-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Avx+XJwVDsdAtQS5/K7VHl4ehZOnvoT1QNqExmIWzOgXOgIA6QIw9S07vTjTN+1u ncaCilsHTWEmRtDc6SDewA== 0000860655-00-000033.txt : 20000215 0000860655-00-000033.hdr.sgml : 20000215 ACCESSION NUMBER: 0000860655-00-000033 CONFORMED SUBMISSION TYPE: 13F-HR/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19990930 FILED AS OF DATE: 20000214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AMERINDO INVESTMENT ADVISORS INC CENTRAL INDEX KEY: 0000860655 STANDARD INDUSTRIAL CLASSIFICATION: [] IRS NUMBER: 942997472 STATE OF INCORPORATION: CA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 13F-HR/A SEC ACT: SEC FILE NUMBER: 028-02623 FILM NUMBER: 541106 BUSINESS ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4153620292 MAIL ADDRESS: STREET 1: ONE EMBARCADERO CENTER STREET 2: STE 2300 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 13F-HR/A 1 FORM 13F HOLDINGS REPORT THIS FILING LISTS SECURITIES HOLDINGS REPORTED ON THE FORM 13F FILED ON NOVEMBER 15, 1999 PURSUANT TO A REQUEST FOR CONFIDENTIAL TREATMENT AND FOR WHICH CONFIDENTIAL TREATMENT EXPIRED ON FEBRUARY 14, 2000. UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F COVER PAGE Report for the Calendar Year or Quarter Ended: September 30, 1999 Check here if Amendment [ X ]; Amendment Number: 1 This Amendment (Check only one.): [ ] is a restatement. [ X ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Amerindo Investment Advisors Inc. Address: One Embarcadero Center, Suite 2300 San Francisco, California 94111 Form 13F File Number: 28-2623 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: Joaquin Garcia-Larrieu Title: Chief Financial Officer Phone: 415-362-0292 Signature, Place, and Date of Signing: /s/ Joaquin Garcia-Larrieu San Francisco, California February 14, 2000 Report Type (Check only one.): [ X ] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager are reported in this report.) [ ] 13F NOTICE. (Check here if no holdings reported are in this report, and all holdings are reported by other reporting manager(s).) [ ] 13F COMBINATION REPORT. (Check here if a portion of the holdings for this reporting manager are reported in this report and a portion are reported by other reporting manager(s).) FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 1 Form 13F Information Table Entry Total: 187 Form 13F Information Table Value Total: $3,711,413 (in thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional investment managers with respect to which this report is filed, other than the manager filing this report. No. 13F File Number Name 01 To Be Determined Amerindo Investment Advisors, Inc.
FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHR VOTING AUTHORITY NAME OF ISSUER TTL OF CLASS CUSIP (X$1000) PRN AMT PRN CALL DSCRETN MGRS SOLE SHARED NONE About.com Inc. COM 003736105 418 7400 SH DEFINED 01 7400 0 0 Ace Comm. Corp. COM 004404109 5 1400 SH DEFINED 01 1400 0 0 Active Software Inc. COM 00504E100 179 7500 SH DEFINED 01 7500 0 0 Actuate Software Corp. COM 00508B102 4637 136900 SH DEFINED 01 136900 0 0 Actuate Software Corp. COM 00508B102 26416 779800 SH SOLE 779800 0 0 Advanced Fibre Comm. Inc. COM 00754A105 2594 116600 SH DEFINED 01 116600 0 0 Advanced Fibre Comm. Inc. COM 00754A105 17940 806300 SH SOLE 806300 0 0 Advent Software Inc. COM 007974108 14006 225000 SH SOLE 225000 0 0 Alexion Pharmaceuticals Inc. COM 015351109 310 21052 SH DEFINED 01 21052 0 0 Alkermes Inc. COM 01642T108 9076 315000 SH SOLE 315000 0 0 Alloy Online Inc. COM 019855105 131 10000 SH SOLE 10000 0 0 Alza Corp. COM 022615108 34 800 SH DEFINED 01 800 0 0 Amazon.com Inc. COM 023135106 42870 536300 SH DEFINED 01 536300 0 0 Amazon.com Inc. COM 023135106 274042 3428200 SH SOLE 3428200 0 0 America Online Inc. COM 02364J104 11004 105742 SH DEFINED 01 105742 0 0 America Online Inc. COM 02364J104 54789 526500 SH SOLE 526500 0 0 AnswerThink Cons. Group Inc. COM 036916104 10 1000 SH DEFINED 01 1000 0 0 Aquila BioPharm. Inc. COM 03839F107 0 66 SH DEFINED 01 66 0 0 ARIAD Pharmaceuticals Inc. COM 04033A100 82 113928 SH DEFINED 01 113928 0 0 Ariba Inc. COM 04033V104 146436 1013400 SH DEFINED 01 1013400 0 0 Ariba Inc. COM 04033V104 197387 1366000 SH SOLE 1366000 0 0 Artisan Components Inc. COM 042923102 3817 442600 SH DEFINED 01 442600 0 0 Artisan Components Inc. COM 042923102 12924 1498500 SH SOLE 1498500 0 0 Ashford.com Inc. COM 044093102 37 4000 SH DEFINED 01 4000 0 0 Ask Jeeves Inc. COM 045174109 4457 129200 SH DEFINED 01 129200 0 0 Ask Jeeves Inc. COM 045174109 7590 220000 SH SOLE 220000 0 0 Aspect Development Inc. COM 045234101 25 1000 SH DEFINED 01 1000 0 0 At Home Corp. COM 045919107 31285 755000 SH SOLE 755000 0 0 Autobytel.com Inc. COM 05275N106 10 900 SH DEFINED 01 900 0 0 Avant Corp. COM 053487104 3285 184112 SH DEFINED 01 184112 0 0 Avant Corp. COM 053487104 10608 594500 SH SOLE 594500 0 0 Baan Company N.V. COM N08044104 80 5500 SH DEFINED 01 5500 0 0 Biochem Pharma Inc. COM 09058T108 24 1000 SH DEFINED 01 1000 0 0 Broadcom Corp. COM 111320107 14922 136900 SH DEFINED 01 136900 0 0 Broadcom Corp. COM 111320107 38161 350100 SH SOLE 350100 0 0 Cardiac Pathways Corp. COM 141408104 8 3772 SH SOLE 3772 0 0 CareInsite Inc. COM 14170M106 116 2300 SH DEFINED 01 2300 0 0 CareInsite Inc. COM 14170M106 3432 67800 SH SOLE 67800 0 0 Cephalon Inc. COM 156708109 902 50200 SH DEFINED 01 50200 0 0 Cephalon Inc. COM 156708109 25952 1444300 SH SOLE 1444300 0 0 Chemdex Corp. COM 163595101 8895 288697 SH DEFINED 01 288697 0 0 Chemdex Corp. COM 163595101 15098 490000 SH SOLE 490000 0 0 CMGI Inc. COM 125750109 10445 101900 SH DEFINED 01 101900 0 0 CMGI Inc. COM 125750109 40539 395500 SH SOLE 395500 0 0 CNET Inc. COM 125945105 325 5800 SH DEFINED 01 5800 0 0 Com21 Inc. COM 205937105 659 50700 SH DEFINED 01 50700 0 0 CombiChem Inc. COM 20009P103 225 45000 SH DEFINED 01 45000 0 0 Concentric Network Corp. COM 20589R107 1 76 SH DEFINED 01 76 0 0 Covad Comm. Group Inc. COM 222814204 11727 269000 SH SOLE 269000 0 0 Creative Biomolecules Inc. COM 225270107 79 21000 SH DEFINED 01 21000 0 0 Creative Biomolecules Inc. COM 225270107 1547 412500 SH SOLE 412500 0 0 Critical Path Inc. COM 22674V100 9198 228000 SH DEFINED 01 228000 0 0 Critical Path Inc. COM 22674V100 42881 1062900 SH SOLE 1062900 0 0 CV Therapeutics Inc. COM 126667104 278 19048 SH SOLE 19048 0 0 Cygnus Inc. COM 232560102 2538 226200 SH DEFINED 01 226200 0 0 Cygnus Inc. COM 232560102 16817 1499000 SH SOLE 1499000 0 0 dELiA*s Inc. COM 246885107 2 400 SH DEFINED 01 400 0 0 Digital Microwave Corp. COM 253859102 46 2940 SH DEFINED 01 2940 0 0 drugstore.com inc. COM 262241102 8192 226000 SH DEFINED 01 226000 0 0 drugstore.com inc. COM 262241102 2900 80000 SH SOLE 80000 0 0 eBay Inc. COM 278642103 51403 364400 SH DEFINED 01 364400 0 0 eBay Inc. COM 278642103 311931 2211300 SH SOLE 2211300 0 0 eGain Communications Corp. COM 28225C103 270 14600 SH DEFINED 01 14600 0 0 E-Loan Inc. COM 26861P107 30 1400 SH DEFINED 01 1400 0 0 Emisphere Technologies Inc. COM 291345106 15576 1065000 SH SOLE 1065000 0 0 Engage Technologies Inc. COM 292827102 75 2000 SH DEFINED 01 2000 0 0 Entrust Technologies Inc. COM 293848107 897 40000 SH DEFINED 01 40000 0 0 eToys Inc. COM 297862104 12507 187900 SH DEFINED 01 187900 0 0 eToys Inc. COM 297862104 64219 964800 SH SOLE 964800 0 0 Exodus Communications Inc. COM 302088109 66586 924000 SH SOLE 924000 0 0 FlexiInternational Soft. Inc. COM 338923105 42 75000 SH DEFINED 01 75000 0 0 Freeserve plc COM 356872101 24 1000 SH DEFINED 01 1000 0 0 Gateway 2000 Inc. COM 367833100 22 500 SH DEFINED 01 500 0 0 GelTex Pharmaceuticals Inc. COM 368538104 541 48600 SH DEFINED 01 48600 0 0 GelTex Pharmaceuticals Inc. COM 368538104 14796 1330000 SH SOLE 1330000 0 0 General Surgical Innov. Inc. COM 371013103 68 9800 SH DEFINED 01 9800 0 0 Genzyme Corp. Tissue Repair COM 372917401 67 35279 SH DEFINED 01 35279 0 0 Genzyme Corp. Tissue Repair COM 372917401 1525 800000 SH SOLE 800000 0 0 Geron Corp. COM 374163103 36 3400 SH DEFINED 01 3400 0 0 Gilead Sciences Inc. COM 375558103 5680 88500 SH SOLE 88500 0 0 Global Crossing Ltd. COM G3921A100 132 5000 SH DEFINED 01 5000 0 0 Global Crossing Ltd. COM G3921A100 14428 544447 SH SOLE 544447 0 0 GoTo.com Inc. COM 38348T107 16 300 SH DEFINED 01 300 0 0 Health Systems Design Corp. COM 421964107 330 94200 SH DEFINED 01 94200 0 0 Healtheon Corp. COM 422209106 11141 301100 SH DEFINED 01 301100 0 0 Healtheon Corp. COM 422209106 43604 1178500 SH SOLE 1178500 0 0 homestore.com Inc. COM 437852106 46765 1121810 SH DEFINED 01 1121810 0 0 homestore.com Inc. COM 437852106 46690 1120000 SH SOLE 1120000 0 0 Hoover's Inc. COM 439321100 275 25000 SH DEFINED 01 25000 0 0 Hyperion Solutions Corp. COM 44914M104 11088 504000 SH SOLE 504000 0 0 Indus International Inc. COM 45578L100 64 12300 SH DEFINED 01 12300 0 0 Industri-Matematic Int. Corp. COM 455792101 91 37800 SH DEFINED 01 37800 0 0 Inet Technologies Inc. COM 45662V105 24 600 SH DEFINED 01 600 0 0 Inktomi Corp. COM 457277101 5269 43900 SH DEFINED 01 43900 0 0 Inktomi Corp. COM 457277101 97705 814000 SH SOLE 814000 0 0 InsWeb Corp. COM 45809K103 39 2000 SH DEFINED 01 2000 0 0 IntelliCorp Inc. COM 458153103 5 2500 SH DEFINED 01 2500 0 0 Interactive Intelligence Inc. COM 45839M103 591 25700 SH DEFINED 01 25700 0 0 InterNAP Network Svcs. Corp. COM 45885A102 6471 145000 SH DEFINED 01 145000 0 0 InterNAP Network Svcs. Corp. COM 45885A102 23406 524500 SH SOLE 524500 0 0 International Network Svcs. COM 460053101 31116 572250 SH SOLE 572250 0 0 Internet Capital Group Inc. COM 46059C106 16949 192875 SH DEFINED 01 192875 0 0 JDS Uniphase Corp. COM 46612J101 39151 344000 SH SOLE 344000 0 0 Juniper Networks Inc. COM 48203R104 2676 14700 SH DEFINED 01 14700 0 0 Kana Communications Inc. COM 483600102 70590 1415343 SH DEFINED 01 1415343 0 0 Kana Communications Inc. COM 483600102 4383 87876 SH SOLE 87876 0 0 Launch Media Inc. COM 518567102 30 2500 SH DEFINED 01 2500 0 0 Liposome Co. Inc. COM 536310105 11 1500 SH DEFINED 01 1500 0 0 LookSmart Ltd. COM 543442107 32103 1348174 SH DEFINED 01 1348174 0 0 LookSmart Ltd. COM 543442107 11370 477500 SH SOLE 477500 0 0 Manhattan Associates Inc. COM 562750109 3 500 SH DEFINED 01 500 0 0 Manhattan Associates Inc. COM 562750109 5595 1017200 SH SOLE 1017200 0 0 Manugistics Group Inc. COM 565011103 10 1000 SH DEFINED 01 1000 0 0 Marimba Inc. COM 56781Q109 104 3500 SH DEFINED 01 3500 0 0 MEDE AMERICA Corp. COM 584067102 230 10000 SH DEFINED 01 10000 0 0 MedImmune Inc. COM 584699102 14400 144500 SH SOLE 144500 0 0 MemberWorks Inc. COM 586002107 69 2083 SH DEFINED 01 2083 0 0 MMC Networks Inc. COM 55308N102 1151 36900 SH DEFINED 01 36900 0 0 Momentum Business Appl. Inc. COM 60877P108 213 23639 SH SOLE 23639 0 0 MP3.com Inc. COM 62473M109 21399 569700 SH DEFINED 01 569700 0 0 MP3.com Inc. COM 62743M109 56321 1499400 SH SOLE 1499400 0 0 Net.B@nk Inc. COM 640933107 2987 135000 SH DEFINED 01 135000 0 0 Net.B@nk Inc. COM 640933107 15833 715600 SH SOLE 715600 0 0 Net Perceptions Inc. COM 64107U101 214 12500 SH DEFINED 01 12500 0 0 NetSolve Inc. COM 64115J106 177 10000 SH DEFINED 01 10000 0 0 Network Appliance Inc. COM 64120L104 69338 968068 SH SOLE 968068 0 0 Network Solutions Inc. COM 64121Q102 15178 165200 SH DEFINED 01 165200 0 0 NetZero Inc. COM 64122R109 785 30200 SH DEFINED 01 30200 0 0 NEXTLINK Communications Inc. COM 65333H707 28773 555000 SH SOLE 555000 0 0 NorthPoint Comm. Group Inc. COM 666610100 6059 327500 SH SOLE 327500 0 0 Open Market Inc. COM 68370M100 13 1000 SH DEFINED 01 1000 0 0 OSI Pharmaceuticals Inc. COM 671040103 6 1100 SH DEFINED 01 1100 0 0 OSI Pharmaceuticals Inc. COM 671040103 5929 1042500 SH SOLE 1042500 0 0 PairGain Technologies Inc. COM 695934109 10 800 SH DEFINED 01 800 0 0 Parametric Technology Corp. COM 699173100 8 600 SH DEFINED 01 600 0 0 PC Connection Inc. COM 69318J100 36 2400 SH DEFINED 01 2400 0 0 pcOrder.com Inc. COM 70453H107 88 2500 SH DEFINED 01 2500 0 0 PeopleSoft Inc. COM 712713106 254 15000 SH DEFINED 01 15000 0 0 Persistence Software Inc. COM 715329108 18421 644923 SH DEFINED 01 644923 0 0 Persistence Software Inc. COM 715329108 7483 261987 SH SOLE 261987 0 0 PictureTel Corp. COM 720035302 4 1000 SH DEFINED 01 1000 0 0 Portal Software Inc. COM 736126103 39326 1014866 SH DEFINED 01 1014866 0 0 Premisys Communications Inc. COM 740584107 1 156 SH DEFINED 01 156 0 0 Priceline.com Inc. COM 741503106 5921 91800 SH DEFINED 01 91800 0 0 Priceline.com Inc. COM 741503106 27122 420500 SH SOLE 420500 0 0 PSINet Inc. COM 74437C101 18 500 SH DEFINED 01 500 0 0 Quokka Sports Inc. COM 749077103 234 33800 SH DEFINED 01 33800 0 0 Qwest Comm. Int. Inc. COM 749121109 10347 350000 SH SOLE 350000 0 0 Rational Software Corp. COM 75409P202 371 12675 SH SOLE 12675 0 0 RCN Corp. COM 749361101 7790 190000 SH SOLE 190000 0 0 Red Hat Inc. COM 756577102 8170 85100 SH DEFINED 01 85100 0 0 Redback Networks Inc. COM 757209101 356 3300 SH DEFINED 01 3300 0 0 Reuters Holdings PLC COM 76132M102 5 67 SH DEFINED 01 67 0 0 Rhythms NetConnections Inc. COM 762430205 65 1900 SH DEFINED 01 1900 0 0 Ribi ImmunoChem Research Inc. COM 762553105 67 30000 SH DEFINED 01 30000 0 0 Sapient Corp. COM 803062108 5655 60000 SH SOLE 60000 0 0 Scient Corp. COM 80864H109 16497 257762 SH DEFINED 01 257762 0 0 Scient Corp. COM 80864H109 15840 247500 SH SOLE 247500 0 0 Siebel Systems Inc. COM 826170102 13129 197067 SH DEFINED 01 197067 0 0 Siebel Systems Inc. COM 826170102 225240 3380714 SH SOLE 3380714 0 0 SilverStream Software Inc. COM 827907106 467 15000 SH SOLE 15000 0 0 SkyMall Inc. COM 830859104 3 500 SH DEFINED 01 500 0 0 Smallworldwide plc COM 83168P108 16 2500 SH DEFINED 01 2500 0 0 SpectraLink Corp. COM 847580107 35 7799 SH SOLE 7799 0 0 StarBase Corp. COM 854910205 112 58728 SH DEFINED 01 58728 0 0 StarBase Corp. COM 854910205 1548 812093 SH SOLE 812093 0 0 Sync Research Inc. COM 785065103 7 2857 SH SOLE 2857 0 0 TCSI Corp. COM 87233R106 47 30000 SH DEFINED 01 30000 0 0 TeleBanc Capital Trust II COM 87925R109 22770 990000 SH SOLE 990000 0 0 theglobe.com inc. COM 88335R101 317 23200 SH DEFINED 01 23200 0 0 US Oncology Inc. COM 90338W103 21 2350 SH DEFINED 01 2350 0 0 USWeb Corp. COM 917327108 7720 225000 SH SOLE 225000 0 0 Value America Inc. COM 92038N102 2167 170000 SH SOLE 170000 0 0 Vantive Corp. COM 922091103 1984 228400 SH DEFINED 01 228400 0 0 Vantive Corp. COM 922091103 5278 607500 SH SOLE 607500 0 0 VeriSign Inc. COM 92343E102 5772 54200 SH DEFINED 01 54200 0 0 VeriSign Inc. COM 92343E102 62728 589000 SH SOLE 589000 0 0 Vignette Corp. COM 926734104 32496 359073 SH DEFINED 01 359073 0 0 Vignette Corp. COM 926734104 23603 260813 SH SOLE 260813 0 0 Visual Networks Inc. COM 928444108 255 6000 SH DEFINED 01 6000 0 0 Visual Networks Inc. COM 928444108 2549 60069 SH SOLE 60069 0 0 Westell Technologies Inc. COM 957541105 4 500 SH DEFINED 01 500 0 0 Wit Capital Group Inc. COM 97737K309 73 4000 SH DEFINED 01 4000 0 0 WorldGate Comm. Inc. COM 98156L307 320 14000 SH DEFINED 01 14000 0 0 Yahoo Inc. COM 984332106 18714 104256 SH DEFINED 01 104256 0 0 Yahoo Inc. COM 984332106 678841 3781846 SH SOLE 3781846 0 0 ZipLink Inc. COM 989741103 1120 106700 SH DEFINED 01 106700 0 0
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