-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MQTQBNoYOuQTfDgfFGQtLS+9KPAV5cBpf3vyZpuEznLxXscIb5edzBhdpkcjfrgZ PQhQmlMEKZC3llWs0I7VOQ== 0000860655-00-000051.txt : 20000517 0000860655-00-000051.hdr.sgml : 20000517 ACCESSION NUMBER: 0000860655-00-000051 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERINDO INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000860655 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 942997472 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-02623 FILM NUMBER: 636495 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153620292 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 FORM 13F HOLDINGS REPORT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON FEBRUARY 14, 2000 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON MAY 15, 2000. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: December 31, 1999 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joaquin Garcia-Larrieu Title: Chief Financial Officer Phone: 415-362-0292 Signature, Place, and Date of Signing: /s/ Joaquin Garcia-Larrieu San Francisco, California May 15, 2000 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 201 Form 13F Information Table Value Total: $7,599,305 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 To Be Determined Amerindo Investment Advisors, Inc.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE About.com Inc. COM 003736105 664 7400 SH DEFINED 01 7400 0 0 Ace Comm. Corp. COM 004404109 11 1400 SH DEFINED 01 1400 0 0 Active Software Inc. COM 00504E100 690 7500 SH DEFINED 01 7500 0 0 Actuate Software Corp. COM 00508B102 11739 273800 SH DEFINED 01 273800 0 0 Actuate Software Corp. COM 00508B102 50211 1171100 SH SOLE 1171100 0 0 Advanced Fibre Comm. Inc. COM 00754A105 5210 116600 SH DEFINED 01 116600 0 0 Advanced Fibre Comm. Inc. COM 00754A105 27751 621000 SH SOLE 621000 0 0 Advent Software Inc. COM 007974108 13532 210000 SH SOLE 210000 0 0 AGENCY.COM Ltd. COM 008447104 918 18000 SH DEFINED 01 18000 0 0 AirNet Communications Corp. COM 00941P106 224 6173 SH DEFINED 01 6173 0 0 AirNet Communications Corp. COM 00941P106 56 1544 SH SOLE 1544 0 0 Akamai Technologies Inc. COM 00971T101 5930 18100 SH DEFINED 01 18100 0 0 Akamai Technologies Inc. COM 00971T101 49799 152000 SH SOLE 152000 0 0 Alexion Pharmaceuticals Inc. COM 015351109 634 21052 SH DEFINED 01 21052 0 0 Alkermes Inc. COM 01642T108 15474 315000 SH SOLE 315000 0 0 Alloy Online Inc. COM 019855105 157 10000 SH SOLE 10000 0 0 Alza Corp. COM 022615108 28 800 SH DEFINED 01 800 0 0 Amazon.com Inc. COM 023135106 40826 536300 SH DEFINED 01 536300 0 0 Amazon.com Inc. COM 023135106 191127 2510700 SH SOLE 2510700 0 0 America Online Inc. COM 02364J104 10363 137484 SH DEFINED 01 137484 0 0 America Online Inc. COM 02364J104 79370 1053000 SH SOLE 1053000 0 0 AnswerThink Cons. Group Inc. COM 036916104 34 1000 SH DEFINED 01 1000 0 0 Aquila BioPharm. Inc. COM 03839F107 0 66 SH DEFINED 01 66 0 0 ARIAD Pharmaceuticals Inc. COM 04033A100 320 113928 SH DEFINED 01 113928 0 0 Ariba Inc. COM 04033V104 380168 2143300 SH DEFINED 01 2143300 0 0 Ariba Inc. COM 04033V104 534608 3014000 SH SOLE 3014000 0 0 Ariel Corp. COM 04033M104 1405 199000 SH DEFINED 01 199000 0 0 Artisan Components Inc. COM 042923102 9135 442600 SH DEFINED 01 442600 0 0 Artisan Components Inc. COM 042923102 27473 1331000 SH SOLE 1331000 0 0 Ashford.com Inc. COM 044093102 44 4000 SH DEFINED 01 4000 0 0 Ask Jeeves Inc. COM 045174109 10616 94000 SH DEFINED 01 94000 0 0 Ask Jeeves Inc. COM 045174109 46700 413500 SH SOLE 413500 0 0 Aspect Development Inc. COM 045234101 68 1000 SH DEFINED 01 1000 0 0 Autobytel.com Inc. COM 05275N106 14 900 SH DEFINED 01 900 0 0 Avant Corp. COM 053487104 2762 184112 SH DEFINED 01 184112 0 0 Avant Corp. COM 053487104 1537 102500 SH SOLE 102500 0 0 Baan Company N.V. COM N08044104 78 5500 SH DEFINED 01 5500 0 0 Biochem Pharma Inc. COM 09058T108 22 1000 SH DEFINED 01 1000 0 0 Breakaway Solutions Inc. COM 106372105 109 1500 SH DEFINED 01 1500 0 0 Broadcom Corp. COM 111320107 35654 130900 SH DEFINED 01 130900 0 0 Broadcom Corp. COM 111320107 88821 326100 SH SOLE 326100 0 0 CacheFlow Inc. COM 126946102 13 100 SH DEFINED 01 100 0 0 Calico Commerce Inc. COM 129897104 9302 175516 SH DEFINED 01 175516 0 0 Cardiac Pathways Corp. COM 141408104 3 754 SH SOLE 754 0 0 CareInsite Inc. COM 14170M106 185 2300 SH DEFINED 01 2300 0 0 CareInsite Inc. COM 14170M106 4653 57800 SH SOLE 57800 0 0 Cephalon Inc. COM 156708109 1735 50200 SH DEFINED 01 50200 0 0 Cephalon Inc. COM 156708109 39550 1144300 SH SOLE 1144300 0 0 Chemdex Corp. COM 163595101 19755 177978 SH DEFINED 01 177978 0 0 Chemdex Corp. COM 163595101 5938 53500 SH SOLE 53500 0 0 CMGI Inc. COM 125750109 26801 96800 SH DEFINED 01 96800 0 0 CMGI Inc. COM 125750109 183568 663000 SH SOLE 663000 0 0 CNET Inc. COM 125945105 329 5800 SH DEFINED 01 5800 0 0 Com21 Inc. COM 205937105 330 14700 SH DEFINED 01 14700 0 0 Commerce One Inc. COM 200693109 26527 135000 SH SOLE 135000 0 0 Concentric Network Corp. COM 20589R107 2 76 SH DEFINED 01 76 0 0 Corixa Corp. COM 21887F100 86 5055 SH DEFINED 01 5055 0 0 Covad Comm. Group Inc. COM 222814204 11103 198500 SH SOLE 198500 0 0 Creative Biomolecules Inc. COM 225270107 128 26000 SH DEFINED 01 26000 0 0 Critical Path Inc. COM 22674V100 14449 153100 SH DEFINED 01 153100 0 0 Critical Path Inc. COM 22674V100 118242 1252900 SH SOLE 1252900 0 0 Crossroads Systems Inc. COM 22765D100 845 10000 SH DEFINED 01 10000 0 0 CV Therapeutics Inc. COM 126667104 382 19048 SH SOLE 19048 0 0 Cygnus Inc. COM 232560102 4128 226200 SH DEFINED 01 226200 0 0 Cygnus Inc. COM 232560102 9234 506000 SH SOLE 506000 0 0 dELiA*s Inc. COM 246885107 3 400 SH DEFINED 01 400 0 0 Digital Microwave Corp. COM 253859102 69 2940 SH DEFINED 01 2940 0 0 Diversinet Corp. COM 25536K204 2200 100000 SH DEFINED 01 100000 0 0 drugstore.com inc. COM 262241102 7635 211000 SH DEFINED 01 211000 0 0 drugstore.com inc. COM 262241102 2895 80000 SH SOLE 80000 0 0 eBay Inc. COM 278642103 46933 374900 SH DEFINED 01 374900 0 0 eBay Inc. COM 278642103 273134 2181800 SH SOLE 2181800 0 0 eGain Communications Corp. COM 28225C103 219 5800 SH DEFINED 01 5800 0 0 E-Loan Inc. COM 26861P107 23 1400 SH DEFINED 01 1400 0 0 Emisphere Technologies Inc. COM 291345106 20067 667500 SH SOLE 667500 0 0 Entrust Technologies Inc. COM 293848107 1798 30000 SH DEFINED 01 30000 0 0 eToys Inc. COM 297862104 4932 187900 SH DEFINED 01 187900 0 0 eToys Inc. COM 297862104 15199 579000 SH SOLE 579000 0 0 Excite@Home Corp. COM 045919107 67965 1585185 SH SOLE 1585185 0 0 Excite@Home Corp. COM 045919107 2144 50000 SH DEFINED 01 50000 0 0 Exodus Communications Inc. COM 302088109 70295 791500 SH SOLE 791500 0 0 FlexiInternational Soft. Inc. COM 338923105 53 75000 SH DEFINED 01 75000 0 0 Foundry Networks Inc. COM 35063R100 151 500 SH DEFINED 01 500 0 0 FreeMarkets Inc. COM 356602102 66472 194753 SH DEFINED 01 194753 0 0 Gateway 2000 Inc. COM 367833100 72 1000 SH DEFINED 01 1000 0 0 GelTex Pharmaceuticals Inc. COM 368538104 623 48600 SH DEFINED 01 48600 0 0 GelTex Pharmaceuticals Inc. COM 368538104 15971 1246500 SH SOLE 1246500 0 0 Genzyme Corp. Tissue Repair COM 372917401 73 25279 SH DEFINED 01 25279 0 0 Geron Corp. COM 374163103 43 3400 SH DEFINED 01 3400 0 0 Getty Images Inc. COM 374276103 733 15000 SH DEFINED 01 15000 0 0 Getty Images Inc. COM 374276103 6842 140000 SH SOLE 140000 0 0 Gilead Sciences Inc. COM 375558103 8660 160000 SH SOLE 160000 0 0 Global Crossing Ltd. COM G3921A100 23743 474856 SH SOLE 474856 0 0 GoTo.com Inc. COM 38348T107 18 300 SH DEFINED 01 300 0 0 Healtheon/WebMD Corp. COM 422209106 29012 773666 SH DEFINED 01 773666 0 0 Healtheon/WebMD Corp. COM 422209106 62550 1668000 SH SOLE 1668000 0 0 homestore.com Inc. COM 437852106 85871 1156510 SH DEFINED 01 1156510 0 0 homestore.com Inc. COM 437852106 109519 1475000 SH SOLE 1475000 0 0 Hoover's Inc. COM 439321100 219 25000 SH DEFINED 01 25000 0 0 Industri-Matematic Int. Corp. COM 455792101 231 37800 SH DEFINED 01 37800 0 0 Inet Technologies Inc. COM 45662V105 42 600 SH DEFINED 01 600 0 0 InfoSpace.com Inc. COM 45678T102 22106 103300 SH DEFINED 01 103300 0 0 Inktomi Corp. COM 457277101 7792 87800 SH DEFINED 01 87800 0 0 Inktomi Corp. COM 457277101 180784 2037000 SH SOLE 2037000 0 0 InsWeb Corp. COM 45809K103 51 2000 SH DEFINED 01 2000 0 0 IntelliCorp Inc. COM 458153103 8 2500 SH DEFINED 01 2500 0 0 Interactive Intelligence Inc. COM 45839M103 53 2000 SH DEFINED 01 2000 0 0 InterNAP Network Svcs. Corp. COM 45885A102 19151 110700 SH DEFINED 01 110700 0 0 InterNAP Network Svcs. Corp. COM 45885A102 115477 667500 SH SOLE 667500 0 0 Internet Capital Group Inc. COM 46059C106 127619 750700 SH DEFINED 01 750700 0 0 Internet Capital Group Inc. COM 46059C106 17425 102500 SH SOLE 102500 0 0 InterTrust Technologies Corp. COM 46113Q109 143888 1223276 SH DEFINED 01 1223276 0 0 JDS Uniphase Corp. COM 46612J101 108402 672000 SH SOLE 672000 0 0 Juniper Networks Inc. COM 48203R104 4998 14700 SH DEFINED 01 14700 0 0 Kana Communications Inc. COM 483600102 249166 1215443 SH DEFINED 01 1215443 0 0 Kana Communications Inc. COM 483600102 18014 87876 SH SOLE 87876 0 0 Launch Media Inc. COM 518567102 47 2500 SH DEFINED 01 2500 0 0 Liposome Co. Inc. COM 536310105 18 1500 SH DEFINED 01 1500 0 0 LookSmart Ltd. COM 543442107 37202 1377874 SH DEFINED 01 1377874 0 0 LookSmart Ltd. COM 543442107 31117 1152500 SH SOLE 1152500 0 0 Manhattan Associates Inc. COM 562750109 4 500 SH DEFINED 01 500 0 0 Manhattan Associates Inc. COM 562750109 4827 654500 SH SOLE 654500 0 0 Manugistics Group Inc. COM 565011103 32 1000 SH DEFINED 01 1000 0 0 Marimba Inc. COM 56781Q109 161 3500 SH DEFINED 01 3500 0 0 Media Metrix Inc. COM 5844OX103 107 3000 SH DEFINED 01 3000 0 0 MedicaLogic Inc. COM 584642102 1400 66667 SH DEFINED 01 66667 0 0 MedImmune Inc. COM 584699102 23969 144500 SH SOLE 144500 0 0 MemberWorks Inc. COM 586002107 69 2083 SH DEFINED 01 2083 0 0 MMC Networks Inc. COM 55308N102 34 1000 SH DEFINED 01 1000 0 0 MP3.com Inc. COM 62473M109 18052 569700 SH DEFINED 01 569700 0 0 MP3.com Inc. COM 62473M109 55196 1741900 SH SOLE 1741900 0 0 Net.B@nk Inc. COM 640933107 2497 135000 SH DEFINED 01 135000 0 0 Net.B@nk Inc. COM 640933107 13239 715600 SH SOLE 715600 0 0 Net Perceptions Inc. COM 64107U101 525 12500 SH DEFINED 01 12500 0 0 Network Appliance Inc. COM 64120L104 160820 1936136 SH SOLE 1936136 0 0 Network Solutions Inc. COM 64121Q102 11509 52900 SH DEFINED 01 52900 0 0 NetZero Inc. COM 64122R109 813 30200 SH DEFINED 01 30200 0 0 NEXTLINK Communications Inc. COM 65333H707 27867 335500 SH SOLE 335500 0 0 NorthPoint Comm. Group Inc. COM 666610100 4020 167500 SH SOLE 167500 0 0 OnDisplay Inc. COM 68232L100 114726 1262463 SH DEFINED 01 1262463 0 0 OnDisplay Inc. COM 68232L100 36577 402500 SH SOLE 402500 0 0 Open Market Inc. COM 68370M100 45 1000 SH DEFINED 01 1000 0 0 OSI Pharmaceuticals Inc. COM 671040103 9 1100 SH DEFINED 01 1100 0 0 OSI Pharmaceuticals Inc. COM 671040103 8275 1042500 SH SOLE 1042500 0 0 PairGain Technologies Inc. COM 695934109 11 800 SH DEFINED 01 800 0 0 Parametric Technology Corp. COM 699173100 16 600 SH DEFINED 01 600 0 0 PC Connection Inc. COM 69318J100 83 2400 SH DEFINED 01 2400 0 0 pcOrder.com Inc. COM 70453H107 127 2500 SH DEFINED 01 2500 0 0 PeopleSoft Inc. COM 712713106 4336 203430 SH DEFINED 01 203430 0 0 PeopleSoft Inc. COM 712713106 5055 237187 SH SOLE 237187 0 0 Persistence Software Inc. COM 715329108 12985 577123 SH DEFINED 01 577123 0 0 Persistence Software Inc. COM 715329108 5895 261987 SH SOLE 261987 0 0 PictureTel Corp. COM 720035302 4 1000 SH DEFINED 01 1000 0 0 PlanetRx.com Inc. COM 727049108 14164 976807 SH DEFINED 01 976807 0 0 PlanetRx.com Inc. COM 727049108 21728 1498484 SH SOLE 1498484 0 0 Portal Software Inc. COM 736126103 104404 1014866 SH DEFINED 01 1014866 0 0 Priceline.com Inc. COM 741503106 4486 94700 SH DEFINED 01 94700 0 0 Priceline.com Inc. COM 741503106 32404 684000 SH SOLE 684000 0 0 PSINet Inc. COM 74437C101 31 500 SH DEFINED 01 500 0 0 QUALCOMM Inc. COM 747525103 22755 129200 SH DEFINED 01 129200 0 0 Quokka Sports Inc. COM 749077103 312 23800 SH DEFINED 01 23800 0 0 Qwest Comm. Int. Inc. COM 749121109 15050 350000 SH SOLE 350000 0 0 RCN Corp. COM 749361101 6790 140000 SH SOLE 140000 0 0 Red Hat Inc. COM 756577102 3126 14800 SH DEFINED 01 14800 0 0 Redback Networks Inc. COM 757209101 1171 6600 SH DEFINED 01 6600 0 0 Reuters Holdings PLC COM 76132M102 5 67 SH DEFINED 01 67 0 0 Rhythms NetConnections Inc. COM 762430205 59 1900 SH DEFINED 01 1900 0 0 Sapient Corp. COM 803062108 16912 120000 SH SOLE 120000 0 0 Scient Corp. COM 80864H109 44379 513424 SH DEFINED 01 513424 0 0 Scient Corp. COM 80864H109 42786 495000 SH SOLE 495000 0 0 Siebel Systems Inc. COM 826170102 31427 374134 SH DEFINED 01 374134 0 0 Siebel Systems Inc. COM 826170102 506226 6026500 SH SOLE 6026500 0 0 SilverStream Software Inc. COM 827907106 892 7500 SH SOLE 7500 0 0 SkyMall Inc. COM 830859104 4 500 SH DEFINED 01 500 0 0 Smallworldwide plc COM 83168P108 21 2500 SH DEFINED 01 2500 0 0 SpectraLink Corp. COM 847580107 56 7799 SH SOLE 7799 0 0 StarBase Corp. COM 854910205 95 8728 SH DEFINED 01 8728 0 0 StarBase Corp. COM 854910205 1258 115000 SH SOLE 115000 0 0 Sycamore Networks Inc. COM 871206108 230952 749845 SH DEFINED 01 749845 0 0 Sync Research Inc. COM 785065103 9 2857 SH SOLE 2857 0 0 TCSI Corp. COM 87233R106 96 30000 SH DEFINED 01 30000 0 0 TeleBanc Capital Trust II COM 87925R109 25740 990000 SH SOLE 990000 0 0 theglobe.com inc. COM 88335R101 194 23200 SH DEFINED 01 23200 0 0 US Oncology Inc. COM 90338W103 12 2350 SH DEFINED 01 2350 0 0 USWeb Corp. COM 917327108 8887 200000 SH SOLE 200000 0 0 VA Linux Systems Inc. COM 91819B105 4132 20000 SH DEFINED 01 20000 0 0 Value America Inc. COM 92038N102 860 170000 SH SOLE 170000 0 0 VeriSign Inc. COM 92343E102 3742 19600 SH DEFINED 01 19600 0 0 VeriSign Inc. COM 92343E102 220151 1153000 SH SOLE 1153000 0 0 Vignette Corp. COM 926734104 117057 718144 SH DEFINED 01 718144 0 0 Vignette Corp. COM 926734104 85025 521627 SH SOLE 521627 0 0 Visual Networks Inc. COM 928444108 475 6000 SH DEFINED 01 6000 0 0 Visual Networks Inc. COM 928444108 4760 60069 SH SOLE 60069 0 0 Webvan Group Inc. COM 94845V103 330 20000 SH DEFINED 01 20000 0 0 Webvan Group Inc. COM 94845V103 1320 80000 SH SOLE 80000 0 0 Westell Technologies Inc. COM 957541105 5 500 SH DEFINED 01 500 0 0 Wink Communications Inc. COM 974168106 54 900 SH DEFINED 01 900 0 0 Wit Capital Group Inc. COM 97737K309 68 4000 SH DEFINED 01 4000 0 0 WorldGate Comm. Inc. COM 98156L307 666 14000 SH DEFINED 01 14000 0 0 Yahoo Inc. COM 984332106 45110 104256 SH DEFINED 01 104256 0 0 Yahoo Inc. COM 984332106 1334537 3084298 SH SOLE 3084298 0 0
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