0000898432-12-001163.txt : 20121109
0000898432-12-001163.hdr.sgml : 20121109
20121109095951
ACCESSION NUMBER: 0000898432-12-001163
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120930
FILED AS OF DATE: 20121109
DATE AS OF CHANGE: 20121109
EFFECTIVENESS DATE: 20121109
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: MARVIN & PALMER ASSOCIATES INC
CENTRAL INDEX KEY: 0000860645
IRS NUMBER: 510294552
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-02633
FILM NUMBER: 121191997
BUSINESS ADDRESS:
STREET 1: 1201 N MARKET STREET
STREET 2: SUITE 2300
CITY: WILMINGTON
STATE: DE
ZIP: 19801-1165
BUSINESS PHONE: 302-573-3570
MAIL ADDRESS:
STREET 1: 1201 N. MARKET STREET, SUITE
STREET 2: SUITE 2300
CITY: WILMINGTON
STATE: DE
ZIP: 19801-1165
13F-HR
1
a13fhr.txt
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 13F
Form 13F COVER PAGE
Report for the Calendar Year or Quarter Ended September 30, 2012
Check here if Amendment [ ]; Amendment Number:
This Amendment (Check only one): [ ]is a restatement.
[ ]adds new holdings entries.
Institutional Investment Manager Filing this Report:
Name: Marvin & Palmer Associates, Inc.
Address: 1201 N. Market Street
Suite 2300
Wilmington, Delaware 19801
Form 13F File Number: 28-2633
The institutional investment manager filing this report and the person by whom
it is signed hereby represent that the person signing the report is authorized
to submit it, that all information contained herein is true, correct and
complete, and that it is understood that all required items, statements,
schedules, lists, and tables, are considered integral parts of this form.
Person Signing this Report on Behalf of Reporting Manager:
Name: Karen T. Buckley
Title: Chief Financial Officer - Principal
Phone: (302) 573-3570
Signature, Place, and Date of Signing:
/s/ Karen T. Buckley Wilmington, Delaware November 7, 2012
Report Type (Check only one.):
[X] 13F HOLDINGS REPORT. (Check here if all holdings of this reporting manager
are reported in this report.)
[] 13F NOTICE. (Check here if no holdings reported are in this report, and
all holdings are reported by other reporting manager(s).)
[] 13F COMBINATION REPORT. (Check here if a portion of the holdings for
this reporting manager are reported in this report and a portion are
reported by other reporting manager(s).)
List of Other Managers Reporting for this Manager
Form 13F File Number Name
Form 13F SUMMARY PAGE
Report Summary:
Number of Other Included Managers: 0
Form 13F Information Table Entry Total: 75
Form 13F Information Table Value Total: $250,962
(thousands)
List of Other Included Managers:
Provide a numbered list of the name(s) and Form 13F file number(s) of all
institutional investment managers with respect to which this report is filed,
other than the manager filing this report.
No. Form 13F File Number Name
Column 1 Column 2 Column 3 Column 4 Column 5 Column 6 Column 7 Column 8
SHRS OR
NAME OF ISSUER TITLE OF VALUE SH/PUT/ INVESTMENT OTHER VOTING AUTHORITY
CLASS CUSIP (x$1000) PRN AMT DISCRETION MANAGERS
PRN CALL SOLE SHARED NONE
Abbott Laboratories COM 002824100 $8,652 126,200 SH Sole 118,300 7,900
Accenture Public Ltd., Co. COM G1151C101 $1,261 18,000 SH Sole 18,000 0
Ace Limited COM H0023R105 $1,179 15,600 SH Sole 7,600 8,000
Agrium Inc COM 008916108 $11,277 109,000 SH Sole 4,000 105,000
Alexion Pharmaceuticals, Inc. COM 015351109 $8,140 71,150 SH Sole 66,150 5,000
Allstate Corporation COM 020002101 $1,786 45,100 SH Sole 31,900 13,200
Amazon.com, Inc. COM 023135106 $8,621 33,900 SH Sole 31,200 2,700
Ambev ADR ADR 20441W203 $8,523 222,710 SH Sole 115,000 107,710
America Movil SA ADR ADR 02364W105 $3,300 129,700 SH Sole 63,300 66,400
Ametek, Inc. COM 031100100 $1,370 38,650 SH Sole 33,700 4,950
Amgen, Inc. COM 031162100 $3,591 42,600 SH Sole 37,600 5,000
Amphenol Corp. COM 032095101 $1,060 18,000 SH Sole 18,000 0
Apple Computer, Inc. COM 037833100 $15,944 23,900 SH Sole 21,500 2,400
AT&T Corp. COM 00206R102 $3,318 88,000 SH Sole 75,200 12,800
Baidu, Inc. ADR 056752108 $4,161 35,600 SH Sole 17,100 18,500
Banco Bradesco S.A. ADR ADR 059460303 $2,732 170,000 SH Sole 81,100 88,900
Biogen Idec, Inc. COM 09062X103 $10,355 69,400 SH Sole 63,100 6,300
Canadian National Railway Co.
ADR COM 136375102 $1,915 21,700 SH Sole 15,700 6,000
Caterpillar, Inc. COM 149123101 $1,463 17,000 SH Sole 15,000 2,000
CF Industries Holdings, Inc. COM 125269100 $1,189 5,350 SH Sole 5,350 0
Chevron Corporation COM 166764100 $758 6,500 SH Sole 4,000 2,500
Citrix Systems Inc COM 177376100 $1,944 25,400 SH Sole 22,600 2,800
Coca-Cola Company COM 191216100 $2,113 55,700 SH Sole 55,700 0
Colgate Palmolive COM 194162103 $2,128 19,850 SH Sole 17,350 2,500
Costco Wholesale Corporation COM 22160K105 $7,412 74,000 SH Sole 66,300 7,700
Cummins, Inc. COM 231021106 $2,029 22,000 SH Sole 22,000 0
CVS Caremark Corp. COM 126650100 $2,077 42,900 SH Sole 37,500 5,400
Discovery Communications, Inc. COM 25470F104 $2,456 41,200 SH Sole 38,000 3,200
Dollar General COM 256677105 $1,082 21,000 SH Sole 21,000 0
Ebay, Inc. COM 278642103 $4,276 88,400 SH Sole 84,500 3,900
Ecopetrol SA ADR ADR 279158109 $1,503 25,500 SH Sole 12,000 13,500
EMC Corp. COM 268648102 $2,263 83,000 SH Sole 83,000 0
Exxon Mobil Corp. COM 30231G102 $2,403 26,275 SH Sole 23,275 3,000
Fomento Economico Mex-SP ADR ADR 344419106 $9,097 98,900 SH Sole 57,500 41,400
Google, Inc. COM 38259P508 $4,142 5,490 SH Sole 5,090 400
Halliburton Company COM 406216101 $1,007 29,900 SH Sole 24,600 5,300
HCA Holdings Inc. COM 40412C101 $672 20,200 SH Sole 20,200 0
Home Depot, Inc. COM 437076102 $4,461 73,900 SH Sole 67,500 6,400
Icici Bank ADR ADR 45104G104 $3,990 99,400 SH Sole 55,400 44,000
International Business COM 459200101 31,450 Sole 31,450 0
Machines $6,524 SH
Intuitive Surgical, Inc. COM 46120E602 $3,524 7,110 SH Sole 6,260 850
M&T Bank Corp. COM 55261F104 $2,174 22,850 SH Sole 19,750 3,100
Marathon Petroleum Corp. COM 56585A102 $1,676 30,700 SH Sole 27,100 3,600
MasterCard, Inc. COM 57636Q104 $5,260 11,650 SH Sole 11,050 600
McDonald's Corporation COM 580135101 $1,496 16,300 SH Sole 13,700 2,600
McKesson Corporation COM 58155Q103 $1,936 22,500 SH Sole 19,000 3,500
Merck & Co., Inc. COM 58933Y105 $1,249 27,700 SH Sole 27,700 0
Microsoft Corp. COM 594918104 $1,836 61,700 SH Sole 53,700 8,000
Monsanto Company COM 61166W101 $3,682 40,450 SH Sole 36,450 4,000
National Oilwell Varco, Inc. COM 637071101 $1,404 17,525 SH Sole 17,525 0
Nike, Inc. Class B COM 654106103 $1,727 18,200 SH Sole 15,300 2,900
Oracle Corporation COM 68389X105 $2,315 73,600 SH Sole 73,600 0
Petroleo Brasileiro ADR ADR 71654V408 $3,480 151,700 SH Sole 73,100 78,600
Philip Morris International COM 718172109 $3,836 42,650 SH Sole 38,650 4,000
PowerShares QQQ Call Option
Exp 12/20/14 @ 65 Option $1,083 1,000 CALL Sole 1,000 0
Qualcomm, Inc. COM 747525103 $6,628 106,100 SH Sole 89,100 17,000
Roper Industries, Inc. COM 776696106 $2,571 23,400 SH Sole 20,300 3,100
Ross Stores, Inc. COM 778296103 $1,511 23,400 SH Sole 23,400 0
Schlumberger, Ltd. COM 806857108 $398 5,500 SH Sole 5,500 0
T Rowe Price Group, Inc. COM 74144T108 $1,092 17,250 SH Sole 17,250 0
Telephonica Brasil, S.A. ADR 87936R106 $371 17,050 SH Sole 17,050 0
The Walt Disney Company COM 254687106 $1,992 38,100 SH Sole 34,200 3,900
Time Warner Cable Inc. COM 88732J207 $3,731 39,250 SH Sole 35,750 3,500
TJX Companies, Inc. COM 872540109 $3,780 84,400 SH Sole 76,400 8,000
Union Pacific Corp. COM 907818108 $6,315 53,200 SH Sole 49,700 3,500
United Technologies Corp. COM 913017109 $1,073 13,700 SH Sole 13,700 0
US Bancorp COM 902973304 $2,867 83,600 SH Sole 53,600 30,000
Vale SA SP ADR ADR 91912E105 $707 39,500 SH Sole 3,500 36,000
Verizon Communications, Inc. COM 92343V104 $1,322 29,000 SH Sole 29,000 0
Viacom, Inc. COM 92553P201 $1,768 33,000 SH Sole 29,500 3,500
Visa, Inc. COM 92826C839 $3,068 22,850 SH Sole 20,750 2,100
W.W. Grainger, Inc. COM 384802104 $1,490 7,150 SH Sole 6,550 600
Wal Mart Stores, Inc. COM 931142103 $5,077 68,800 SH Sole 63,900 4,900
Wells Fargo Company COM 949746101 $2,731 79,100 SH Sole 68,400 10,700
Whole Foods Market, Inc. COM 966837106 $3,618 37,150 SH Sole 33,750 3,400