0001181431-12-048845.txt : 20120905
0001181431-12-048845.hdr.sgml : 20120905
20120905214002
ACCESSION NUMBER: 0001181431-12-048845
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120904
FILED AS OF DATE: 20120905
DATE AS OF CHANGE: 20120905
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEARS HOLDINGS CORP
CENTRAL INDEX KEY: 0001310067
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-DEPARTMENT STORES [5311]
IRS NUMBER: 201920798
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0130
BUSINESS ADDRESS:
STREET 1: 3333 BEVERLY ROAD
CITY: HOFFMAN ESTATES
STATE: IL
ZIP: 60179
BUSINESS PHONE: 847-286-2500
MAIL ADDRESS:
STREET 1: 3333 BEVERLY ROAD
CITY: HOFFMAN ESTATES
STATE: IL
ZIP: 60179
FORMER COMPANY:
FORMER CONFORMED NAME: Sears Holdings CORP
DATE OF NAME CHANGE: 20041129
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RBS PARTNERS L P /CT
CENTRAL INDEX KEY: 0000860585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51217
FILM NUMBER: 121075224
BUSINESS ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038614606
MAIL ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: LAMPERT L P
DATE OF NAME CHANGE: 19940207
FORMER NAME:
FORMER CONFORMED NAME: RBS PARTNERS L P
DATE OF NAME CHANGE: 19931210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL PARTNERS, L.P.
CENTRAL INDEX KEY: 0000923727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51217
FILM NUMBER: 121075225
BUSINESS ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOUR
STATE: FL
ZIP: 33154
BUSINESS PHONE: 786-923-5961
MAIL ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOUR
STATE: FL
ZIP: 33154
FORMER NAME:
FORMER CONFORMED NAME: ESL PARTNERS LP
DATE OF NAME CHANGE: 19940524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL INVESTMENTS INC
CENTRAL INDEX KEY: 0001126396
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51217
FILM NUMBER: 121075223
BUSINESS ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOR
STATE: FL
ZIP: 33154
BUSINESS PHONE: 786-923-5961
MAIL ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOR
STATE: FL
ZIP: 33154
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAMPERT EDWARD S
CENTRAL INDEX KEY: 0001183200
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-51217
FILM NUMBER: 121075226
MAIL ADDRESS:
STREET 1: 1170 KANE CONCOURSE
STREET 2: SUITE 200
CITY: BAY HARBOUR
STATE: FL
ZIP: 33154
4
1
rrd355314.xml
FORM 4
X0306
4
2012-09-04
0
0001310067
SEARS HOLDINGS CORP
SHLD
0001183200
LAMPERT EDWARD S
1170 KANE CONCOURSE
SUITE 200
BAY HARBOR
FL
33154
1
0
1
0
0000923727
ESL PARTNERS, L.P.
1170 KANE CONCOURSE
SUITE 200
BAY HARBOR
FL
33154
0
0
1
0
0000860585
RBS PARTNERS L P /CT
1170 KANE CONCOURSE
SUITE 200
BAY HARBOR
FL
33154
0
0
1
0
0001126396
ESL INVESTMENTS INC
1170 KANE CONCOURSE
SUITE 200
BAY HARBOR
FL
33154
0
0
1
0
Common Stock, par value $0.01 per share
2012-09-04
4
P
0
1677335
52.75
A
35350398
I
See Footnotes
Common Stock, par value $0.01 per share
2012-09-04
4
P
0
722489
52.75
A
23469942
D
Common Stock, par value $0.01 per share
2494783
I
See Footnotes
Common Stock, par value $0.01 per share
1939872
I
See Footnotes
Common Stock, par value $0.01 per share
10230
I
See Footnotes
Common Stock, par value $0.01 per share
747
I
See Footnotes
This price represents the price per share of common stock of Sears Holdings Corporation (the "Issuer"), par value $0.01 per share (each, a "Share") of private sales to ESL Partners, L.P. ("Partners") and Mr. Lampert.
These Shares are held by Partners.
This Form 4 is filed on behalf of Mr. Lampert, Partners, RBS Partners, L.P. ("RBS") and ESL Investments, Inc. ("Investments"). RBS is the general partner of Partners, SPE Master I, LP ("SPE Master") and SPE I Partners, LP ("SPE Partners"). RBS Investment Management, L.L.C. ("RBSIM") is the general partner of ESL Institutional Partners, L.P. ("Institutional"). Investments is the general partner of RBS and the managing member of CRK Partners, LLC ("CRK") and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
These Shares are held by Mr. Lampert.
These Shares are held by SPE Master.
These Shares are held by SPE Partners.
These Shares are held by Institutional.
These Shares are held by CRK.
Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
/s/ Edward S. Lampert
2012-09-05
/s/ Edward S. Lampert, Chief Executive Officer, ESL Investments, Inc., as general partner of RBS Partners, L.P., as general partner for ESL PARTNERS, L.P.
2012-09-05
/s/ Edward S. Lampert, Chief Executive Officer, ESL Investments, Inc., as general partner for RBS PARTNERS, L.P.
2012-09-05
/s/ Edward S. Lampert, Chief Executive Officer for ESL INVESTMENTS, INC.
2012-09-05