0000860486-20-000007.txt : 20200722 0000860486-20-000007.hdr.sgml : 20200722 20200722104010 ACCESSION NUMBER: 0000860486-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200722 DATE AS OF CHANGE: 20200722 EFFECTIVENESS DATE: 20200722 FILER: COMPANY DATA: COMPANY CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT, LLC CENTRAL INDEX KEY: 0000860486 IRS NUMBER: 275440911 STATE OF INCORPORATION: TN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-03959 FILM NUMBER: 201040700 BUSINESS ADDRESS: STREET 1: 6075 POPLAR AVENUE STREET 2: SUITE 703 CITY: MEMPHIS STATE: TN ZIP: 38119 BUSINESS PHONE: 9017619500 MAIL ADDRESS: STREET 1: 6075 POPLAR AVENUE STREET 2: SUITE 703 CITY: MEMPHIS STATE: TN ZIP: 38119 FORMER COMPANY: FORMER CONFORMED NAME: HIGHLAND CAPITAL MANAGEMENT CORP DATE OF NAME CHANGE: 19990326 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000860486 XXXXXXXX 06-30-2020 06-30-2020 HIGHLAND CAPITAL MANAGEMENT, LLC

6075 POPLAR AVENUE SUITE 703 MEMPHIS TN 38119

13F HOLDINGS REPORT 028-03959 N Steven Wishnia 901-761-9500 Steven Wishnia Memphis TN 07-22-2020 0 312 1278088 false INFORMATION TABLE 2 JUN2Q20.Xml 3M CO COM 88579Y101 779 4996 SH SOLE 4996 0 0 ABBOTT LABORATORIES COM 002824100 1222 13364 SH SOLE 13364 0 0 ABBVIE INC COM 00287Y109 3315 33766 SH SOLE 33766 0 0 ACCENTURE PLC SHS CLASS A G1151C101 923 4300 SH SOLE 4150 0 150 ACTIVISION BLIZZARD INC COM 00507V109 3999 52691 SH SOLE 48291 0 4400 ADOBE INC COM 00724f101 2687 6173 SH SOLE 6173 0 0 ADVANCED MICRO DEVICES INC COM 007903107 2751 52295 SH SOLE 52295 0 0 AFLAC INC COM 001055102 698 19379 SH SOLE 19379 0 0 ALLEGHANY CORP COM 017175100 854 1746 SH SOLE 1746 0 0 ALLIANCEBERNSTEIN HOLDING L.P. UNIT LTD PARTN 01881G106 987 36250 SH SOLE 36250 0 0 ALPHABET INC CAP STK CL C 02079k107 14138 10001 SH SOLE 9836 0 165 ALPHABET INC CAP STK CL C 02079k305 17690 12475 SH SOLE 12310 0 165 AMAZON COM INC COM 023135106 28772 10429 SH SOLE 10364 0 65 AMERICAN ELEC PWR INC COM 025537101 3785 47529 SH SOLE 43529 0 4000 AMERICAN EXPRESS CO COM 025816109 3216 33782 SH SOLE 31232 0 2550 AMERICAN INTERNATIONAL GROUP I COM 026874784 4369 140128 SH SOLE 128528 0 11600 AMERICAN TOWER CORP COM 03027x100 1970 7619 SH SOLE 7619 0 0 AMGEN INC COM 031162100 7141 30277 SH SOLE 28567 0 1710 ANAPLAN INC COM 03272L108 2440 53853 SH SOLE 53853 0 0 ANTHEM INC COM 036752103 6536 24855 SH SOLE 22805 0 2050 APPLE INC COM 037833100 50674 138910 SH SOLE 137310 0 1600 APPLIED MATERIALS INC COM 038222105 232 3838 SH SOLE 3838 0 0 ARBOR REALTY TRUST COM 038923108 185 20000 SH SOLE 20000 0 0 AT&T INC COM 00206r102 7869 260306 SH SOLE 241831 0 18475 AUTODESK INC COM 052769106 2351 9827 SH SOLE 9827 0 0 AUTOMATIC DATA PROCESSING INC COM 053015103 3559 23904 SH SOLE 23904 0 0 AUTOZONE INC COM 053332102 465 412 SH SOLE 412 0 0 BANK OF AMERICA CORP COM 060505104 11442 481756 SH SOLE 446435 0 35321 BERKSHIRE HATHAWAY INC CL B NEW 084670702 16856 94425 SH SOLE 86235 0 8190 BIOGEN IDEC INC COM 09062X103 3300 12336 SH SOLE 11286 0 1050 BLACKSTONE GROUP INC/THE CL A CL A 09260D107 1073 18935 SH SOLE 18935 0 0 BOOKING HOLDINGS INC COM 09857L108 1540 967 SH SOLE 967 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 7715 131207 SH SOLE 122657 0 8550 BROADCOM INC COM 11135f101 7708 24424 SH SOLE 24154 0 270 CAPRI HOLDINGS LTD SHS G1890L107 188 12000 SH SOLE 11600 0 400 CARMAX INC COM 143130102 1713 19132 SH SOLE 19132 0 0 CARRIER GLOBAL CORP COM 14448C104 5598 251935 SH SOLE 241335 0 10600 CATERPILLAR INC DEL COM 149123101 3532 27918 SH SOLE 25518 0 2400 CHARLES SCHWAB CORPORATION COM 808513105 215 6372 SH SOLE 6372 0 0 CHERRY HILL MORTGAGE INVESTMEN COM 164651101 90 10000 SH SOLE 10000 0 0 CHEVRON CORP COM 166764100 13673 153234 SH SOLE 140194 0 13040 CHUBB LIMITED COM h1467j104 3885 30684 SH SOLE 28084 0 2600 CIGNA CORP COM 125523100 10039 53500 SH SOLE 51740 0 1760 CISCO SYS INC COM 17275r102 15970 342402 SH SOLE 328657 0 13745 CITIGROUP INC COM NEW 172967424 13009 254583 SH SOLE 241803 0 12780 CITIZENS FINANCIAL GROUP INC COM 174610105 2185 86550 SH SOLE 78450 0 8100 CLEARSIGN COMBUSTION CORP COM 185064102 68 32454 SH SOLE 32454 0 0 CME GROUP INC COM 12572Q105 3796 23352 SH SOLE 21552 0 1800 COCA COLA CO COM 191216100 4305 96347 SH SOLE 94347 0 2000 COLONY CAPITAL INC CL A COM 19626G108 24 10000 SH SOLE 10000 0 0 COMCAST CORP CL A 20030n101 9421 241687 SH SOLE 231187 0 10500 CONOCOPHILLIPS COM 20825c104 7082 168534 SH SOLE 161524 0 7010 CORNING INC COM 219350105 3652 141008 SH SOLE 129218 0 11790 CORTEVA INC COM 22052l104 742 27682 SH SOLE 25397 0 2285 COSTAR GROUP INC COM 22160N109 1626 2288 SH SOLE 2288 0 0 COSTCO WHOLESALE CORP COM 22160k105 13226 43619 SH SOLE 42619 0 1000 CROWN CASTLE INTERNATIONAL COR COM 22822v101 1821 10882 SH SOLE 10882 0 0 CSX CORP COM 126408103 2472 35439 SH SOLE 33939 0 1500 CUMMINS INC COM 231021106 5248 30290 SH SOLE 27640 0 2650 CVS HEALTH CORPORATION COM 126650100 10712 164880 SH SOLE 156260 0 8620 DELL TECHNOLOGIES INC CL C 24703l202 1716 31239 SH SOLE 29659 0 1580 DELTA AIR LINES INC COM NEW 247361702 2768 98673 SH SOLE 97492 0 1181 DOLLAR GENERAL CORP COM 256677105 210 1102 SH SOLE 1102 0 0 DOMINION ENERGY INC COM 25746U109 3832 47199 SH SOLE 42949 0 4250 DOW INC COM 260557103 1144 28071 SH SOLE 25786 0 2285 DUKE ENERGY CORP COM NEW 26441c204 4918 61554 SH SOLE 56354 0 5200 DUPONT DE NEMOURS INC COM 26614n102 742 13967 SH SOLE 12832 0 1135 DXC TECHNOLOGY CO COM 23355l106 247 14982 SH SOLE 13719 0 1263 EATON CORP PLC SHS g29183103 4296 49104 SH SOLE 44854 0 4250 ELECTRONIC ARTS INC COM 285512109 5750 43545 SH SOLE 42795 0 750 ELI LILLY & CO COM 532457108 2373 14451 SH SOLE 14451 0 0 ENERGY SELECT SECTOR SPDR FUND ENERGY 81369Y506 888 23466 SH SOLE 23466 0 0 ENERGY TRANSFER EQUITY LP COM UT LTD PTN 29273V100 659 92535 SH SOLE 92535 0 0 EOG RESOURCES INC COM 26875p101 1900 37497 SH SOLE 34297 0 3200 ESTEE LAUDER COS INC CL A 518439104 8428 44667 SH SOLE 43217 0 1450 EXELIXIS INC COM 30161Q104 1328 55951 SH SOLE 55951 0 0 EXELON CORP COM 30161n101 5039 138850 SH SOLE 127210 0 11640 EXXON MOBIL CORP COM 30231g102 10635 237810 SH SOLE 219830 0 17980 FACEBOOK INC CL A 30303m102 14865 65463 SH SOLE 64788 0 675 FEDEX CORPORATION COM 31428X106 8292 59132 SH SOLE 57757 0 1375 FIDELITY NATIONAL INFORMATION COM 31620M106 3958 29518 SH SOLE 27068 0 2450 FINANCIAL SELECT SECTOR SPDR SBI INT FINL 81369Y605 1204 52038 SH SOLE 52038 0 0 FIRST HORIZON NATIONAL CORPORA COM 320517105 428 43019 SH SOLE 43019 0 0 FORD MOTOR CO COM 345370860 1314 216173 SH SOLE 201218 0 14955 FORTIVE CORP COM 34959j108 2237 33064 SH SOLE 30164 0 2900 FOX CORP COM 35137l204 371 13826 SH SOLE 13321 0 505 FREEPORT McMORAN COPPER & GOLD CL B 35671D857 2352 203273 SH SOLE 203273 0 0 GENERAL DYNAMICS CORPORATION COM 369550108 224 1499 SH SOLE 1499 0 0 GENERAL ELEC CO COM 369604103 3028 443335 SH SOLE 412683 0 30652 GENERAL MILLS INC COM 370334104 279 4532 SH SOLE 4532 0 0 GENERAL MOTORS CO COM 37045v100 2387 94361 SH SOLE 86401 0 7960 GILEAD SCIENCES INC COM 375558103 1170 15205 SH SOLE 15205 0 0 GOLDMAN SACHS GROUP INC COM 38141g104 10962 55471 SH SOLE 52271 0 3200 GRAPHIC PACKAGING HOLDING CO COM 388689101 3842 274653 SH SOLE 253793 0 20860 GUARDANT HEALTH INC COM 40131M109 1817 22393 SH SOLE 22393 0 0 HANNON ARMSTRONG SUST INFR CAP COM 41068X100 327 11500 SH SOLE 11500 0 0 HANOVER INSURANCE GROUP COM 410867105 3547 35004 SH SOLE 32104 0 2900 HCA HEALTHCARE INC COM 40412c101 2518 25942 SH SOLE 23857 0 2085 HEWLETT PACKARD ENTERPRISE CO COM 42824c109 3246 333653 SH SOLE 304913 0 28740 HOME DEPOT INC COM 437076102 12428 49610 SH SOLE 47610 0 2000 HONEYWELL INTL INC COM 438516106 3512 24291 SH SOLE 22991 0 1300 HORIZON THERAPEUTICS PLC SHS g46188101 2015 36247 SH SOLE 36247 0 0 HUMANA INC COM 444859102 5930 15293 SH SOLE 15018 0 275 IDEXX LABORATORIES INC COM 45168D104 333 1010 SH SOLE 1010 0 0 INGREDION INC COM 457187102 3213 38715 SH SOLE 35550 0 3165 INSULET CORP COM 45784P101 1761 9063 SH SOLE 9063 0 0 INTEL CORP COM 458140100 6969 116475 SH SOLE 108410 0 8065 INVESCO LTD SHS g491bt108 543 50463 SH SOLE 50463 0 0 JOHNSON & JOHNSON SHS 478160104 18519 131684 SH SOLE 124252 0 7432 JOHNSON CONTROLS INTERNATIONAL SHS G51502105 4365 127857 SH SOLE 117107 0 10750 JP MORGAN CHASE & CO COM 46625h100 23427 249067 SH SOLE 235797 0 13270 KELLOGG CO COM 487836108 3950 59799 SH SOLE 54599 0 5200 KIMBERLY CLARK CORP COM 494368103 282 1998 SH SOLE 1998 0 0 LABRATORY CORPORATION OF AMERI COM NEW 50540R409 3691 22223 SH SOLE 20173 0 2050 LAS VEGAS SANDS CORP COM 517834107 5269 115709 SH SOLE 106159 0 9550 LENDING TREE INC COM 52603B107 1783 6158 SH SOLE 6158 0 0 LENNAR CORP CL A 526057104 5520 89577 SH SOLE 88577 0 1000 LINCOLN NATL CORP IND COM 534187109 1597 43402 SH SOLE 39772 0 3630 LINDE PLC SHS g5494j103 286 1346 SH SOLE 1346 0 0 LOCKHEED MARTIN CORP COM 539830109 6531 17896 SH SOLE 17413 0 483 LOWES COS INC COM 548661107 12013 88909 SH SOLE 86909 0 2000 LULULEMON ATHLETICA INC COM 550021109 328 1050 SH SOLE 1050 0 0 LYONDELLBASELL INDUSTRIES N V SHS A n53745100 3806 57915 SH SOLE 53055 0 4860 MACYS INC COM 55616P104 733 106572 SH SOLE 103822 0 2750 MARATHON OIL CORP COM 565849106 1575 257296 SH SOLE 236181 0 21115 MASTERCARD INC CL A 57636q104 4232 14312 SH SOLE 14312 0 0 MCDONALDS CORP COM 580135101 5839 31652 SH SOLE 29552 0 2100 MEDTRONIC PLC SHS G5960L103 1762 19213 SH SOLE 18090 0 1123 MERCK & CO INC COM 58933y105 33063 427561 SH SOLE 425261 0 2300 METTLER-TOLEDO INTL COM 592688105 383 475 SH SOLE 475 0 0 MICRON TECHNOLOGY INC COM 595112103 10302 199953 SH SOLE 194778 0 5175 MICROSOFT CORP COM 594918104 83346 409544 SH SOLE 400974 0 8570 MID-AMERICA APARTMENT COMMUNIT COM 59522J103 1721 15010 SH SOLE 15010 0 0 MONDELEZ INTERNATIONAL INC CL AL 609207105 7837 153274 SH SOLE 150474 0 2800 MOODYS CORP COM 615369105 549 2000 SH SOLE 0 0 2000 MURPHY OIL CORP COM 626717102 823 59617 SH SOLE 54382 0 5235 NASDAQ STK MKT INC COM 631103108 4821 40354 SH SOLE 36954 0 3400 NETFLIX.COM INC COM 64110l106 2344 5151 SH SOLE 5151 0 0 NEUROCRINE BIOSCIENCES INC COM 64125c109 1319 10813 SH SOLE 10813 0 0 NEXTERA ENERGY INC COM 65339f101 4397 18309 SH SOLE 16859 0 1450 NIKE INC CL B 654106103 6831 69668 SH SOLE 68668 0 1000 NORFOLK SOUTHERN CORP COM 655844108 5129 29212 SH SOLE 26782 0 2430 NORTHROP GRUMMAN CORP COM 666807102 3413 11100 SH SOLE 10500 0 600 NVIDIA CORP COM 67066g104 3054 8040 SH SOLE 8040 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 919 50221 SH SOLE 45971 0 4250 OLIN CORP COM PAR $1 680665205 1395 121413 SH SOLE 110763 0 10650 ORACLE CORP COM 68389x105 4197 75940 SH SOLE 72970 0 2970 OSHKOSH CORP COM 688239201 2003 27966 SH SOLE 25556 0 2410 OTIS WORLDWIDE CORPORATION COM 68902V107 1072 18861 SH SOLE 17300 0 1561 PAYPAL HOLDINGS INC COM 70450y103 2942 16885 SH SOLE 16885 0 0 PENUMBRA INC COM 70975L107 1342 7505 SH SOLE 7505 0 0 PEPSICO INC COM 713448108 17038 128821 SH SOLE 121521 0 7300 PFIZER INC COM 717081103 9691 296366 SH SOLE 276981 0 19385 PHILIP MORRIS INTL INC COM 718172109 214 3056 SH SOLE 3056 0 0 PROCTER & GAMBLE CO COM 742718109 16595 138786 SH SOLE 130821 0 7965 PROLOGIS INC COM 74340w103 6637 71109 SH SOLE 65259 0 5850 PROOFPOINT COM 743424103 1510 13590 SH SOLE 13590 0 0 PULTE GROUP INC COM 745867101 3745 110045 SH SOLE 99895 0 10150 PURE STORAGE INC CL A 74624M102 1587 91603 SH SOLE 91603 0 0 QUALCOMM INC COM 747525103 9001 98688 SH SOLE 97563 0 1125 RAYTHEON TECHNOLOGIES CORP COM 75513E101 6652 107948 SH SOLE 101898 0 6050 REGIONS FINANCIAL CORP COM 7591ep100 4091 367891 SH SOLE 341461 0 26430 RESONANT INC COM 76118L102 24 10439 SH SOLE 10439 0 0 ROPER INDS INC NEW COM COM 776696106 478 1230 SH SOLE 1230 0 0 ROSS STORES INC COM 778296103 204 2390 SH SOLE 2390 0 0 S&P GLOBAL INC COM 78409V104 527 1600 SH SOLE 0 0 1600 SALESFORCE.COM INC COM 79466l302 2891 15434 SH SOLE 15434 0 0 SAREPTA THEROPEUTICS INC COM 803607100 1957 12208 SH SOLE 12208 0 0 SAVARA INC COM 805111101 25 10000 SH SOLE 10000 0 0 SCHLUMBERGER LTD COM 806857108 2342 127352 SH SOLE 119152 0 8200 SERVICENOW INC COM 81762p102 1828 4512 SH SOLE 4512 0 0 SHERWIN WILLIAMS CO COM 824348106 1042 1803 SH SOLE 1803 0 0 SIMON PROPERTY GROUP INC COM 828806109 1123 16429 SH SOLE 16429 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 5703 44600 SH SOLE 40850 0 3750 SMARTSHEET INC COM 83200N103 1677 32930 SH SOLE 32930 0 0 STARBUCKS CORP COM 855244109 7471 101521 SH SOLE 99551 0 1970 STARWOOD PROPERTY TRUST INC COM 85571B105 419 28000 SH SOLE 28000 0 0 STATE STREET CORPORATION COM 857477103 222 3500 SH SOLE 3500 0 0 SWITCH INC CL A 87105L104 1367 76684 SH SOLE 76684 0 0 SYNCHRONY FINANCIAL COM 87165B103 1872 84455 SH SOLE 76692 0 7763 SYNOPSYS INC COM COM 871607107 2228 11424 SH SOLE 11424 0 0 SYSCO CORP COM 871829107 638 11675 SH SOLE 175 0 11500 TARGET CORP COM 87612e106 6362 53047 SH SOLE 48697 0 4350 TESLA MOTORS INC COM 88160R101 1886 1747 SH SOLE 1747 0 0 TEXAS INSTRUMENTS INC COM 882508104 3354 26418 SH SOLE 24618 0 1800 THERMO FISHER SCIENTIFIC INC COM 883556102 15609 43077 SH SOLE 42027 0 1050 TRUIST FINANCIAL CORP COM 89832Q109 6734 179326 SH SOLE 170476 0 8850 ULTA BEAUTY INC COM 90384S303 4625 22735 SH SOLE 22055 0 680 UNION PACIFIC CORP COM 907818108 1674 9903 SH SOLE 9903 0 0 UNITED AIRLINES HOLDINGS INC COM 910047109 1255 36259 SH SOLE 33259 0 3000 UNITED PARCEL SERVICE INC CL B 911312106 939 8448 SH SOLE 8448 0 0 UNITEDHEALTH GROUP INC COM 91324p102 6236 21141 SH SOLE 20441 0 700 UNIVERSAL DISPLAY CORP COM 91347P105 2002 13381 SH SOLE 13381 0 0 UNIVERSAL INSURANCE HOLDINGS I COM 91359V107 352 19851 SH SOLE 19851 0 0 US BANCORP COM NEW 902973304 6333 172012 SH SOLE 163082 0 8930 US FOODS HOLDING CORP COM 912008109 3420 173422 SH SOLE 159122 0 14300 VEREIT INC COM 92339V100 64 10000 SH SOLE 10000 0 0 VERIZON COMMUNICATIONS INC COM 92343v104 13556 245885 SH SOLE 236075 0 9810 VERTEX PHARMACEUTICALS INC COM 92532f100 2990 10300 SH SOLE 10300 0 0 VERTIV HOLDINGS CO COM CL A 92537N108 1970 145268 SH SOLE 145268 0 0 VISA INC COM CL A 92826c839 17353 89835 SH SOLE 89110 0 725 VMWARE INC CL A CL A COM 928563402 232 1500 SH SOLE 1500 0 0 WALGREENS BOOTS ALLIANCE INC COM 931427108 1286 30344 SH SOLE 28044 0 2300 WALMART INC COM 931142103 970 8096 SH SOLE 8096 0 0 WALT DISNEY CO COM DISNEY 254687106 13461 120714 SH SOLE 114060 0 6654 WELLS FARGO CO COM 949746101 5013 195812 SH SOLE 174782 0 21030 XYLINX INC COM 983919101 6296 63989 SH SOLE 61914 0 2075 YUM CHINA HOLDINGS INC COM 98850p109 1666 34667 SH SOLE 34667 0 0 ZOETIS INC CL A 98978v103 2359 17211 SH SOLE 17211 0 0 ZYNGA INC CL A CL A 98986T108 1596 167347 SH SOLE 167347 0 0 AEGON N V ORD AMER REG ADR NY REGISTRY SHS 007924103 232 78778 SH SOLE 75898 0 2880 ALIBABA GROUP HOLDING ADR SPONSORED ADS 01609W102 1467 6800 SH SOLE 6550 0 250 ANHEUSER-BUSCH INBEV NV SPN AD SPONSORED ADR 03524A108 1572 31882 SH SOLE 30852 0 1030 ARCELORMITTAL S A NY REGISTRY SH 03938l203 272 25358 SH SOLE 24317 0 1041 AUTOLIV INC ADR 052800109 227 3525 SH SOLE 3525 0 0 BAIDU INC ADR SPON ADR REP A 056752108 842 7020 SH SOLE 6665 0 355 BARRICK GOLD CORP ADR 067901108 1433 53185 SH SOLE 51380 0 1805 BP PLC SPONSORED ADR SPONSORED ADR 055622104 1684 72201 SH SOLE 69506 0 2695 BRIGHT SCHOLAR EDUCATION HOLDI SPONSORED ADS 109199109 303 38600 SH SOLE 37200 0 1400 BROADCOM LTD ADR 11135F101 1910 6051 SH SOLE 6051 0 0 COPA HOLDINGS SA CL A CL A P31076105 433 8555 SH SOLE 8200 0 355 CREDIT SUISSE GROUP ADR 225401108 1436 139279 SH SOLE 134286 0 4993 CRH PLC ADR ONE ADR REPSTG ONE ADR 12626K203 1251 36456 SH SOLE 34956 0 1500 DEUTSCHE BANK AG NAMEN AKT d18190898 374 39237 SH SOLE 37867 0 1370 DIAGEO PLC SPONSORED ADR NEW ADR 25243Q205 2098 15614 SH SOLE 14974 0 640 ERICSSON AMERICAN DEP SHARES ADR B SEK 10 294821608 95 10260 SH SOLE 10260 0 0 GLAXOSMITHKLINE PLC ADR SPONSORED ADR 37733W105 3251 79692 SH SOLE 76842 0 2850 HONDA MOTOR CO LTD ADR AMERN SHS 438128308 2715 106221 SH SOLE 101991 0 4230 ING GROEP N V SPONSORED ADR 456837103 824 119376 SH SOLE 115101 0 4275 INTERCONTINENTAL HOTELS ADR SPONSORED ADS 45857P806 1838 41432 SH SOLE 39758 0 1674 INVESCO LTD SHS G491BT108 396 36808 SH SOLE 35723 0 1085 IQIYI INC SPONSORED ADS 46267x108 455 19600 SH SOLE 18850 0 750 iSHARES MSCI EMERGING MKT IN MSCI EMG MKT ETF 464287234 1355 33875 SH SOLE 32485 0 1390 JD.COM INC ADR CL A 47215P106 1869 31050 SH SOLE 29900 0 1150 KONINKLIJKE PHILIPS ELECTRS N NY REG SH 500472303 3778 80659 SH SOLE 77709 0 2950 LINDE PLC SHS G5494J103 1039 4900 SH SOLE 4750 0 150 NATIONAL GRID GROUP PLC SPONSO SPONSORED ADR NE 636274409 848 13969 SH SOLE 13357 0 612 NEWS CORP CL B 65249b208 322 26916 SH SOLE 25281 0 1635 NOVARTIS AG ADR SPONSORED ADR 66987V109 790 9050 SH SOLE 8700 0 350 NXP SEMICONDUCTOR NV ADR n6596x109 595 5216 SH SOLE 4916 0 300 OVINTIV INC ADR 69047Q102 335 35060 SH SOLE 33800 0 1260 PETROLEO BRASILEIRO S A SPONSORED ADR 71654v408 704 85147 SH SOLE 81917 0 3230 PRUDENTIAL PLC SPON ADR ADR 74435K204 678 22304 SH SOLE 21199 0 1105 ROYAL CARIBBEAN CRUISES LTD ADR V7780T103 1073 21340 SH SOLE 20840 0 500 ROYAL DUTCH SHELL PLC - ADR B SPDN ADR B 780259107 801 26290 SH SOLE 25200 0 1090 SAP SE SPON ADR 803054204 3138 22417 SH SOLE 21617 0 800 SENSATA TECHNOLOGIES HOLDING P SHS g8060n102 616 16556 SH SOLE 15841 0 715 SMITH AND NEPHEW PLC SPON ADR SPDN ADR 83175M205 870 22819 SH SOLE 21914 0 905 SONY CORP AMER SH NEW ADR SPONSORED ADR 835699307 5232 75685 SH SOLE 72685 0 3000 STMICROELECTRONICS NV-NY SHS NY REGISTRY 861012102 4190 152872 SH SOLE 147112 0 5760 TAIWAN SEMICONDUCTOR MFG SPONSORED ADS 874039100 1601 28200 SH SOLE 27150 0 1050 TENARIS SA SPONSORED ADS 88031m109 739 57184 SH SOLE 55049 0 2135 TORONTO DOMINION BK ONT NEW (U COM 891160509 1267 28400 SH SOLE 27350 0 1050 UBS GROUP AG SHS H42097107 1334 115566 SH SOLE 109961 0 5605 UNILEVER NV NY SHS 904784709 1907 35797 SH SOLE 34507 0 1290 VODAFONE GROUP PLC SPONSORED ADR 92857W308 546 34276 SH SOLE 32987 0 1289 YUM CHINA HOLDINGS INC ADR 98850P109 921 19150 SH SOLE 18250 0 900 ALERIAN MLP ETF ALERIAN MLP 00162Q452 420 17027 SH SOLE 17027 0 0 COHEN & STEERS REALTY MAJORS I COHEN STEER REIT 464287564 639 6337 SH SOLE 6337 0 0 CONSUMER DISCRETIONARY SELECT SBI CONS DISCR 81369Y407 210 1646 SH SOLE 1646 0 0 CORE S&P 500 S&P 500 ETF 464287200 40170 129710 SH SOLE 73919 0 55791 CORE S&P MIDCAP S&P MCP ETF 464287507 4055 22806 SH SOLE 22806 0 0 CORE S&P SMALLCAP 600 INDEX S&P SCP ETF 464287804 2253 32994 SH SOLE 32994 0 0 FIDELITY MSCI REAL ESTATE ETF MSCI RL EST ETF 316092857 337 14400 SH SOLE 14400 0 0 HEALTH CARE SELECT SPDR SBI HEALTHCARE 81369Y209 446 4452 SH SOLE 4452 0 0 INVESCO S&P 500 EQUAL WEIGHT S&P 500 EQL WGT 46137V357 794 7804 SH SOLE 0 0 7804 iSHARES CORE MSCI EAFE ETF CORE MSCI EAFE 46432F842 16404 286986 SH SOLE 202891 0 84095 iSHARES CORE MSCI EMERGING MAR CORE MSCI EMKT 46434G103 5130 107772 SH SOLE 63457 0 44315 ISHARES CURRENCY HEDGED MSCI E HDG MSCI EAFE 46434V803 252 9131 SH SOLE 9131 0 0 iSHARES DJ SELECT DIVIDEND IND SELECT DIVID ETF 464287168 4904 60753 SH SOLE 57534 0 3219 iSHARES MSCI ACWI INDEX FUND MSCI ACWI ETF 464288257 1227 16648 SH SOLE 16648 0 0 iSHARES MSCI EAFE GROWTH INDEX EAFE GRWTH ETF 464288885 451 5423 SH SOLE 5423 0 0 ISHARES MSCI EMERGING MKTS IND MSCI EMG MKT ETF 464287234 542 13550 SH SOLE 13550 0 0 iSHARES MSCI PACIFIC EX JAPAN MSCI PAC JP ETF 464286665 380 9555 SH SOLE 440 0 9115 iSHARES RUSSELL 1000 ETG RUS 1000 ETF 464287622 1107 6447 SH SOLE 6447 0 0 iSHARES RUSSELL 2000 INDEX FUN RUSSELL 2000 ETF 464287655 1639 11450 SH SOLE 11450 0 0 iSHARES RUSSELL 2000 INDEX FUN RUSSELL 2000 ETF 464287655 60 422 SH OTR 422 0 0 iSHARES S&P 100 INDEX FUND S&P 100 ETF 464287101 582 4084 SH SOLE 4084 0 0 iSHARES S&P MIDCAP GROWTH INDE S&P MC 400GR ETF 464287606 216 963 SH SOLE 963 0 0 iSHARES SILVER TRUST iSHARES 46428Q109 456 26797 SH SOLE 1737 0 25060 MSCI EAFE INDEX MSCI EAFE ETF 464287465 2287 37570 SH SOLE 37570 0 0 POWERSHARES S&P 500 LOW VOLATI S&P 500 LOW VOL 46138E354 523 10534 SH SOLE 10534 0 0 RUSSELL 1000 GROWTH INDEX RUS 1000 GRW ETF 464287614 11809 61522 SH SOLE 61522 0 0 RUSSELL 1000 VALUE INDEX RUS 1000 VAL ETF 464287598 4863 43182 SH SOLE 43182 0 0 RUSSELL 2000 GROWTH INDEX RUS 2000 GRW ETF 464287648 1474 7127 SH SOLE 7127 0 0 RUSSELL 2000 VALUE INDEX RUS 2000 VAL ETF 464287630 717 7357 SH SOLE 7357 0 0 RUSSELL MIDCAP GROWTH INDEX RUS MD CP GR ETF 464287481 1941 12276 SH SOLE 12276 0 0 RUSSELL MIDCAP INDEX RUS MID CAP ETF 464287499 1986 37052 SH SOLE 37052 0 0 RUSSELL MIDCAP INDEX RUS MID CAP ETF 464287499 63 1167 SH OTR 1167 0 0 RUSSELL MIDCAP VALUE INDEX RUS MDCP VAL ETF 464287473 509 6655 SH SOLE 6655 0 0 S&P 500 DEPOSITARY RECEIPTS TR UNIT 78462F103 2558 8297 SH SOLE 8297 0 0 SCHWAB US BROAD MARKET ETF US BRD MKT ETF 808524102 2253 30668 SH SOLE 30668 0 0 SCHWAB US LARGE CAP ETF US LRG CAP ETF 808524201 215 2903 SH SOLE 2903 0 0 SPDR PORTOFOLIO DEVELOPED WORL PORTFOLIO DEVLPD 78463X889 319 11555 SH SOLE 11555 0 0 THE iSHARES CORE MSCI EUROPE E CORE MSCI EURO 46434V738 506 11845 SH SOLE 11845 0 0 VANGUARD DIVIDEND APP INDEX FU DIV APP ETF 921908844 1906 16267 SH SOLE 16267 0 0 VANGUARD EMERGING MARKETS ETF FTSE EMR MKT ETF 922042858 1530 38630 SH SOLE 38630 0 0 VANGUARD FTSE ALL WORLD EX US ALLWRLD EX US 922042775 994 20875 SH SOLE 20875 0 0 VANGUARD FTSE ALL WORLD US SMA FTSE SMCAP ETF 922042718 442 4573 SH SOLE 4573 0 0 VANGUARD FTSE DEVELOPED MARKET FTSE DEV MKT ETF 921943858 2991 77097 SH SOLE 77097 0 0 VANGUARD HEALTH CARE HEALTHCAR ETF 92204A504 329 1710 SH SOLE 1710 0 0 VANGUARD LARGE CAP ETF LARGE CAP ETF 922908637 223 1560 SH SOLE 1560 0 0 VANGUARD MID CAP ETF MID CAP ETF 922908629 839 5120 SH SOLE 5120 0 0 VANGUARD MID CAP GROWTH INDEX MCAP GR IDXVIP 922908538 8802 53317 SH SOLE 37540 0 15777 VANGUARD MID CAP VALUE INDEX F MCAP VL IDXVIP 922908512 6747 70503 SH SOLE 35958 0 34545 VANGUARD MSCI EUROPEAN ETF FTSE EUROPE ETF 922042874 487 9673 SH SOLE 9673 0 0 VANGUARD REAL ESTATE ETF REAL ESTATE ETF 922908553 1633 20797 SH SOLE 16688 0 4109 VANGUARD SMALL CAP ETF SMALL CP ETF 922908751 743 5096 SH SOLE 5096 0 0 VANGUARD SMALL CAP GROWTH ETF SML CP GRW ETF 922908595 8167 40915 SH SOLE 32146 0 8769 VANGUARD SMALL CAP VALUE SM CP VAL ETF 922908611 8025 75055 SH SOLE 49988 0 25067 VANGUARD US TOTAL EQUITY MARKE TOTAL STK MKT 922908769 9018 57613 SH SOLE 57613 0 0 WISDOMTREE DEFA FUND INTL EQUITY FD 97717W703 279 6300 SH SOLE 6300 0 0