13F-HR/A 1 0001.txt FORM 13F HOLDINGS REPORT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON AUGUST 15, 2000 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON NOVEMBER 14, 2000. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: June 30, 2000 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Jessica L. Caruso Title: Chief Compliance Officer Phone: 212-371-6360 Signature, Place, and Date of Signing: /s/ Jessica L. Caruso New York, New York November 14, 2000 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 267 Form 13F Information Table Value Total: $8,114,255 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 To Be Determined Amerindo Investment Advisors, Inc.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE Abgenix Inc. COM 00339B107 2705 22570 SH DEFINED 01 22570 0 0 About.com Inc. COM 003736105 233 7400 SH DEFINED 01 7400 0 0 ACE*COMM Corp. COM 004404109 7 1400 SH DEFINED 01 1400 0 0 Active Software Inc. COM 00504E100 583 7500 SH DEFINED 01 7500 0 0 Actuate Software Corp. COM 00508B102 12479 233800 SH DEFINED 01 233800 0 0 Actuate Software Corp. COM 00508B102 51619 967100 SH SOLE 967100 0 0 ADC Telecommunications Inc. COM 000886101 29 688 SH DEFINED 01 688 0 0 Affymetrix Inc. COM 00826T108 16545 100200 SH DEFINED 01 100200 0 0 Affymetrix Inc. COM 00826T108 34280 207600 SH SOLE 207600 0 0 AGENCY.COM Ltd. COM 008447104 356 20000 SH DEFINED 01 20000 0 0 AirNet Communications Corp. COM 00941P106 161 6173 SH DEFINED 01 6173 0 0 AirNet Communications Corp. COM 00941P106 40 1544 SH SOLE 1544 0 0 Akamai Technologies Inc. COM 00971T101 4512 38000 SH DEFINED 01 38000 0 0 Akamai Technologies Inc. COM 00971T101 122783 1034100 SH SOLE 1034100 0 0 Alexion Pharmaceuticals Inc. COM 015351109 1505 21052 SH DEFINED 01 21052 0 0 Alkermes Inc. COM 01642T108 23 500 SH DEFINED 01 500 0 0 Alkermes Inc. COM 01642T108 89716 1903800 SH SOLE 1903800 0 0 Alza Corp. COM 022615108 47 800 SH DEFINED 01 800 0 0 Amazon.com Inc. COM 023135106 20201 556300 SH DEFINED 01 556300 0 0 Amazon.com Inc. COM 023135106 91515 2520200 SH SOLE 2520200 0 0 America Online Inc. COM 02364J104 4467 84484 SH DEFINED 01 84484 0 0 America Online Inc. COM 02364J104 22340 422500 SH SOLE 422500 0 0 answerthink inc. COM 036916104 17 1000 SH DEFINED 01 1000 0 0 Aquila BioPharm. Inc. COM 03839F107 0 66 SH DEFINED 01 66 0 0 ARIAD Pharmaceuticals Inc. COM 04033A100 1517 113928 SH DEFINED 01 113928 0 0 Ariba Inc. COM 04033V104 367921 3752500 SH DEFINED 01 3752500 0 0 Ariba Inc. COM 04033V104 689243 7029731 SH SOLE 7029731 0 0 Ariel Corp. COM 04033M104 291 99000 SH DEFINED 01 99000 0 0 Artisan Components Inc. COM 042923102 4704 432600 SH DEFINED 01 432600 0 0 Artisan Components Inc. COM 042923102 5035 463000 SH SOLE 463000 0 0 ARTISTdirect Inc. COM 04315D103 279 89400 SH DEFINED 01 89400 0 0 Ashford.com Inc. COM 044093102 11 4000 SH DEFINED 01 4000 0 0 Ask Jeeves Inc. COM 045174109 3428 189800 SH DEFINED 01 189800 0 0 Ask Jeeves Inc. COM 045174109 15378 851400 SH SOLE 851400 0 0 Aurora Biosciences Corp. COM 051920106 170 2500 SH DEFINED 01 2500 0 0 Autobytel.com Inc. COM 05275N106 5 900 SH DEFINED 01 900 0 0 Avanex Corp. COM 15348W109 48 500 SH DEFINED 01 500 0 0 Avant! Corp. COM 053487104 2837 151462 SH DEFINED 01 151462 0 0 Avant! Corp. COM 053487104 893 47650 SH SOLE 47650 0 0 Baan Company N.V. COM N08044104 14 5500 SH DEFINED 01 5500 0 0 Biochem Pharma Inc. COM 09058T108 25 1000 SH DEFINED 01 1000 0 0 Biogen Inc. COM 090597105 322 5000 SH DEFINED 01 5000 0 0 Blaze Software Inc. COM 09347T109 807 59200 SH DEFINED 01 59200 0 0 BMC Software Inc. COM 055921100 547 15000 SH DEFINED 01 15000 0 0 Bookham Technology plc COM 09856Q108 54677 922816 SH DEFINED 01 922816 0 0 Bookham Technology plc COM 09856Q108 7279 122858 SH SOLE 122858 0 0 Broadbase Software Inc. COM 11130R100 589 19244 SH DEFINED 01 19244 0 0 Broadcom Corp. COM 111320107 71505 326600 SH DEFINED 01 326600 0 0 Broadcom Corp. COM 111320107 119452 545600 SH SOLE 545600 0 0 BroadVision Inc. COM 111412102 203 4000 SH DEFINED 01 4000 0 0 Brocade Comm. Systems Inc. COM 111621108 1248 6800 SH DEFINED 01 6800 0 0 CacheFlow Inc. COM 126946102 314 5100 SH DEFINED 01 5100 0 0 Calico Commerce Inc. COM 129897104 2852 175516 SH DEFINED 01 175516 0 0 CareInsite Inc. COM 14170M106 41 2300 SH DEFINED 01 2300 0 0 CareInsite Inc. COM 14170M106 813 45500 SH SOLE 45500 0 0 Centra Software Inc. COM 15234X103 81 8500 SH DEFINED 01 8500 0 0 China.com Corp. COM 62108N109 78 3800 SH DEFINED 01 3800 0 0 CIENA Corp. COM 171779101 117 700 SH DEFINED 01 700 0 0 Cisco Systems Inc. COM 17275R102 15914 250372 SH DEFINED 01 250372 0 0 Cisco Systems Inc. COM 17275R102 57520 904944 SH SOLE 904944 0 0 Citrix Systems Inc. COM 177376100 2683 141700 SH DEFINED 01 141700 0 0 CMGI Inc. COM 125750109 11114 242600 SH DEFINED 01 242600 0 0 CMGI Inc. COM 125750109 89449 1952500 SH SOLE 1952500 0 0 CNET Inc. COM 125945105 142 5800 SH DEFINED 01 5800 0 0 Commerce One Inc. COM 200693109 2155 47500 SH DEFINED 01 47500 0 0 Commerce One Inc. COM 200693109 66678 1469500 SH SOLE 1469500 0 0 Corixa Corp. COM 21887F100 217 5055 SH DEFINED 01 5055 0 0 Coulter Pharmaceutical Inc. COM 222116105 1414 69000 SH DEFINED 01 69000 0 0 Coulter Pharmaceutical Inc. COM 222116105 2327 113500 SH SOLE 113500 0 0 Covad Comm. Group Inc. COM 222814204 3991 247500 SH SOLE 247500 0 0 Critical Path Inc. COM 22674V100 8199 140600 SH DEFINED 01 140600 0 0 Critical Path Inc. COM 22674V100 52330 897400 SH SOLE 897400 0 0 Crossroads Systems Inc. COM 22765D100 1389 55000 SH DEFINED 01 55000 0 0 Crossroads Systems Inc. COM 22765D100 252 10000 SH SOLE 10000 0 0 CrossWorlds Software Inc. COM 22769P109 13388 738667 SH DEFINED 01 738667 0 0 CrossWorlds Software Inc. COM 22769P109 8201 452500 SH SOLE 452500 0 0 CV Therapeutics Inc. COM 126667104 3 48 SH SOLE 48 0 0 Cygnus Inc. COM 232560102 15058 1056700 SH DEFINED 01 1056700 0 0 dELiA*s Inc. COM 246885107 1 400 SH DEFINED 01 400 0 0 Digital Microwave Corp. COM 253859102 112 2940 SH DEFINED 01 2940 0 0 DoubleClick Inc. COM 258609304 179 4700 SH DEFINED 01 4700 0 0 drugstore.com inc. COM 262241102 1589 211000 SH DEFINED 01 211000 0 0 E.piphany COM 26881V100 246 2300 SH DEFINED 01 2300 0 0 eBay Inc. COM 278642103 29557 544200 SH DEFINED 01 544200 0 0 eBay Inc. COM 278642103 241180 4440600 SH SOLE 4440600 0 0 ELAN Corp. plc COM 284131208 28 577 SH DEFINED 01 577 0 0 E-Loan Inc. COM 26861P107 7 1400 SH DEFINED 01 1400 0 0 eMachines Inc. COM 29076P102 2184 812708 SH DEFINED 01 812708 0 0 eMachines Inc. COM 29076P102 526 195802 SH SOLE 195802 0 0 Emisphere Technologies Inc. COM 291345106 3941 92500 SH DEFINED 01 92500 0 0 Emisphere Technologies Inc. COM 291345106 12527 294000 SH SOLE 294000 0 0 Entrust Technologies Inc. COM 293848107 2482 30000 SH DEFINED 01 30000 0 0 Epoch Biosciences Inc. COM 294273107 3244 365515 SH DEFINED 01 365515 0 0 Epoch Biosciences Inc. COM 294273107 2862 322500 SH SOLE 322500 0 0 Eprise Corp. COM 294352109 657 40000 SH DEFINED 01 40000 0 0 eToys Inc. COM 297862104 1135 178900 SH DEFINED 01 178900 0 0 eToys Inc. COM 297862104 2503 394500 SH SOLE 394500 0 0 Excite@Home Corp. COM 045919107 6113 294600 SH DEFINED 01 294600 0 0 Excite@Home Corp. COM 045919107 32394 1561185 SH SOLE 1561185 0 0 Exodus Communications Inc. COM 302088109 43805 951000 SH DEFINED 01 951000 0 0 Exodus Communications Inc. COM 302088109 198336 4305800 SH SOLE 4305800 0 0 FlexiInternational Soft. Inc. COM 338923105 31 75000 SH DEFINED 01 75000 0 0 Foundry Networks Inc. COM 35063R100 110 1000 SH DEFINED 01 1000 0 0 FreeMarkets Inc. COM 356602102 8503 179253 SH DEFINED 01 179253 0 0 FreeMarkets Inc. COM 356602102 16850 355200 SH SOLE 355200 0 0 Gateway 2000 Inc. COM 367833100 57 1000 SH DEFINED 01 1000 0 0 GelTex Pharmaceuticals Inc. COM 368538104 584 28600 SH DEFINED 01 28600 0 0 GelTex Pharmaceuticals Inc. COM 368538104 20213 989000 SH SOLE 989000 0 0 Genzyme Corp. Tissue Repair COM 372917401 133 25279 SH DEFINED 01 25279 0 0 Genzyme Transgenics Corp. COM 37246E105 9901 365000 SH DEFINED 01 365000 0 0 Genzyme Transgenics Corp. COM 37246E105 14078 519000 SH SOLE 519000 0 0 Geron Corp. COM 374163103 109 3400 SH DEFINED 01 3400 0 0 Getty Images Inc. COM 374276103 4318 116500 SH DEFINED 01 116500 0 0 Getty Images Inc. COM 374276103 10340 279000 SH SOLE 279000 0 0 Gilead Sciences Inc. COM 375558103 58600 823900 SH SOLE 823900 0 0 Global Crossing Ltd. COM G3921A100 11417 433920 SH SOLE 433920 0 0 GoTo.com Inc. COM 38348T107 4 300 SH DEFINED 01 300 0 0 Healtheon/WebMD Corp. COM 422209106 7673 518019 SH DEFINED 01 518019 0 0 Healtheon/WebMD Corp. COM 422209106 29832 2014000 SH SOLE 2014000 0 0 HomeGrocer.com Inc. COM 43740K100 302 50100 SH DEFINED 01 50100 0 0 homestore.com Inc. COM 437852106 38531 1320125 SH DEFINED 01 1320125 0 0 homestore.com Inc. COM 437852106 72545 2485500 SH SOLE 2485500 0 0 Hoover's Inc. COM 439321100 169 25000 SH DEFINED 01 25000 0 0 Human Genome Sciences Inc. COM 444903108 11003 82500 SH DEFINED 01 82500 0 0 Human Genome Sciences Inc. COM 444903108 2667 20000 SH SOLE 20000 0 0 i2 Technologies Inc. COM 465754109 983 9425 SH DEFINED 01 9425 0 0 i2 Technologies Inc. COM 465754109 40434 387800 SH SOLE 387800 0 0 iBEAM Broadcasting Corp. COM 45073P101 11853 658500 SH DEFINED 01 658500 0 0 iBEAM Broadcasting Corp. COM 45073P101 3015 167500 SH SOLE 167500 0 0 IDEC Pharmaceuticals Corp. COM 449370105 586 5000 SH DEFINED 01 5000 0 0 ImClone Systems Inc. COM 45245W109 367 4800 SH DEFINED 01 4800 0 0 Industri-Matematik Int. Corp. COM 455792101 119 22200 SH DEFINED 01 22200 0 0 Inet Technologies Inc. COM 45662V105 32 600 SH DEFINED 01 600 0 0 InfoSpace.com Inc. COM 45678T102 32548 589100 SH SOLE 589100 0 0 Inktomi Corp. COM 457277101 5759 48700 SH DEFINED 01 48700 0 0 Inktomi Corp. COM 457277101 304872 2578200 SH SOLE 2578200 0 0 InsWeb Corp. COM 45809K103 4 2000 SH DEFINED 01 2000 0 0 Interactive Intelligence Inc. COM 45839M103 75 2000 SH DEFINED 01 2000 0 0 Interactive Investor Intl. COM 71 10000 SH DEFINED 01 10000 0 0 InterNAP Network Svcs. Corp. COM 45885A102 7606 183200 SH DEFINED 01 183200 0 0 InterNAP Network Svcs. Corp. COM 45885A102 51272 1235000 SH SOLE 1235000 0 0 Internet Capital Group Inc. COM 46059C106 28361 766200 SH DEFINED 01 766200 0 0 Internet Capital Group Inc. COM 46059C106 56103 1515650 SH SOLE 1515650 0 0 InterTrust Technologies Corp. COM 46113Q109 48364 2352052 SH DEFINED 01 2352052 0 0 JDS Uniphase Corp. COM 46612J101 599 5000 SH DEFINED 01 5000 0 0 JDS Uniphase Corp. COM 46612J101 233277 1946000 SH SOLE 1946000 0 0 Juniper Networks Inc. COM 48203R104 4687 32200 SH DEFINED 01 32200 0 0 Kana Communications Inc. COM 483600102 136563 2207086 SH DEFINED 01 2207086 0 0 Kana Communications Inc. COM 483600102 93478 1510752 SH SOLE 1510752 0 0 lastminute.com plc COM 518129101 783 52000 SH DEFINED 01 52000 0 0 Launch Media Inc. COM 518567102 23 2500 SH DEFINED 01 2500 0 0 Legato Systems Inc. COM 524651106 38 2500 SH DEFINED 01 2500 0 0 Lexicon Genetics Inc. COM 528872104 412 12000 SH DEFINED 01 12000 0 0 LookSmart Ltd. COM 543442107 25178 1360974 SH DEFINED 01 1360974 0 0 LookSmart Ltd. COM 543442107 16557 895000 SH SOLE 895000 0 0 Manhattan Associates Inc. COM 562750109 12 500 SH DEFINED 01 500 0 0 Manugistics Group Inc. COM 565011103 47 1000 SH DEFINED 01 1000 0 0 marchFIRST Inc. COM 566244109 2605 142725 SH SOLE 142725 0 0 Maxygen Inc. COM 577776107 284 5000 SH DEFINED 01 5000 0 0 Maxygen Inc. COM 577776107 34882 614500 SH SOLE 614500 0 0 Media Metrix Inc. COM 5844OX103 76 3000 SH DEFINED 01 3000 0 0 MedicaLogic Inc. COM 584642102 617 66667 SH DEFINED 01 66667 0 0 MedImmune Inc. COM 584699102 40959 553500 SH SOLE 553500 0 0 MemberWorks Inc. COM 586002107 106 3169 SH DEFINED 01 3169 0 0 MicroStrategy Inc. COM 594972101 1089 36300 SH DEFINED 01 36300 0 0 MMC Networks Inc. COM 55308N102 321 6000 SH DEFINED 01 6000 0 0 MMC Networks Inc. COM 55308N102 6680 125000 SH SOLE 125000 0 0 Motorola Inc. COM 620076109 8977 296162 SH DEFINED 01 296162 0 0 MP3.com Inc. COM 62473M109 7862 579700 SH DEFINED 01 579700 0 0 MP3.com Inc. COM 62473M109 29983 2210700 SH SOLE 2210700 0 0 MyPoints.com Inc. COM 62855T102 47 2500 SH DEFINED 01 2500 0 0 NASDAQ 100 Shares COM 631100104 1869 20000 SH DEFINED 01 20000 0 0 NBC Internet Inc. COM 62873D104 6 500 SH DEFINED 01 500 0 0 Neoforma.com Inc. COM 640475109 9947 1414630 SH DEFINED 01 1414630 0 0 Neoforma.com Inc. COM 640475109 4637 659500 SH SOLE 659500 0 0 Net2000 Communications Inc. COM 64122G103 11 700 SH DEFINED 01 700 0 0 Net.B@nk Inc. COM 640933107 1679 135000 SH DEFINED 01 135000 0 0 Net.B@nk Inc. COM 640933107 3563 286500 SH SOLE 286500 0 0 Net Perceptions Inc. COM 64107U101 198 12500 SH DEFINED 01 12500 0 0 NetSolve Inc. COM 64115J106 396 15252 SH SOLE 15252 0 0 Network Appliance Inc. COM 64120L104 174868 2172272 SH SOLE 2172272 0 0 NetZero Inc. COM 64122R109 158 30200 SH DEFINED 01 30200 0 0 NEXTLINK Communications Inc. COM 65333H707 4 97 SH DEFINED 01 97 0 0 NEXTLINK Communications Inc. COM 65333H707 16123 425000 SH SOLE 425000 0 0 Niku Corp. COM 654113109 28242 836800 SH DEFINED 01 836800 0 0 Niku Corp. COM 654113109 15643 463500 SH SOLE 463500 0 0 NorthPoint Comm. Group Inc. COM 666610100 1594 142500 SH SOLE 142500 0 0 Nuance Communications Inc. COM 669967101 49646 595900 SH DEFINED 01 595900 0 0 OnDisplay Inc. COM 68232L100 105791 1299046 SH DEFINED 01 1299046 0 0 OnDisplay Inc. COM 68232L100 48618 597000 SH SOLE 597000 0 0 ONI Systems Corp. COM 68273F103 103460 882742 SH DEFINED 01 882742 0 0 ONI Systems Corp. COM 68273F103 190221 1623000 SH SOLE 1623000 0 0 Onvia.com Inc. COM 68338T106 2569 297862 SH DEFINED 01 297862 0 0 Open Market Inc. COM 68370M100 14 1000 SH DEFINED 01 1000 0 0 Organic Inc. COM 68617E101 686 70400 SH DEFINED 01 70400 0 0 OSI Pharmaceuticals Inc. COM 671040103 32 1100 SH DEFINED 01 1100 0 0 Palm Inc. COM 696642107 2266 67900 SH DEFINED 01 67900 0 0 Parametric Technology Corp. COM 699173100 7 600 SH DEFINED 01 600 0 0 PC Connection Inc. COM 69318J100 205 3600 SH DEFINED 01 3600 0 0 pcOrder.com Inc. COM 70453H107 19 2500 SH DEFINED 01 2500 0 0 PeopleSoft Inc. COM 712713106 3407 203430 SH DEFINED 01 203430 0 0 PeopleSoft Inc. COM 712713106 2038 121687 SH SOLE 121687 0 0 Persistence Software Inc. COM 715329108 10460 577123 SH DEFINED 01 577123 0 0 Persistence Software Inc. COM 715329108 5178 285708 SH SOLE 285708 0 0 PictureTel Corp. COM 720035302 3 1000 SH DEFINED 01 1000 0 0 PlanetRx.com Inc. COM 727049108 1578 1052307 SH DEFINED 01 1052307 0 0 PlanetRx.com Inc. COM 727049108 1690 1126784 SH SOLE 1126784 0 0 Portal Software Inc. COM 736126103 113891 1783032 SH DEFINED 01 1783032 0 0 Portal Software Inc. COM 736126103 4088 64000 SH SOLE 64000 0 0 priceline.com Inc. COM 741503106 3863 101700 SH DEFINED 01 101700 0 0 priceline.com Inc. COM 741503106 53482 1408000 SH SOLE 1408000 0 0 Protein Design Labs Inc. COM 74369L103 19646 119100 SH DEFINED 01 119100 0 0 Protein Design Labs Inc. COM 74369L103 47424 287500 SH SOLE 287500 0 0 PSINet Inc. COM 74437C101 25 1000 SH DEFINED 01 1000 0 0 PurchasePro.com Inc. COM 746144104 521 12700 SH DEFINED 01 12700 0 0 QUALCOMM Inc. COM 747525103 8748 145800 SH DEFINED 01 145800 0 0 Quokka Sports Inc. COM 749077103 67 8300 SH DEFINED 01 8300 0 0 Qwest Comm. Int. Inc. COM 749121109 12500 250000 SH SOLE 250000 0 0 QXL.com plc COM 74912W101 46 6000 SH DEFINED 01 6000 0 0 Rambus Inc. COM 750917106 5850 56800 SH DEFINED 01 56800 0 0 RCN Corp. COM 749361101 3552 140000 SH SOLE 140000 0 0 Red Hat Inc. COM 756577102 733 27100 SH DEFINED 01 27100 0 0 Redback Networks Inc. COM 757209101 56889 319600 SH SOLE 319600 0 0 Reuters Holdings PLC COM 76132M102 7 67 SH DEFINED 01 67 0 0 Rhythms NetConnections Inc. COM 762430205 24 1900 SH DEFINED 01 1900 0 0 Saba Software Inc. COM 784932105 315 15000 SH DEFINED 01 15000 0 0 Scient Corp. COM 80864H109 24861 563424 SH DEFINED 01 563424 0 0 Scient Corp. COM 80864H109 55906 1267000 SH SOLE 1267000 0 0 SEQUENOM Inc. COM 817337108 227 5000 SH DEFINED 01 5000 0 0 Siebel Systems Inc. COM 826170102 51151 312734 SH DEFINED 01 312734 0 0 Siebel Systems Inc. COM 826170102 700277 4281401 SH SOLE 4281401 0 0 SilverStream Software Inc. COM 827907106 433 7500 SH SOLE 7500 0 0 SkyMall Inc. COM 830859104 1 500 SH DEFINED 01 500 0 0 Smallworldwide plc COM 83168P108 31 2500 SH DEFINED 01 2500 0 0 Snowball.com Inc. COM 83335R102 31 6400 SH DEFINED 01 6400 0 0 StarBase Corp. COM 854910205 13 1228 SH DEFINED 01 1228 0 0 StorageNetworks Inc. COM 86211E103 1895 21000 SH DEFINED 01 21000 0 0 Stratos Lightwave Inc. COM 863100103 836 30000 SH DEFINED 01 30000 0 0 Sycamore Networks Inc. COM 871206108 240246 2176635 SH DEFINED 01 2176635 0 0 Sycamore Networks Inc. COM 871206108 92549 838500 SH SOLE 838500 0 0 TCSI Corp. COM 87233R106 30 15000 SH DEFINED 01 15000 0 0 Terayon Comm. Systems Inc. COM 880775101 141 2200 SH DEFINED 01 2200 0 0 theglobe.com inc. COM 88335R101 40 23200 SH DEFINED 01 23200 0 0 Tumbleweed Comm. Corp. COM 899690101 2384 46858 SH SOLE 46858 0 0 Tyco International Ltd. COM 902124106 88 1864 SH DEFINED 01 1864 0 0 Universal Access Inc. COM 913363107 12818 523177 SH DEFINED 01 523177 0 0 Universal Access Inc. COM 913363107 17165 700600 SH SOLE 700600 0 0 US Oncology Inc. COM 90338W103 12 2350 SH DEFINED 01 2350 0 0 VA Linux Systems Inc. COM 91819B105 3358 78100 SH DEFINED 01 78100 0 0 Value America Inc. COM 92038N102 186 170000 SH SOLE 170000 0 0 Ventro Corp. COM 922815105 4645 246078 SH DEFINED 01 246078 0 0 Ventro Corp. COM 922815105 26096 1382600 SH SOLE 1382600 0 0 VeriSign Inc. COM 92343E102 7404 41950 SH DEFINED 01 41950 0 0 VeriSign Inc. COM 92343E102 212771 1205500 SH SOLE 1205500 0 0 VerticalNet Inc. COM 92532L107 53005 1435000 SH SOLE 1435000 0 0 Vignette Corp. COM 926734104 133828 2572847 SH DEFINED 01 2572847 0 0 Vignette Corp. COM 926734104 251999 4844678 SH SOLE 4844678 0 0 Visual Networks Inc. COM 928444108 171 6000 SH DEFINED 01 6000 0 0 webMethods Inc. COM 94768C108 361 2300 SH DEFINED 01 2300 0 0 Webvan Group Inc. COM 94845V103 997 137000 SH DEFINED 01 137000 0 0 Webvan Group Inc. COM 94845V103 582 80000 SH SOLE 80000 0 0 Westell Technologies Inc. COM 957541105 138 9200 SH DEFINED 01 9200 0 0 Wink Communications Inc. COM 974168106 27 900 SH DEFINED 01 900 0 0 Wit SoundView Group Inc. COM 97737K309 43 4000 SH DEFINED 01 4000 0 0 WorldGate Comm. Inc. COM 98156L307 248 14000 SH DEFINED 01 14000 0 0 Yahoo Inc. COM 984332106 34426 277908 SH DEFINED 01 277908 0 0 Yahoo Inc. COM 984332106 740883 5980890 SH SOLE 5980890 0 0