-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, LMDiDlnGOkZ6Yua382b3HkA8paLBt6uxV3FVQRyNmaHpzd51xjPoP5P1tn7QEGqm +TR/uuxovcHcMPUxbRezhg== 0000860127-98-000004.txt : 19980831 0000860127-98-000004.hdr.sgml : 19980831 ACCESSION NUMBER: 0000860127-98-000004 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 19980630 FILED AS OF DATE: 19980828 SROS: NYSE FILER: COMPANY DATA: COMPANY CONFORMED NAME: EMERGING GERMANY FUND INC CENTRAL INDEX KEY: 0000860127 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133560296 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-06038 FILM NUMBER: 98700782 BUSINESS ADDRESS: STREET 1: FOUR EMBARCADERO CENTER CITY: SAN FRANCISCO STATE: CA ZIP: 94111 MAIL ADDRESS: STREET 1: FOUR EMBARCADERO CENTER STREET 2: SUITE 3000 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: DRESDNER EMERGING GERMANY FUND INC DATE OF NAME CHANGE: 19900306 NSAR-A 1 N-SAR (3.0.A) PAGE 1 000 A000000 06/30/98 000 C000000 0000860127 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 3.0.a 000 J000000 A 001 A000000 THE EMERGING GERMANY FUND 001 B000000 811-6038 001 C000000 8003566122 002 A000000 FOUR EMBARCADERO CENTER 002 B000000 SAN FRANCISCO 002 C000000 CA 002 D010000 94111 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 DRESDNER RCM GLOBAL INVESTORS LLC 008 B000001 A 008 C000001 801-52463 008 D010001 SAN FRANCISCO 008 D020001 CA 008 D030001 94111 010 A000001 DRESDNER RCM GLOBAL INVESTORS LLC 010 B000001 801-52463 010 C010001 SAN FRANCISCO 010 C020001 CA 010 C030001 94111 012 A000001 STATE STREET BANK & TRUST CO. 012 B000001 84-00896 012 C010001 BOSTON 012 C020001 MA 012 C030001 02110 013 A000001 PRICE WATERHOUSE COOPERS LLP. 013 B010001 BOSTON 013 B020001 MA PAGE 2 013 B030001 02109 014 A000001 DRESDNER KLEINWORT BENSON NORTH AMERICA LLC 014 B000001 8-49647 014 A000002 DELETE 015 A000001 STATE STREET BANK AND TRUST COMPANY 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02110 015 E010001 X 015 A000002 DRESDNER BANK AG 015 B000002 S 015 C010002 FRANKFURT 015 D010002 GERMANY 015 E030002 X 015 A000003 GIROCREDIT BK AKTIENGESELLSCHAFT DER SPARKASN 015 B000003 S 015 C010003 VIENNA 015 D010003 AUSTRIA 015 E040003 X 015 A000004 BANQUE PARIBAS 015 B000004 S 015 C010004 PARIS 015 D010004 FRANCE 015 E040004 X 015 A000005 BANQUE PARIBAS 015 B000005 S 015 C010005 MILAN 015 D010005 ITALY 015 E040005 X 015 A000006 BANCO SANTANDER S.A. 015 B000006 S 015 C010006 MADRID 015 D010006 SPAIN 015 E040006 X 015 A000007 UNION BANK OF SWITZERLAND 015 B000007 S 015 C010007 ZURICH 015 D010007 SWITZERLAND 015 E040007 X 015 A000008 STATE STREET BANK AND TRUST COMPANY 015 B000008 S 015 C010008 LONDON 015 D010008 UNITED KINGDOM 015 E010008 X 018 000000 Y 019 A000000 N 019 B000000 0 020 A000001 DRESDNER KLEINWORT BENSON NORTH AMERICA LLC 020 C000001 322 020 A000002 SAL OPPENHEIM JR PAGE 3 020 C000002 129 020 A000003 JULIUS BAER SEC 020 C000003 91 020 A000004 GOLDMAN SACHS + CO 020 C000004 50 020 A000005 CREDIT SUISSE FIRST BOSTON 020 C000005 43 020 A000006 DEUTSCHE MORGAN GRENFELL 020 C000006 35 020 A000007 MORGAN J.P. 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WONG TITLE ASSISTANT TREASURER EX-27 2
6 0000860127 THE EMERGING GERMANY FUND 1 THE EMERGING GERMANY FUND 6-MOS DEC-31-1998 JUN-30-1998 171701167 238267126 11038008 4351256 0 253656390 8380578 0 613977 8994555 0 142013476 14008334 14008334 743258 0 35370243 0 66534858 244661835 3050254 61729 0 1427936 1684047 36567666 34758960 73010673 0 280167 4482667 0 0 0 0 68247839 0 0 0 0 927962 0 1427936 169654336 12.59 .12 5.10 .02 .32 0 17.47 1.38 0 0
EX-99 3 The Emerging Germany Fund Rule 10f-3 Transactions January 1 to June 30, 1998 Trade Security Dealer No. of Purchase Date Description Shares Price 6/22/98 Mannesmann Deutsche 32,300 $89.19 Aktiengesell- Morgan Grenfell Schaft % of issue (1) .22% (1) Represents purchases by all affiliated funds; may not exceed 25% of the total of (a) the principal amount of the offering class sold by members of the underwriters or members of the selling syndicate to qualified institutional buyers, as defined in Section 230.144A (a)(1) of the Investment Company Act of 1940, plus (b) the principal amount of the offering of such class in any concurrent public offering. Total amount of offering: 18,000,000 Bearer Shares Members of underwriting syndicate Deutsche Bank Merrill Lynch Merrill Lynch International Goldman Sachs International Dresdner Bank Aktiengesellschaft DG Bank Deutsche Genossenschaftsbank Commerzbank Aktiengesellschaft Swiss Bank Corporation Morgan Stanley & Co. International Bayerische Landesbank Girozentrale Westdeutsche Landesbank Girozentrale Bayerische Vereinsbank Aktiengesellschaft Lehman Brothers International (Europe) Bankgesellschaft Berlin Aktiengesellschaft BHF-Bank Aktiengesellschaft Paribas Trinkaus & Burkhardt Kommanditgesellschaft auf Aktien ABN AMRO Bank (Deutschland) AG HSBC Investment Bank plc. Arnhold & S. Bleichroeder, Inc. -----END PRIVACY-ENHANCED MESSAGE-----