-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, NSkk10IaY+mn9fvAfbIj8oXFF3mo/NbcjmCVFREno/TKJtdRyR0rE9Uma6XoQY3g bmSxsH8qxxY+HQcZ5KRZuw== 0000912057-97-005529.txt : 19970222 0000912057-97-005529.hdr.sgml : 19970222 ACCESSION NUMBER: 0000912057-97-005529 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19970214 SROS: NONE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: GENEVA STEEL CO CENTRAL INDEX KEY: 0000860192 STANDARD INDUSTRIAL CLASSIFICATION: STEEL WORKS, BLAST FURNACES ROLLING MILLS (COKE OVENS) [3312] IRS NUMBER: 930942346 STATE OF INCORPORATION: UT FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-41353 FILM NUMBER: 97535441 BUSINESS ADDRESS: STREET 1: 10 SOUTH GENEVA ROAD CITY: VINEYARD STATE: UT ZIP: 84058 BUSINESS PHONE: 8012279000 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: GROW ROBERT J CENTRAL INDEX KEY: 0000903294 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: 10 SOUTH GENEVA RD CITY: VINEYARD STATE: UT ZIP: 84058 MAIL ADDRESS: STREET 1: 185 SOUTH STATE STREET CITY: SALT LAKE CITY STATE: UT ZIP: 84111 SC 13G/A 1 SCHEDULE 13G/A UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. 4)* GENEVA STEEL COMPANY ---------------------------------- (Name of Issuer) Class A Common Stock, No Par Value ---------------------------------- (Title of Class of Securities) 372252-10-6 ---------------------------------- (CUSIP Number) Check the following box if a fee is being paid with this statement / /. (A fee is not required only if the filing person: (1) has a previous statement on file reporting beneficial ownership of more than five percent of the class of securities described in Item 1; and (2) has filed no amendment subsequent thereto reporting beneficial ownership of five percent or less of such class.) (See Rule 13d-7.) *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). (Continued on following page(s)) Page 1 of 5 Pages --- CUSIP No. 372252-10-6 13G Page 2 of 5 Pages ----------- --- --- - ------------------------------------------------------------------------------- (1) Names of Reporting Persons. S.S. or I.R.S. Identification Nos. of Above Persons Robert J. Grow - ------------------------------------------------------------------------------- (2) Check the Appropriate Box if a Member (a) / / of a Group* (b) / / - ------------------------------------------------------------------------------- (3) SEC Use Only - ------------------------------------------------------------------------------- (4) Citizenship or Place of Organization United States - ------------------------------------------------------------------------------- Number of Shares (5) Sole Voting Power Beneficially 946,282 Owned by -------------------------------------------------- Each Reporting (6) Shared Voting Power Person With 15,500** -------------------------------------------------- (7) Sole Dispositive Power 946,282 -------------------------------------------------- (8) Shared Dispositive Power 15,500** - ------------------------------------------------------------------------------- (9) Aggregate Amount Beneficially Owned by Each Reporting Person 961,782 - ------------------------------------------------------------------------------- (10) Check Box if the Aggregate Amount in Row (9) Excludes Certain Shares* - ------------------------------------------------------------------------------- (11) Percent of Class Represented by Amount in Row (9) 6.6% - ------------------------------------------------------------------------------- (12) Type of Reporting Person* IN - ------------------------------------------------------------------------------- *SEE INSTRUCTION BEFORE FILLING OUT! **SEE ITEM 4. Page 3 of 5 Pages --- --- ITEM 1(A). NAME OF ISSUER Geneva Steel Company (the "Company") - ------------------------------------------------------------------------------- ITEM 1(B). ADDRESS OF ISSUER'S PRINCIPAL EXECUTIVE OFFICES 10 South Geneva Road Vineyard, Utah 84058 - ------------------------------------------------------------------------------- ITEM 2(A). NAME OF PERSON(S) FILING Robert J. Grow - ------------------------------------------------------------------------------- ITEM 2(B). ADDRESS OF PRINCIPAL BUSINESS OFFICE OR, IF NONE, RESIDENCE 10 South Geneva Road Vineyard, Utah 84058 - ------------------------------------------------------------------------------- ITEM 2(C). CITIZENSHIP United States - ------------------------------------------------------------------------------- ITEM 2(D). TITLE OF CLASS OF SECURITIES Class A Common Stock, no par value - ------------------------------------------------------------------------------- ITEM 2(E). CUSIP NUMBER 372252-10-6 - ------------------------------------------------------------------------------- ITEM 3. THIS SCHEDULE 13G IS NOT FILED PURSUANT TO RULES 13d-1(b), OR 13d-2(b), ITEM 4. OWNERSHIP As of December 31, 1996, Mr. Grow was the beneficial owner of 946,282 shares of the Company's Class A Common Stock. In addition, the spouse of Mr. Grow owned, as of such date, 15,500 shares of Class A Common Stock which may be deemed to be beneficially owned by him. Mr. Grow disclaims beneficial ownership of the shares owned by his spouse. If the shares owned by Mr. Grow's spouse are included with the shares beneficially owned by him (a total of 961,782 shares), all such shares represented 6.6% of the outstanding Class A Common Stock as determined by Rule 13d-3 under the Securities Exchange Act of 1934. Mr. Grow beneficially held all shares, other than the shares owned by his spouse, individually with sole Page 4 of 5 Pages --- --- voting and investment power. Mr. Grow may be deemed to have shared voting and investment power with respect to the shares owned by his spouse. The number of shares beneficially owned by Mr. Grow reported above includes 885,532 shares of Class A Common Stock that Mr. Grow had the right to acquire upon the conversion of 8,855,319 shares of the Company's Class B Common Stock at the rate of ten shares of Class B Common Stock for one share of Class A Common Stock, and 55,650 shares of Class A Common Stock that Mr. Grow had the right to acquire upon the exercise of presently exercisable options. ITEM 5. OWNERSHIP OF FIVE PERCENT OR LESS OF A CLASS Not applicable - ------------------------------------------------------------------------------- ITEM 6. OWNERSHIP OF MORE THAN FIVE PERCENT ON BEHALF OF ANOTHER PERSON Not applicable - ------------------------------------------------------------------------------- ITEM 7. IDENTIFICATION AND CLASSIFICATION OF THE SUBSIDIARY WHICH ACQUIRED THE SECURITY BEING REPORTED ON BY THE PARENT HOLDING COMPANY Not applicable - ------------------------------------------------------------------------------- ITEM 8. IDENTIFICATION AND CLASSIFICATION OF MEMBERS OF THE GROUP Not applicable - ------------------------------------------------------------------------------- ITEM 9. NOTICE OF DISSOLUTION OF GROUP Not applicable - ------------------------------------------------------------------------------- ITEM 10. CERTIFICATION Not applicable Page 5 of 5 Pages --- --- SIGNATURE After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Date: February 14, 1997 ROBERT J. GROW ---------------------------------------- (Signature) By: /s/ LYNN C. HART ---------------------------------------- Lynn C. Hart, Attorney-in-Fact -----END PRIVACY-ENHANCED MESSAGE-----