-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, RXMy7YeUHw7B/iv2UXjfirhvO0V1Qb2BFv/q77oB70ZcIsQsHBc7o1XhrDnwd+5Y N9MxaxXEi92oJPAApl/H4Q== 0000893750-09-000425.txt : 20090717 0000893750-09-000425.hdr.sgml : 20090717 20090717201405 ACCESSION NUMBER: 0000893750-09-000425 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20090715 FILED AS OF DATE: 20090717 DATE AS OF CHANGE: 20090717 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBS INVESTMENT MANAGEMENT LLC CENTRAL INDEX KEY: 0001249797 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 09951857 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: RSB INVESTMENT MANAGEMENT LLC DATE OF NAME CHANGE: 20030628 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INSTITUTIONAL PARTNERS LP CENTRAL INDEX KEY: 0001249801 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 09951858 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTORS LLC CENTRAL INDEX KEY: 0001249806 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 09951859 MAIL ADDRESS: STREET 1: 200 GREENWICH AVE CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AUTOZONE INC CENTRAL INDEX KEY: 0000866787 STANDARD INDUSTRIAL CLASSIFICATION: RETAIL-AUTO & HOME SUPPLY STORES [5531] IRS NUMBER: 621482048 STATE OF INCORPORATION: NV FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 123 SOUTH FRONT ST CITY: MEMPHIS STATE: TN ZIP: 38103 BUSINESS PHONE: 9014956500 MAIL ADDRESS: STREET 1: P O BOX 2198 STREET 2: DEPT 8074 CITY: MEMPHIS STATE: TN ZIP: 38101-2198 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: RBS PARTNERS L P /CT CENTRAL INDEX KEY: 0000860585 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 09951860 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614606 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 FORMER NAME: FORMER CONFORMED NAME: LAMPERT L P DATE OF NAME CHANGE: 19940207 FORMER NAME: FORMER CONFORMED NAME: RBS PARTNERS L P DATE OF NAME CHANGE: 19931210 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL PARTNERS LP CENTRAL INDEX KEY: 0000923727 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 09951861 BUSINESS ADDRESS: STREET 1: ONE LAFAYETTE PLACE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: ONE LAFAYETTE PLAC CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ESL INVESTMENTS INC CENTRAL INDEX KEY: 0001126396 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 09951862 BUSINESS ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: 2038614600 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAMPERT EDWARD S CENTRAL INDEX KEY: 0001183200 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10714 FILM NUMBER: 09951863 MAIL ADDRESS: STREET 1: 200 GREENWICH AVENUE CITY: GREENWICH STATE: CT ZIP: 06830 4 1 edgar.xml PRIMARY DOCUMENT X0303 4 2009-07-15 0000866787 AUTOZONE INC AZO 0001183200 LAMPERT EDWARD S 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001126396 ESL INVESTMENTS INC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0000923727 ESL PARTNERS LP 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0000860585 RBS PARTNERS L P /CT 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001249806 ESL INVESTORS LLC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001249801 ESL INSTITUTIONAL PARTNERS LP 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 0001249797 RBS INVESTMENT MANAGEMENT LLC 200 GREENWICH AVENUE GREENWICH CT 06830 0 0 1 0 Common Stock, par value $0.01 per share 2009-07-15 4 S 0 191674 158.06 D 13104494 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 8711 159.11 D 13095783 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 11146 160.22 D 13084637 I See Footnotes Common Stock, par value $0.01 per share 2009-07-16 4 S 0 218435 157.87 D 12866202 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 42457 158.06 D 2902763 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 1930 159.11 D 2900833 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 2469 160.22 D 2898364 I See Footnotes Common Stock, par value $0.01 per share 2009-07-16 4 S 0 48363 157.87 D 2850001 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 1015 158.06 D 69365 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 46 159.11 D 69319 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 59 160.22 D 69260 I See Footnotes Common Stock, par value $0.01 per share 2009-07-16 4 S 0 1156 157.87 D 68104 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 12162 158.06 D 831476 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 553 159.11 D 830923 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 707 160.22 D 830216 I See Footnotes Common Stock, par value $0.01 per share 2009-07-16 4 S 0 13853 157.87 D 816363 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 313 158.06 D 21407 D Common Stock, par value $0.01 per share 2009-07-15 4 S 0 14 159.11 D 21393 D Common Stock, par value $0.01 per share 2009-07-15 4 S 0 19 160.22 D 21374 D Common Stock, par value $0.01 per share 2009-07-16 4 S 0 357 157.87 D 21017 D Common Stock, par value $0.01 per share 2009-07-15 4 S 0 8283 158.06 D 566327 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 376 159.11 D 565951 I See Footnotes Common Stock, par value $0.01 per share 2009-07-15 4 S 0 483 160.22 D 565468 I See Footnotes Common Stock, par value $0.01 per share 2009-07-16 4 S 0 9436 157.87 D 556032 I See Footnotes Common Stock, par value $0.01 per share 3182851 I See Footnotes This price represents the approximate weighted average price per share of common stock, par value $0.01 per share (each, a "Share"), of sales that were executed at prices ranging from $158.00 to $158.79 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, AutoZone, Inc. (the "Issuer") or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $159.00 to $159.38 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $160.00 to $160.43 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. This price represents the approximate weighted average price per Share of sales that were executed at prices ranging from $157.85 to $158.20 per Share. The Reporting Persons undertake to provide, upon request by the Securities and Exchange Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of Shares sold at each price. These Shares are held by ESL Partners, L.P. ("Partners"). These Shares are held in an account established by the investment member of ESL Investors, L.L.C. ("Investors"). These Shares are held by ESL Institutional Partners, L.P. ("Institutional"). These Shares are held by RBS Partners, L.P. ("RBS"). These Shares are held by Edward S. Lampert. These Shares are held by ESL Investments, Inc. ("Investments"). These Shares are held by Acres Partners, L.P. ("Acres"). This Form 4 is filed on behalf of Mr. Lampert, Investments, RBS, Partners, Investors, Institutional and RBSIM. RBS is the general partner of Partners and the managing member of Investors. RBS Investment Management, L.L.C. ("RBSIM") is the general partner of Institutional. Investments is the general partner of RBS and Acres and the manager of RBSIM. Mr. Lampert is the Chairman, Chief Executive Officer and Director of Investments. Pursuant to Rule 16a-1(a)(2)(ii)(B) under the Securities Exchange Act of 1934, as amended (the "Act"), each of the Reporting Persons may be deemed to be the beneficial owner of the securities reported herein only to the extent of his or its pecuniary interest therein. Pursuant to Rule 16a-1(a)(4) under the Act, this filing shall not be deemed an admission that any of the Reporting Persons is, for purposes of Section 16 of the Act or otherwise, the beneficial owner of any securities reported herein in excess of such amount. /s/ Edward S. Lampert (See signatures of Reporting Persons as Exhibit 99.1) 2009-07-17 EX-99 2 attach_1.txt JOINT FILER INFORMATION Exhibit 99.1 Joint Filer Information Date of Event Requiring Statement: July 15, 2009 Issuer Name and Ticker or Trading Symbol: AutoZone, Inc. (AZO) Designated Filer: Edward S. Lampert Other Joint Filers: ESL Investments, Inc., RBS Partners, L.P., ESL Partners, L.P., ESL Investors, L.L.C., ESL Institutional Partners, L.P. and RBS Investment Management, L.L.C. Addresses: The principal business address of each of the Joint Filers above is 200 Greenwich Avenue, Greenwich, CT 06830. Signatures: EDWARD S. LAMPERT /s/ Edward S. Lampert ---------------------------------------- Edward S. Lampert ESL INVESTMENTS, INC. By: /s/ Adrian J. Maizey --------------------------------- Name: Adrian J. Maizey Title: Chief Financial Officer RBS PARTNERS, L.P. By: ESL Investments, Inc., as its general partner By: /s/ Adrian J. Maizey --------------------------------- Name: Adrian J. Maizey Title: Chief Financial Officer ESL PARTNERS, L.P. By: RBS Partners, L.P., as its general partner By: ESL Investments, Inc., as its general partner By: /s/ Adrian J. Maizey --------------------------------- Name: Adrian J. Maizey Title: Chief Financial Officer ESL INVESTORS, L.L.C. By: RBS Partners, L.P., as its manager By: ESL Investments, Inc., as its general partner By: /s/ Adrian J. Maizey --------------------------------- Name: Adrian J. Maizey Title: Chief Financial Officer ESL INSTITUTIONAL PARTNERS, L.P. By: RBS Investment Management, L.L.C., as its general partner By: ESL Investments, Inc., as its manager By: /s/ Adrian J. Maizey --------------------------------- Name: Adrian J. Maizey Title: Chief Financial Officer RBS INVESTMENT MANAGEMENT. L.L.C. By: ESL Investments, Inc., as its manager By: /s/ Adrian J. Maizey --------------------------------- Name: Adrian J. Maizey Title: Chief Financial Officer -----END PRIVACY-ENHANCED MESSAGE-----