0001181431-12-060878.txt : 20121128
0001181431-12-060878.hdr.sgml : 20121128
20121128171151
ACCESSION NUMBER: 0001181431-12-060878
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20121126
FILED AS OF DATE: 20121128
DATE AS OF CHANGE: 20121128
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORCHARD SUPPLY HARDWARE STORES CORP
CENTRAL INDEX KEY: 0000896842
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200]
IRS NUMBER: 954214109
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0126
BUSINESS ADDRESS:
STREET 1: 6450 VIA DEL ORO
CITY: SAN JOSE
STATE: CA
ZIP: 95119
BUSINESS PHONE: 4082813500
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RBS PARTNERS L P /CT
CENTRAL INDEX KEY: 0000860585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 121229728
BUSINESS ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038614606
MAIL ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: LAMPERT L P
DATE OF NAME CHANGE: 19940207
FORMER NAME:
FORMER CONFORMED NAME: RBS PARTNERS L P
DATE OF NAME CHANGE: 19931210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL PARTNERS, L.P.
CENTRAL INDEX KEY: 0000923727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 121229729
BUSINESS ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOUR
STATE: FL
ZIP: 33154
BUSINESS PHONE: 786-923-5961
MAIL ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOUR
STATE: FL
ZIP: 33154
FORMER NAME:
FORMER CONFORMED NAME: ESL PARTNERS LP
DATE OF NAME CHANGE: 19940524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL INVESTMENTS INC
CENTRAL INDEX KEY: 0001126396
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 121229727
BUSINESS ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOR
STATE: FL
ZIP: 33154
BUSINESS PHONE: 786-923-5961
MAIL ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOR
STATE: FL
ZIP: 33154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAMPERT EDWARD S
CENTRAL INDEX KEY: 0001183200
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 121229730
MAIL ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOUR
STATE: FL
ZIP: 33154
4
1
rrd361612.xml
FORM 4
X0306
4
2012-11-26
0
0000896842
ORCHARD SUPPLY HARDWARE STORES CORP
OSH
0001183200
LAMPERT EDWARD S
1170 KANE CONCOURSE, SUITE 200
BAY HARBOR
FL
33154
0
0
1
0
0000923727
ESL PARTNERS, L.P.
1170 KANE CONCOURSE, SUITE 200
BAY HARBOR
FL
33154
0
0
1
0
0000860585
RBS PARTNERS L P /CT
1170 KANE CONCOURSE, SUITE 200
BAY HARBOR
FL
33154
0
0
1
0
0001126396
ESL INVESTMENTS INC
1170 KANE CONCOURSE, SUITE 200
BAY HARBOR
FL
33154
0
0
1
0
Class A Common Stock
2012-11-26
4
J
0
495212
0
D
1182621
I
See Footnotes
Series A Preferred Stock
2012-11-26
4
J
0
533055
0
D
1272991
I
See Footnotes
Class A Common Stock
767353
D
Series A Preferred Stock
1140070
D
Class A Common Stock
454
I
See Footnotes
Series A Preferred Stock
462
I
See Footnotes
Class A Common Stock
32
I
See Footnotes
Series A Preferred Stock
33
I
See Footnotes
ESL Partners, L.P. ("Partners") distributed these shares of Class A Common Stock, par value $0.01 per share, of Orchard Supply Hardware Stores Corporation (the "Issuer") on a pro rata basis to limited partners that elected in 2012 to redeem all or a portion of their interest in Partners.
These securities are held by Partners.
This Form 4 is filed on behalf of Mr. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("Investments"). RBS is the general partner of Partners. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of ESL Institutional Partners, L.P. ("Institutional"). Investments is the general partner of RBS and the managing member of CRK Partners, LLC ("CRK") and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
Partners distributed these shares of Series A Preferred Stock, par value $0.00001 per share, of the Issuer on a pro rata basis to limited partners that elected in 2012 to redeem all or a portion of their interest in Partners.
These securities are held by Mr. Lampert.
These securities are held by Institutional.
These securities are held by CRK.
Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
/s/ Edward S. Lampert
2012-11-28
/s/ Edward S. Lampert, Chief Executive Officer, ESL Investments, Inc., as general partner of RBS Partners, L.P., as general partner for ESL PARTNERS, L.P.
2012-11-28
/s/ Edward S. Lampert, Chief Executive Officer, ESL Investments, Inc., as general partner for RBS PARTNERS, L.P.
2012-11-28
/s/ Edward S. Lampert, Chief Executive Officer for ESL INVESTMENTS, INC.
2012-11-28