-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PzsjB0qtQMGLQu+tNKAY0PhfnhZihhD5n9Y9X3rcZ++X5JhoVEp6P8rNIhxcjT77 aT5v37J/wZSc5mPpT9X2pA== 0000939377-00-000013.txt : 20000229 0000939377-00-000013.hdr.sgml : 20000229 ACCESSION NUMBER: 0000939377-00-000013 CONFORMED SUBMISSION TYPE: NSAR-B PUBLIC DOCUMENT COUNT: 4 CONFORMED PERIOD OF REPORT: 19991231 FILED AS OF DATE: 20000228 FILER: COMPANY DATA: COMPANY CONFORMED NAME: DRESDNER RCM INVESTMENT FUNDS INC CENTRAL INDEX KEY: 0000860127 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133560296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-B SEC ACT: SEC FILE NUMBER: 811-06038 FILM NUMBER: 555546 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER STREET 2: SUITE 3000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: EMERGING GERMANY FUND INC DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: DRESDNER EMERGING GERMANY FUND INC DATE OF NAME CHANGE: 19900306 NSAR-B 1 PAGE 1 000 B000000 12/31/1999 000 C000000 0000860127 000 D000000 N 000 E000000 NC 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 DRESDNER RCM INVESTMENT FUNDS, INC. 001 B000000 811-6038 001 C000000 8007267240 002 A000000 FOUR EMBARCADERO CENTER 002 B000000 SAN FRANCISCO 002 C000000 CA 002 D010000 94111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 Y 007 B000000 1 007 C010100 1 007 C020100 DRESDNER RCM EUROPE FUND 007 C030100 N 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A00AA01 DRESDNER RCM GLOBAL 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A01AA00 0 086 A02AA00 0 086 B01AA00 0 086 B02AA00 0 086 C01AA00 0 086 C02AA00 0 086 D01AA00 0 086 D02AA00 0 086 E01AA00 0 086 E02AA00 0 086 F01AA00 0 086 F02AA00 0 010 A000101 STATE STREET BANK AND TRUST COMPANY 010 B000101 85-05003 010 C010101 BOSTON 010 C020101 MA 010 C030101 02110 SIGNATURE MICHAEL RILEY TITLE ASSISTANT SECRETARY EX-27 2 WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000860127 DRESDNER RCM EUROPE FUND 1000 12-MOS DEC-31-1999 DEC-31-1999 44426 68193 881 1702 0 70776 0 0 2866 2866 0 42582 4212 3993 (17) 0 1590 0 23755 67910 871 74 0 1055 (110) 34049 (21415) 12524 0 (336) (16858) 0 583 (10914) 535 (123559) (2619) 6773 (2619) 0 928 0 2054 69187 13.66 (0.01) 5.66 0 (3.19) 0 16.12 1.03 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0
EX-99 3 Report of Independent Accountants To the Board of Directors and Shareholders of the Dresdner RCM Investment Funds, Inc.: In planning and performing our audit of the financial statements of the Dresdner RCM Investment Funds (consisting of the Dresdner RCM Europe Fund hereinafter referred to as the Fund) for the year ended December 31, 1999, we considered its internal control, including control activities for safeguarding securities, in order to determine our auditing procedures for the purpose of expressing our opinion on the financial statements and to comply with the requirements of Form NSAR, not to provide assurance on internal control. The management of the Fund is responsible for establishing and maintaining internal control. In fulfilling this responsibility, estimates and judgments by management are required to assess the expected benefits and related costs of controls. Generally, controls that are relevant to an audit pertain to the entitys objective of preparing financial statements for external purposes that are fairly presented in conformity with generally accepted accounting principles. Those controls include the safeguarding of assets against unauthorized acquisition, use or disposition. Because of inherent limitations in internal control, errors or fraud may occur and not be detected. Also, projection of any evaluation of internal control to future periods is subject to the risk that controls may become inadequate because of changes in conditions or that the effectiveness of their design and operation may deteriorate. Our consideration of internal control would not necessarily disclose all matters in internal control that might be material weaknesses under standards established by the American Institute of Certified Public Accountants. A material weakness is a condition in which the design or operation of one or more of the internal control components does not reduce to a relatively low level the risk that misstatements caused by error or fraud in amounts that would be material in relation to the financial statements being audited may occur and not be detected within a timely period by employees in the normal course of performing their assigned functions. However, we noted no matters involving internal control and its operation, including controls for safeguarding securities, that we consider to be material weaknesses as defined above as of December 31, 1999. This report is intended solely for the information and use of the Board of Directors, management and the Securities and Exchange Commission and is not intended to be and should not be used by anyone other than these specified parties. PricewaterhouseCoopers LLP Boston, Massachusetts February 18, 2000 EX-99 4 Dresdner RCM Europe Fund Inc. Appendix A Rule 10f3 Transactions July 1 to December 31,1999 Date Security Registered Under the Securities Act of 1933 Purchase Price Firm Commitment Underwriting Commission Reasonable and Fair Issuer in Operation 3 Years Shares Purchased % of Fund Assets Purchased from an Unaffiliated Broker Dealer Purchased From % of Shares Purchased by DRCM Funds (1) Fund Assets Shares Offered 12/16/1999 Infonet Services Corp Yes $21.00 Yes Yes Yes 9,900 0.35% Yes MLCO 0.026% $59,423,353 38,500,000 12/09/1999 Jazztel Plc ADR Yes $17.45 Yes Yes Yes 8,880 0.26% Yes MLCO 0.088% $58,535,460 10,125,000 10/12/1999 Sonera OYJ Group Plc No $25.48 Yes Yes Yes 32,200 1.79% Yes GSCO 0.025% $ 45,916,484 127,000,000 07/26/1999 Freeserve PLC ADR Yes $23.67 Yes Yes Yes 5,000 0.25% Yes CSFB 0.20% 47,310,679 17,600,000 09/17/1999 ST Microelectronics NV NY Reg. Shrs. Yes $74.63 Yes Yes Yes 2,100 0.36% Yes CSFB 0.02% $43,379,965 28,600,000 (1) Represents purchases by all affiliated funds. The amount of securities of any class of such issue to be purchased in aggregate by an investment company utilizing Dresdner RCM as an investment advisor may not exceed 10% of the principal amount of the offering of that class of securities. -----END PRIVACY-ENHANCED MESSAGE-----