-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PdNBLEIAZdMZ/S3TCXnX44W29qCi2iSdmUwLTazU6L/OUBonV2Pq2g5cCRRcjdNv Jsb9tavY702IZC9HZ3hHlQ== 0000938077-98-000019.txt : 19980702 0000938077-98-000019.hdr.sgml : 19980702 ACCESSION NUMBER: 0000938077-98-000019 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19980622 FILED AS OF DATE: 19980701 SROS: NYSE SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: EMERGING GERMANY FUND INC CENTRAL INDEX KEY: 0000860127 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133560296 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 3 SEC ACT: SEC FILE NUMBER: 811-06038 FILM NUMBER: 98659039 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 2123635155 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER STREET 2: SUITE 3000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: DRESDNER EMERGING GERMANY FUND INC DATE OF NAME CHANGE: 19900306 COMPANY DATA: COMPANY CONFORMED NAME: DEEP DISCOUNT ADVISORS INC /NC/ CENTRAL INDEX KEY: 0000938077 STANDARD INDUSTRIAL CLASSIFICATION: [] OWNER IRS NUMBER: 561827546 FILING VALUES: FORM TYPE: 3 BUSINESS ADDRESS: STREET 1: ONE WEST PACK SQU STREET 2: SUITE 777 CITY: ASHEVILLE STATE: NC ZIP: 28801 BUSINESS PHONE: 7042741863 MAIL ADDRESS: STREET 1: ONE WEST PACK SQUARE STREET 2: SUITE 777 CITY: ASHEVILLE STATE: NC ZIP: 28801 3 1 - -------------------------------------- FORM 3 OMB APPROVAL -------------------------------------- OMB Number: 3235-0104 Expires: September 30, 1998 Estimated average burden hours per response 0.5 -------------------------------------- UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934, Section 17(a) of the Public Utility Holding Company Act of 1935 or Section 30(f) of the Investment Company Act of 1940 (Print or Type Responses) - - -------------------------------------------------------------------------- 1. Name and Address of Reporting Person* Deep Discount Advisors, Inc. - - ----------------------------------------------------------- (Last) (First) (Middle) One West Pack Square, Suite 777 - - ----------------------------------------------------------- (Street) Asheville NC 28801 - - ----------------------------------------------------------- (City) (State) (Zip) - - ------------------------------------------------------------------ 2. Date of Event Requiring Statement (Month/Day/Year) June 22, 1998 - - -------------------------------------------------------------------------- 3. IRS or Social Security Number of Reporting Person (Voluntary) - - ------------------------------------------------------------------- 4. Issuer Name and Ticker of Trading Symbol The Emerging Germany Fund, Inc. (FRG) - - -------------------------------------------------------------------- 5. Relationship of Reporting Person(s) to Issuer (Check all applicable) [ ] Director [X] 10% Owner [ ] Officer (give title below) [ ] Other (specify below) -------------------------------------------------- - - -------------------------------------------------------------------- 6. If Amendment, Date of Original (Month/Day/Year) - - --------------------------------------------------------------------- 7. Individual or Joint/Group Filing (Check all applicable) [ ] Form filed by One Reporting Person [X] Form filed by More than One Reporting Person - - ---------------------------------------------------------------- TABLE I--Non-Derivative Securities Beneficially Owned - - ------------------------------------------------------------------------ 1. Title 2.Amount of 3.Ownership 4.Nature of of Securities Securities Form Direct(D) Beneficial Beneficially or Indirect(I) Ownership Owned(Inst 4) (Instr 5) (Instr 5) - - ---------------------------------------------------------------- Common Stock 1,403,950 I By Clients - - --------------------------------------------------------------- * If the form is filed by more than one person, see Instruction 5(b)(v). Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. FORM 3 (continued) TABLE II--Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) - - -------------------------------------------------------------------------- 1. Title of Derivative Security (Instr. 4) NONE Explanation of Responses: This is a joint filing by Deep Discount Advisors, Inc. and Ron Olin Investment Management Company ** Intentional misstatements or omissions of facts constitute Federal Criminal Violations. See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). Deep Discount Advisors, Inc. /s/ Ralph W. Bradshaw July 1, 1998 ---------------------------------------- -------------- Name: Ralph W. Bradshaw Date Title: Secretary Ron Olin Investment Management Company One West Pack Square, Suite 777 Asheville, NC 28801 /s/ Ronald G. Olin July 1, 1998 ---------------------------------------- -------------- Name: Ronald G. Olin Date Title: Partner -----END PRIVACY-ENHANCED MESSAGE-----