH DEFINED 01 577123 0 0 Persistence Software Inc. COM 715329108 1268 285708 SH SOLE 285708 0 0 Pharmacyclics Inc. COM 716933106 2148 62720 SH DEFINED 01 62720 0 0 PictureTel Corp. COM 720035302 2 1000 SH DEFINED 01 1000 0 0 PlanetRx.com Inc. COM 727049405 26 93488 SH DEFINED 01 93488 0 0 PlanetRx.com Inc. COM 727049405 1 2773 SH SOLE 2773 0 0 Portal Software Inc. COM 736126103 12006 1530632 SH DEFINED 01 1530632 0 0 Portal Software Inc. COM 736126103 12837 1636600 SH SOLE 1636600 0 0 priceline.com Inc. COM 741503106 1450 1104800 SH DEFINED 01 1104800 0 0 priceline.com Inc. COM 741503106 2387 1818400 SH SOLE 1818400 0 0 Protein Design Labs Inc. COM 74369L103 43 500 SH DEFINED 01 500 0 0 PSINet Inc. COM 74437C101 15 21000 SH DEFINED 01 21000 0 0 PurchasePro.com Inc. COM 746144104 445 25400 SH DEFINED 01 25400 0 0 QUALCOMM Inc. COM 747525103 16051 195300 SH DEFINED 01 195300 0 0 Quokka Sports Inc. COM 749077103 5 8300 SH DEFINED 01 8300 0 0 Qwest Comm. Int. Inc. COM 749121109 10218 250000 SH SOLE 250000 0 0 QXL.com plc COM 74912W309 3 1200 SH DEFINED 01 1200 0 0 Rambus Inc. COM 750917106 3049 84400 SH DEFINED 01 84400 0 0 RCN Corp. COM 749361101 884 140000 SH SOLE 140000 0 0 Red Hat Inc. COM 756577102 169 27100 SH DEFINED 01 27100 0 0 Redback Networks Inc. COM 757209101 10066 245500 SH DEFINED 01 245500 0 0 Redback Networks Inc. COM 757209101 31402 765900 SH SOLE 765900 0 0 Resonate Inc. COM 76115Q104 108 11400 SH DEFINED 01 11400 0 0 Reuters Holdings PLC COM 76132M102 7 67 SH DEFINED 01 67 0 0 Rhythms NetConnections Inc. COM 762430205 2 1900 SH DEFINED 01 1900 0 0 Saba Software Inc. COM 784932105 236 15000 SH DEFINED 01 15000 0 0 Scient Corp. COM 80864H109 4006 1232724 SH DEFINED 01 1232724 0 0 Scient Corp. COM 80864H109 6961 2141900 SH SOLE 2141900 0 0 SEQUENOM Inc. COM 817337108 70 5000 SH DEFINED 01 5000 0 0 Siebel Systems Inc. COM 826170102 32789 484868 SH DEFINED 01 484868 0 0 Siebel Systems Inc. COM 826170102 456820 6755200 SH SOLE 6755200 0 0 SilverStream Software Inc. COM 827907106 155 7500 SH SOLE 7500 0 0 SkyMall Inc. COM 830859104 1 500 SH DEFINED 01 500 0 0 Snowball.com Inc. COM 83335R102 3 6400 SH DEFINED 01 6400 0 0 Sonus Networks Inc. COM 835916107 669 26500 SH DEFINED 01 26500 0 0 StarBase Corp. COM 854910205 3 1228 SH DEFINED 01 1228 0 0 StorageNetworks Inc. COM 86211E103 1923 77500 SH DEFINED 01 77500 0 0 StorageNetworks Inc. COM 86211E103 5335 215000 SH SOLE 215000 0 0 Sun Microsystems Inc. COM 866810104 7387 265000 SH DEFINED 01 265000 0 0 Sycamore Networks Inc. COM 871206108 82234 2207635 SH DEFINED 01 2207635 0 0 Sycamore Networks Inc. COM 871206108 63671 1709300 SH SOLE 1709300 0 0 Talarian Corp. COM 874090103 4 1000 SH DEFINED 01 1000 0 0 TCSI Corp. COM 87233R106 21 15000 SH DEFINED 01 15000 0 0 Terayon Comm. Systems Inc. COM 880775101 9 2200 SH DEFINED 01 2200 0 0 theglobe.com inc. COM 88335R101 146 23200 SH DEFINED 01 23200 0 0 TIBCO Software Inc. COM 88632Q103 10048 209600 SH DEFINED 01 209600 0 0 TIBCO Software Inc. COM 88632Q103 1438 30000 SH SOLE 30000 0 0 Tumbleweed Comm. Corp. COM 899690101 802 46858 SH SOLE 46858 0 0 Turnstone Systems Inc. COM 900423104 663 89200 SH DEFINED 01 89200 0 0 Tyco International Ltd. COM 902124106 103 1864 SH DEFINED 01 1864 0 0 Universal Access Inc. COM 913363107 4445 555677 SH DEFINED 01 555677 0 0 Universal Access Inc. COM 913363107 5533 691600 SH SOLE 691600 0 0 US Oncology Inc. COM 90338W103 15 2350 SH DEFINED 01 2350 0 0 VA Linux Systems Inc. COM 91819B105 635 78100 SH DEFINED 01 78100 0 0 Ventro Corp. COM 922815105 246 246078 SH DEFINED 01 246078 0 0 Ventro Corp. COM 922815105 135 134600 SH SOLE 134600 0 0 VeriSign Inc. COM 92343E102 6451 86950 SH DEFINED 01 86950 0 0 VeriSign Inc. COM 92343E102 73965 997000 SH SOLE 997000 0 0 Versata Inc. COM 925298101 99 11092 SH SOLE 11092 0 0 VerticalNet Inc. COM 92532L107 9365 1407000 SH SOLE 1407000 0 0 Vignette Corp. COM 926734104 76858 4269892 SH DEFINED 01 4269892 0 0 Vignette Corp. COM 926734104 87769 4876078 SH SOLE 4876078 0 0 Virage Inc. COM 92763Q106 56 10500 SH DEFINED 01 10500 0 0 Visual Networks Inc. COM 928444108 65 19900 SH DEFINED 01 19900 0 0 WebMD Corp. COM 94769M105 4136 521009 SH DEFINED 01 521009 0 0 WebMD Corp. COM 94769M105 14829 1868200 SH SOLE 1868200 0 0 webMethods Inc. COM 94768C108 645 7252 SH DEFINED 01 7252 0 0 webMethods Inc. COM 94768C108 2802 31500 SH SOLE 31500 0 0 Webvan Group Inc. COM 94845V103 89 190910 SH DEFINED 01 190910 0 0 Webvan Group Inc. COM 94845V103 38 80000 SH SOLE 80000 0 0 Westell Technologies Inc. COM 957541105 28 9200 SH DEFINED 01 9200 0 0 Wink Communications Inc. COM 974168106 5 900 SH DEFINED 01 900 0 0 Wit SoundView Group Inc. COM 977383108 14 4000 SH DEFINED 01 4000 0 0 Worldcom Inc. COM 98157D106 2285 162500 SH DEFINED 01 162500 0 0 WorldGate Comm. Inc. COM 98156L307 53 14000 SH DEFINED 01 14000 0 0 XO Communications Inc. COM 983764101 2 97 SH DEFINED 01 97 0 0 XO Communications Inc. COM 983764101 7125 400000 SH SOLE 400000 0 0 Yahoo Inc. COM 984332106 35342 1175608 SH DEFINED 01 1175608 0 0 Yahoo Inc. COM 984332106 182040 6055390 SH SOLE 6055390 0 0
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