0001181431-12-022905.txt : 20120405
0001181431-12-022905.hdr.sgml : 20120405
20120405202953
ACCESSION NUMBER: 0001181431-12-022905
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20120403
FILED AS OF DATE: 20120405
DATE AS OF CHANGE: 20120405
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL INSTITUTIONAL PARTNERS LP
CENTRAL INDEX KEY: 0001249801
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 12746910
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: CRK PARTNERS LLC
CENTRAL INDEX KEY: 0001251868
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 12746907
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVE
CITY: GREENWICH
STATE: CT
ZIP: 06830
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: ORCHARD SUPPLY HARDWARE STORES CORP
CENTRAL INDEX KEY: 0000896842
STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-BUILDING MATERIALS, HARDWARE, GARDEN SUPPLY [5200]
IRS NUMBER: 954214109
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0126
BUSINESS ADDRESS:
STREET 1: 6450 VIA DEL ORO
CITY: SAN JOSE
STATE: CA
ZIP: 95119
BUSINESS PHONE: 4082813500
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: RBS PARTNERS L P /CT
CENTRAL INDEX KEY: 0000860585
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 12746908
BUSINESS ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038614606
MAIL ADDRESS:
STREET 1: ONE LAFAYETTE PLACE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: LAMPERT L P
DATE OF NAME CHANGE: 19940207
FORMER NAME:
FORMER CONFORMED NAME: RBS PARTNERS L P
DATE OF NAME CHANGE: 19931210
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL PARTNERS, L.P.
CENTRAL INDEX KEY: 0000923727
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 12746909
BUSINESS ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 203-861-4600
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
FORMER NAME:
FORMER CONFORMED NAME: ESL PARTNERS LP
DATE OF NAME CHANGE: 19940524
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: ESL INVESTMENTS INC
CENTRAL INDEX KEY: 0001126396
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 12746911
BUSINESS ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
BUSINESS PHONE: 2038614600
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: LAMPERT EDWARD S
CENTRAL INDEX KEY: 0001183200
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-11679
FILM NUMBER: 12746912
MAIL ADDRESS:
STREET 1: 200 GREENWICH AVENUE
CITY: GREENWICH
STATE: CT
ZIP: 06830
4
1
rrd341521.xml
FORM 4
X0305
4
2012-04-03
0
0000896842
ORCHARD SUPPLY HARDWARE STORES CORP
OSH
0001183200
LAMPERT EDWARD S
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0000923727
ESL PARTNERS, L.P.
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0000860585
RBS PARTNERS L P /CT
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0001126396
ESL INVESTMENTS INC
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0001249801
ESL INSTITUTIONAL PARTNERS LP
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
0001251868
CRK PARTNERS LLC
200 GREENWICH AVENUE
GREENWICH
CT
06830
0
0
1
0
Class A Common Stock
2012-04-03
4
S
0
39180
25.82
D
1677833
I
See Footnotes
Class A Common Stock
2012-04-03
4
S
0
2985
25.82
D
767353
D
Class A Common Stock
2012-04-03
4
S
0
8
25.82
D
454
I
See Footnotes
Class A Common Stock
2012-04-03
4
S
0
1
25.82
D
32
I
See Footnotes
This price represents the approximate weighted average price per share of common stock of Orchard Supply Hardware Stores Corporation (the "Issuer"), par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $25.50 to $26.24 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price.
These securities are held by ESL Partners, L.P. ("Partners").
This total includes 3,521 shares that were transferred on January 3, 2012 from a grantor retained annuity trust of which Mr. Lampert was the trustee.
These securities are held by Mr. Lampert.
These securities are held by ESL Institutional Partners, L.P. ("Institutional").
These securities are held by CRK Partners, LLC ("CRK").
This Form 4 is filed on behalf of Mr. Lampert, ESL Investments, Inc. ("Investments"), RBS Partners, L.P. ("RBS"), Partners, Institutional and CRK. RBS is the general partner of Partners. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and the managing member of CRK and RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments.
Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount.
/s/ Edward S. Lampert
2012-04-05
/s/ Adrian J. Maizey, Chief Financial Officer, ESL Investments, Inc., as general partner of RBS Partners, L.P., as general partner for ESL PARTNERS, L.P.
2012-04-05
/s/ Adrian J. Maizey, Chief Financial Officer, ESL Investments, Inc., as general partner for RBS PARTNERS, L.P.
2012-04-05
/s/ Adrian J. Maizey, Chief Financial Officer for ESL INVESTMENTS, INC.
2012-04-05
/s/ Adrian J. Maizey, Chief Financial Officer, ESL Investments, Inc., as managing member of RBS Investment Management, L.L.C., as general partner for ESL INSTITUTIONAL PARTNERS, L.P.
2012-04-05
/s/ Adrian J. Maizey, Chief Financial Officer, ESL Investments, Inc., as managing member for CRK PARTNERS, LLC
2012-04-05