Chief Compliance Officer

0000859872-21-000003.txt : 20210726 0000859872-21-000003.hdr.sgml : 20210726 20210726113208 ACCESSION NUMBER: 0000859872-21-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210630 FILED AS OF DATE: 20210726 DATE AS OF CHANGE: 20210726 EFFECTIVENESS DATE: 20210726 FILER: COMPANY DATA: COMPANY CONFORMED NAME: KLINGENSTEIN FIELDS & CO LP CENTRAL INDEX KEY: 0000859872 IRS NUMBER: 133479093 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-02588 FILM NUMBER: 211113034 BUSINESS ADDRESS: STREET 1: 125 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124927000 MAIL ADDRESS: STREET 1: 125 PARK AVENUE STREET 2: SUITE 1700 CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: KLINGENSTEIN, FIELDS & CO., L.P. DATE OF NAME CHANGE: 20201009 FORMER COMPANY: FORMER CONFORMED NAME: KLINGENSTEIN FIELDS & CO LLC DATE OF NAME CHANGE: 19990325 FORMER COMPANY: FORMER CONFORMED NAME: KLINGENSTEIN FIELDS & CO L P DATE OF NAME CHANGE: 19980824 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0000859872 XXXXXXXX 06-30-2021 06-30-2021 KLINGENSTEIN FIELDS & CO LP

125 PARK AVENUE SUITE 1700 NEW YORK NY 10017

13F HOLDINGS REPORT 028-02588 N Maria Chambers Chief Compliance Officer 212-492-6169 Maria Chambers New York X1 07-26-2021 1 344 2417149 false 1 0001123803 028-06291 BRANDYWINE TRUST CO INFORMATION TABLE 2 2q2021.xml 13F-HR 2Q2021 ISHARES TR RUS 1000 GRW ETF 464287614 375 1380 SH SOLE 0 1380 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 287 1250 SH SOLE 0 1250 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 1064 2486 SH DFND 1 2486 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 11673 27270 SH SOLE 0 27270 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 4938 8431 SH DFND 1 8431 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 19971 34101 SH SOLE 0 31576 0 2525 AMAZON COM INC COM 023135106 21522 6256 SH DFND 1 6256 0 0 AMAZON COM INC COM 023135106 299 87 SH OTR 3 87 0 0 AMAZON COM INC COM 023135106 47429 13787 SH SOLE 0 12426 0 1361 BRISTOL-MYERS SQUIBB CO COM 110122108 206 3080 SH DFND 1 3080 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 212 3169 SH OTR 3 3169 0 0 BRISTOL-MYERS SQUIBB CO COM 110122108 2898 43368 SH SOLE 0 43368 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 26913 96839 SH DFND 1 96839 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 837 3010 SH OTR 3 3010 0 0 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 46109 165906 SH SOLE 0 154910 0 10996 EMERSON ELEC CO COM 291011104 347 3605 SH OTR 3 3605 0 0 EMERSON ELEC CO COM 291011104 386 4016 SH SOLE 0 4016 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 3449 9732 SH DFND 1 9732 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 16927 47759 SH SOLE 0 47759 0 0 AMGEN INC COM 031162100 291 1193 SH SOLE 0 1193 0 0 ABBOTT LABS COM 002824100 2808 24219 SH DFND 1 24219 0 0 ABBOTT LABS COM 002824100 122 1050 SH OTR 3 1050 0 0 ABBOTT LABS COM 002824100 12834 110703 SH SOLE 0 98108 0 12595 ALTRIA GROUP INC COM 02209S103 1188 24924 SH SOLE 0 24924 0 0 FEDEX CORP COM 31428X106 3390 11362 SH SOLE 0 8145 0 3217 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 6200 155689 SH DFND 1 155689 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 16 398 SH OTR 3 398 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 596 14960 SH SOLE 0 14960 0 0 INTEL CORP COM 458140100 32 563 SH DFND 1 563 0 0 INTEL CORP COM 458140100 212 3778 SH OTR 3 3778 0 0 INTEL CORP COM 458140100 900 16028 SH SOLE 0 16028 0 0 ILLINOIS TOOL WKS INC COM 452308109 9485 42428 SH DFND 1 42428 0 0 ILLINOIS TOOL WKS INC COM 452308109 6426 28745 SH SOLE 0 28745 0 0 ISHARES TR RUS 2000 GRW ETF 464287648 429 1376 SH SOLE 0 1376 0 0 QUALCOMM INC COM 747525103 218 1528 SH OTR 3 1528 0 0 QUALCOMM INC COM 747525103 1636 11447 SH SOLE 0 5842 0 5605 DISNEY WALT CO COM 254687106 77913 443268 SH DFND 1 443268 0 0 DISNEY WALT CO COM 254687106 124 705 SH OTR 3 705 0 0 DISNEY WALT CO COM 254687106 47719 271486 SH SOLE 0 254571 0 16915 HONEYWELL INTL INC COM 438516106 12623 57547 SH DFND 1 57547 0 0 HONEYWELL INTL INC COM 438516106 269 1225 SH OTR 3 1225 0 0 HONEYWELL INTL INC COM 438516106 29370 133897 SH SOLE 0 120420 0 13477 JOHNSON & JOHNSON COM 478160104 20312 123298 SH DFND 1 123298 0 0 JOHNSON & JOHNSON COM 478160104 1502 9119 SH OTR 3 9119 0 0 JOHNSON & JOHNSON COM 478160104 28122 170707 SH SOLE 0 164049 0 6658 MEDTRONIC PLC SHS G5960L103 10153 81793 SH DFND 1 81793 0 0 MEDTRONIC PLC SHS G5960L103 66 535 SH OTR 3 535 0 0 MEDTRONIC PLC SHS G5960L103 16619 133882 SH SOLE 0 120894 0 12988 PFIZER INC COM 717081103 3261 83271 SH DFND 1 83271 0 0 PFIZER INC COM 717081103 13482 344273 SH SOLE 0 302588 0 41685 LOWES COS INC COM 548661107 577 2976 SH SOLE 0 2976 0 0 ISHARES TR MSCI EAFE ETF 464287465 592 7505 SH SOLE 0 7505 0 0 CHEVRON CORP NEW COM 166764100 318 3034 SH OTR 3 3034 0 0 CHEVRON CORP NEW COM 166764100 1167 11140 SH SOLE 0 11140 0 0 MICROSOFT CORP COM 594918104 18362 67782 SH DFND 1 67782 0 0 MICROSOFT CORP COM 594918104 284 1048 SH OTR 3 1048 0 0 MICROSOFT CORP COM 594918104 53215 196438 SH SOLE 0 182569 0 13869 UNITED PARCEL SERVICE INC CL B 911312106 11549 55531 SH DFND 1 55531 0 0 UNITED PARCEL SERVICE INC CL B 911312106 23727 114087 SH SOLE 0 98833 0 15254 AT&T INC COM 00206R102 17 584 SH OTR 3 584 0 0 AT&T INC COM 00206R102 575 19984 SH SOLE 0 19984 0 0 CITIGROUP INC COM NEW 172967424 367 5182 SH SOLE 0 5182 0 0 CISCO SYS INC COM 17275R102 158 2984 SH OTR 3 2984 0 0 CISCO SYS INC COM 17275R102 1459 27531 SH SOLE 0 8425 0 19106 INTERNATIONAL BUSINESS MACHS COM 459200101 43 291 SH OTR 3 291 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2035 13881 SH SOLE 0 13881 0 0 COCA COLA CO COM 191216100 898 16602 SH SOLE 0 16602 0 0 LOCKHEED MARTIN CORP COM 539830109 264 699 SH OTR 3 699 0 0 LOCKHEED MARTIN CORP COM 539830109 3709 9802 SH SOLE 0 9802 0 0 PEPSICO INC COM 713448108 44610 301073 SH DFND 1 301073 0 0 PEPSICO INC COM 713448108 270 1821 SH OTR 3 1821 0 0 PEPSICO INC COM 713448108 34773 234685 SH SOLE 0 224672 0 10013 STRYKER CORPORATION COM 863667101 4264 16416 SH DFND 1 16416 0 0 STRYKER CORPORATION COM 863667101 17325 66704 SH SOLE 0 59172 0 7532 VERIZON COMMUNICATIONS INC COM 92343V104 283 5048 SH OTR 3 5048 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 642 11466 SH SOLE 0 11466 0 0 SPDR SER TR DJ REIT ETF 78464A607 211 2015 SH SOLE 0 2015 0 0 SELECT SECTOR SPDR TR FINANCIAL 81369Y605 283 7700 SH SOLE 0 7700 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 251 1703 SH DFND 1 1703 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2191 14836 SH SOLE 0 14836 0 0 ISHARES TR ISHARES BIOTECH 464287556 422 2580 SH SOLE 0 2580 0 0 VANGUARD SPECIALIZED FUNDS DIV APP ETF 921908844 428 2766 SH SOLE 0 2766 0 0 SCHWAB CHARLES CORP COM 808513105 263 3615 SH SOLE 0 3615 0 0 AMETEK INC COM 031100100 221 1653 SH SOLE 0 1653 0 0 BK OF AMERICA CORP COM 060505104 2917 70744 SH DFND 1 70744 0 0 BK OF AMERICA CORP COM 060505104 1540 37349 SH SOLE 0 37349 0 0 STARBUCKS CORP COM 855244109 4602 41157 SH DFND 1 41157 0 0 STARBUCKS CORP COM 855244109 56 500 SH OTR 3 500 0 0 STARBUCKS CORP COM 855244109 19442 173881 SH SOLE 0 156488 0 17393 AUTOMATIC DATA PROCESSING IN COM 053015103 964 4852 SH SOLE 0 4852 0 0 EXXON MOBIL CORP COM 30231G102 340 5385 SH DFND 1 5385 0 0 EXXON MOBIL CORP COM 30231G102 471 7472 SH OTR 3 7472 0 0 EXXON MOBIL CORP COM 30231G102 2206 34977 SH SOLE 0 34977 0 0 WALMART INC COM 931142103 262 1858 SH OTR 3 1858 0 0 WALMART INC COM 931142103 285 2024 SH SOLE 0 2024 0 0 UNION PAC CORP COM 907818108 35597 161856 SH DFND 1 161856 0 0 UNION PAC CORP COM 907818108 236 1075 SH OTR 3 1075 0 0 UNION PAC CORP COM 907818108 34673 157653 SH SOLE 0 146341 0 11312 UNILEVER PLC SPON ADR NEW 904767704 59 1000 SH OTR 3 1000 0 0 UNILEVER PLC SPON ADR NEW 904767704 180 3080 SH SOLE 0 3080 0 0 BAXTER INTL INC COM 071813109 961 11943 SH SOLE 0 11943 0 0 TARGET CORP COM 87612E106 701 2900 SH SOLE 0 2900 0 0 COLGATE PALMOLIVE CO COM 194162103 11053 135871 SH DFND 1 135871 0 0 COLGATE PALMOLIVE CO COM 194162103 106 1300 SH OTR 3 1300 0 0 COLGATE PALMOLIVE CO COM 194162103 22012 270581 SH SOLE 0 270581 0 0 COSTCO WHSL CORP NEW COM 22160K105 6859 17336 SH DFND 1 17336 0 0 COSTCO WHSL CORP NEW COM 22160K105 19763 49948 SH SOLE 0 44439 0 5509 LILLY ELI & CO COM 532457108 18713 81530 SH DFND 1 81530 0 0 LILLY ELI & CO COM 532457108 7245 31568 SH SOLE 0 31568 0 0 CVS HEALTH CORP COM 126650100 7098 85069 SH DFND 1 85069 0 0 CVS HEALTH CORP COM 126650100 441 5290 SH OTR 3 5290 0 0 CVS HEALTH CORP COM 126650100 19305 231365 SH SOLE 0 199667 0 31698 DOMINION ENERGY INC COM 25746U109 37 500 SH OTR 3 500 0 0 DOMINION ENERGY INC COM 25746U109 795 10800 SH SOLE 0 10800 0 0 QUEST DIAGNOSTICS INC COM 74834L100 528 4000 SH SOLE 0 4000 0 0 SCHLUMBERGER LTD COM STK 806857108 159 4963 SH OTR 3 4963 0 0 SCHLUMBERGER LTD COM STK 806857108 816 25489 SH SOLE 0 25489 0 0 DANAHER CORPORATION COM 235851102 3879 14454 SH DFND 1 14454 0 0 DANAHER CORPORATION COM 235851102 11486 42802 SH SOLE 0 39964 0 2838 MERCK & CO INC COM 58933Y105 8087 103980 SH DFND 1 103980 0 0 MERCK & CO INC COM 58933Y105 572 7353 SH OTR 3 7353 0 0 MERCK & CO INC COM 58933Y105 17297 222409 SH SOLE 0 196887 0 25522 NOVARTIS AG SPONSORED ADR 66987V109 18 200 SH OTR 3 200 0 0 NOVARTIS AG SPONSORED ADR 66987V109 783 8582 SH SOLE 0 8582 0 0 PROCTER AND GAMBLE CO COM 742718109 6011 44550 SH DFND 1 44550 0 0 PROCTER AND GAMBLE CO COM 742718109 1535 11379 SH SOLE 0 8729 0 2650 GENERAL ELECTRIC CO COM 369604103 166 12342 SH SOLE 0 12342 0 0 GILEAD SCIENCES INC COM 375558103 949 13785 SH SOLE 0 13785 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 11855 31236 SH DFND 1 31236 0 0 GOLDMAN SACHS GROUP INC COM 38141G104 25442 67036 SH SOLE 0 61572 0 5464 HOME DEPOT INC COM 437076102 4624 14501 SH DFND 1 14501 0 0 HOME DEPOT INC COM 437076102 19909 62433 SH SOLE 0 52227 0 10206 MCDONALDS CORP COM 580135101 115 500 SH OTR 3 500 0 0 MCDONALDS CORP COM 580135101 1276 5524 SH SOLE 0 5524 0 0 NIKE INC CL B 654106103 5349 34625 SH DFND 1 34625 0 0 NIKE INC CL B 654106103 19254 124631 SH SOLE 0 109831 0 14800 JPMORGAN CHASE & CO COM 46625H100 8550 54969 SH DFND 1 54969 0 0 JPMORGAN CHASE & CO COM 46625H100 515 3311 SH OTR 3 3311 0 0 JPMORGAN CHASE & CO COM 46625H100 25428 163481 SH SOLE 0 147205 0 16276 TJX COS INC NEW COM 872540109 5803 86069 SH SOLE 0 70766 0 15303 MONDELEZ INTL INC CL A 609207105 3847 61618 SH DFND 1 61618 0 0 MONDELEZ INTL INC CL A 609207105 17734 284009 SH SOLE 0 242151 0 41858 WELLS FARGO CO NEW COM 949746101 351 7760 SH OTR 3 7760 0 0 WELLS FARGO CO NEW COM 949746101 219 4839 SH SOLE 0 4839 0 0 ISHARES TR IBOXX INV CP ETF 464287242 1139 8480 SH SOLE 0 8480 0 0 CORNING INC COM 219350105 24 584 SH OTR 3 584 0 0 CORNING INC COM 219350105 693 16946 SH SOLE 0 16946 0 0 GLOBAL PMTS INC COM 37940X102 345 1840 SH SOLE 0 1840 0 0 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 207 702 SH SOLE 0 702 0 0 AMERICAN TOWER CORP NEW COM 03027X100 13256 49070 SH DFND 1 49070 0 0 AMERICAN TOWER CORP NEW COM 03027X100 452 1675 SH OTR 3 1675 0 0 AMERICAN TOWER CORP NEW COM 03027X100 28773 106511 SH SOLE 0 95884 0 10627 CROWN CASTLE INTL CORP NEW COM 22822V101 299 1530 SH SOLE 0 1530 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 11836 138736 SH DFND 1 138736 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 353 4134 SH OTR 3 4134 0 0 RAYTHEON TECHNOLOGIES CORP COM 75513E101 21542 252516 SH SOLE 0 216988 0 35528 3M CO COM 88579Y101 159 800 SH DFND 1 800 0 0 3M CO COM 88579Y101 24977 125745 SH SOLE 0 125745 0 0 COMCAST CORP NEW CL A 20030N101 34023 596683 SH DFND 1 596683 0 0 COMCAST CORP NEW CL A 20030N101 52 920 SH OTR 3 920 0 0 COMCAST CORP NEW CL A 20030N101 29455 516575 SH SOLE 0 468431 0 48144 XILINX INC COM 983919101 1308 9046 SH SOLE 0 0 0 9046 NORFOLK SOUTHN CORP COM 655844108 8525 32120 SH DFND 1 32120 0 0 NORFOLK SOUTHN CORP COM 655844108 1023 3854 SH SOLE 0 3854 0 0 NEXTERA ENERGY INC COM 65339F101 95 1300 SH OTR 3 1300 0 0 NEXTERA ENERGY INC COM 65339F101 844 11518 SH SOLE 0 11518 0 0 CONSTELLATION BRANDS INC CL A 21036P108 9274 39650 SH DFND 1 39650 0 0 CONSTELLATION BRANDS INC CL A 21036P108 19 80 SH OTR 3 80 0 0 CONSTELLATION BRANDS INC CL A 21036P108 18052 77183 SH SOLE 0 68812 0 8371 APPLE INC COM 037833100 16112 117643 SH DFND 1 117643 0 0 APPLE INC COM 037833100 14 100 SH OTR 3 100 0 0 APPLE INC COM 037833100 42134 307638 SH SOLE 0 290380 0 17258 ALLSTATE CORP COM 020002101 3282 25158 SH SOLE 0 25158 0 0 INTERNATIONAL PAPER CO COM 460146103 856 13965 SH DFND 1 13965 0 0 INTERNATIONAL PAPER CO COM 460146103 33 531 SH SOLE 0 531 0 0 CHUBB LIMITED COM H1467J104 4091 25741 SH DFND 1 25741 0 0 CHUBB LIMITED COM H1467J104 5 30 SH OTR 3 30 0 0 CHUBB LIMITED COM H1467J104 13798 86815 SH SOLE 0 78801 0 8014 WASHINGTON REAL ESTATE INVT SH BEN INT 939653101 443 19263 SH SOLE 0 19263 0 0 AES CORP COM 00130H105 261 10015 SH SOLE 0 10015 0 0 AMERICAN EXPRESS CO COM 025816109 17195 104069 SH DFND 1 104069 0 0 AMERICAN EXPRESS CO COM 025816109 345 2085 SH OTR 3 2085 0 0 AMERICAN EXPRESS CO COM 025816109 5400 32684 SH SOLE 0 32684 0 0 LOEWS CORP COM 540424108 519 9502 SH OTR 3 9502 0 0 PUBLIC SVC ENTERPRISE GRP IN COM 744573106 227 3798 SH SOLE 0 3798 0 0 GENERAL DYNAMICS CORP COM 369550108 485 2575 SH SOLE 0 2575 0 0 VANECK VECTORS ETF TR SEMICONDUCTOR ET 92189F676 1253 4778 SH SOLE 0 4778 0 0 SOUTHERN CO COM 842587107 91 1500 SH OTR 3 1500 0 0 SOUTHERN CO COM 842587107 268 4428 SH SOLE 0 4428 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 500 9202 SH SOLE 0 9202 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 1674 4 SH DFND 1 4 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 2512 6 SH SOLE 0 6 0 0 EVEREST RE GROUP LTD COM G3223R108 214 850 SH SOLE 0 850 0 0 ROBERT HALF INTL INC COM 770323103 268 3008 SH SOLE 0 3008 0 0 NETFLIX INC COM 64110L106 552 1045 SH DFND 1 1045 0 0 NETFLIX INC COM 64110L106 119 226 SH SOLE 0 226 0 0 ISHARES TR CORE US AGGBD ET 464287226 1028 8914 SH SOLE 0 8914 0 0 PROLOGIS INC. COM 74340W103 5898 49342 SH DFND 1 49342 0 0 PROLOGIS INC. COM 74340W103 9 75 SH OTR 3 75 0 0 PROLOGIS INC. COM 74340W103 18666 156162 SH SOLE 0 129147 0 27015 LABORATORY CORP AMER HLDGS COM NEW 50540R409 14858 53862 SH DFND 1 53862 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 44 160 SH OTR 3 160 0 0 LABORATORY CORP AMER HLDGS COM NEW 50540R409 28962 104992 SH SOLE 0 96981 0 8011 ISHARES TR SELECT DIVID ETF 464287168 418 3587 SH SOLE 0 3587 0 0 NORTHERN TR CORP COM 665859104 694 6000 SH SOLE 0 6000 0 0 ILLUMINA INC COM 452327109 302 639 SH SOLE 0 639 0 0 AIR PRODS & CHEMS INC COM 009158106 279 970 SH SOLE 0 970 0 0 SVB FINANCIAL GROUP COM 78486Q101 1169 2100 SH SOLE 0 2100 0 0 CONSOLIDATED EDISON INC COM 209115104 281 3920 SH SOLE 0 3920 0 0 SAP SE SPON ADR 803054204 343 2443 SH SOLE 0 2443 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 338 1566 SH SOLE 0 436 0 1130 EATON CORP PLC SHS G29183103 3339 22536 SH DFND 1 22536 0 0 EATON CORP PLC SHS G29183103 236 1590 SH OTR 3 1590 0 0 EATON CORP PLC SHS G29183103 12811 86454 SH SOLE 0 73093 0 13361 UDR INC COM 902653104 671 13701 SH SOLE 0 13701 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 4855 17133 SH DFND 1 17133 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 3291 11614 SH SOLE 0 11614 0 0 NOVO-NORDISK A S ADR 670100205 511 6100 SH SOLE 0 6100 0 0 BECTON DICKINSON & CO COM 075887109 608 2500 SH OTR 3 2500 0 0 BECTON DICKINSON & CO COM 075887109 11 47 SH SOLE 0 47 0 0 ENTERPRISE PRODS PARTNERS L COM 293792107 215 8918 SH SOLE 0 8918 0 0 YUM BRANDS INC COM 988498101 12523 108867 SH DFND 1 108867 0 0 YUM BRANDS INC COM 988498101 4639 40327 SH SOLE 0 40327 0 0 AMPHENOL CORP NEW CL A 032095101 593 8662 SH SOLE 0 8662 0 0 CABOT CORP COM 127055101 245 4300 SH SOLE 0 4300 0 0 WILEY JOHN & SONS INC CL A 968223206 610 10142 SH SOLE 0 10142 0 0 ALPHABET INC CAP STK CL A 02079K305 18301 7495 SH DFND 1 7495 0 0 ALPHABET INC CAP STK CL A 02079K305 147 60 SH OTR 3 60 0 0 ALPHABET INC CAP STK CL A 02079K305 43835 17952 SH SOLE 0 16550 0 1402 SPDR GOLD TR GOLD SHS 78463V107 558 3367 SH SOLE 0 3367 0 0 REGENERON PHARMACEUTICALS COM 75886F107 494 885 SH SOLE 0 85 0 800 INTUITIVE SURGICAL INC COM NEW 46120E602 9462 10289 SH DFND 1 10289 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 17573 19109 SH SOLE 0 18891 0 218 BLACKROCK INC COM 09247X101 109 125 SH OTR 3 125 0 0 BLACKROCK INC COM 09247X101 106 121 SH SOLE 0 121 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 4773 118148 SH DFND 1 118148 0 0 ROYAL DUTCH SHELL PLC SPONS ADR A 780259206 992 24554 SH SOLE 0 24554 0 0 FASTENAL CO COM 311900104 229 4400 SH SOLE 0 4400 0 0 VULCAN MATLS CO COM 929160109 8014 46038 SH DFND 1 46038 0 0 VULCAN MATLS CO COM 929160109 17415 100045 SH SOLE 0 87150 0 12895 AMERIPRISE FINL INC COM 03076C106 8743 35131 SH DFND 1 35131 0 0 GLOBE LIFE INC COM 37959E102 3780 39685 SH DFND 1 39685 0 0 GLOBE LIFE INC COM 37959E102 3 28 SH SOLE 0 28 0 0 FIDELITY NATIONAL FINANCIAL FNF GROUP COM 31620R303 507 11661 SH SOLE 0 11661 0 0 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1577 13289 SH SOLE 0 3400 0 9889 LEXICON PHARMACEUTICALS INC COM NEW 528872302 49 10618 SH SOLE 0 10618 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 4100 80416 SH DFND 1 80416 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 44 855 SH OTR 3 855 0 0 BROOKFIELD ASSET MGMT INC CL A LTD VT SH 112585104 19238 377354 SH SOLE 0 336491 0 40863 THERMO FISHER SCIENTIFIC INC COM 883556102 16773 33249 SH DFND 1 33249 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 27995 55493 SH SOLE 0 51666 0 3827 FIDELITY NATL INFORMATION SV COM 31620M106 3669 25897 SH DFND 1 25897 0 0 FIDELITY NATL INFORMATION SV COM 31620M106 17244 121721 SH SOLE 0 106190 0 15531 SALESFORCE COM INC COM 79466L302 8555 35024 SH DFND 1 35024 0 0 SALESFORCE COM INC COM 79466L302 33 135 SH OTR 3 135 0 0 SALESFORCE COM INC COM 79466L302 18817 77035 SH SOLE 0 66225 0 10810 INVESCO CURRENCYSHARES EURO EURO SHS 46138K103 377 3400 SH SOLE 0 3400 0 0 WHITE MTNS INS GROUP LTD COM G9618E107 594 517 SH SOLE 0 517 0 0 ROYAL BK CDA COM 780087102 294 2900 SH SOLE 0 2900 0 0 MASTERCARD INCORPORATED CL A 57636Q104 100 275 SH OTR 3 275 0 0 MASTERCARD INCORPORATED CL A 57636Q104 3065 8396 SH SOLE 0 2396 0 6000 ESSEX PPTY TR INC COM 297178105 957 3191 SH SOLE 0 3191 0 0 DIGITAL RLTY TR INC COM 253868103 2001 13300 SH SOLE 0 0 0 13300 F N B CORP COM 302520101 178 14452 SH SOLE 0 14452 0 0 ISHARES TR CORE S&P TTL STK 464287150 516 5229 SH SOLE 0 5229 0 0 ALLEGHANY CORP MD COM 017175100 261 392 SH SOLE 0 392 0 0 AEROVIRONMENT INC COM 008073108 200 2000 SH SOLE 0 2000 0 0 INVESCO EXCHANGE TRADED FD T FINL PFD ETF 46137V621 1251 64850 SH SOLE 0 64850 0 0 BLACKSTONE GROUP INC COM 09260D107 97 1000 SH OTR 3 1000 0 0 BLACKSTONE GROUP INC COM 09260D107 106 1088 SH SOLE 0 1088 0 0 SPDR INDEX SHS FDS MSCI ACWI EXUS 78463X848 1502 49739 SH SOLE 0 49739 0 0 ISHARES TR PFD AND INCM SEC 464288687 512 13010 SH SOLE 0 13010 0 0 BANK NEW YORK MELLON CORP COM 064058100 2777 54209 SH SOLE 0 54209 0 0 VANGUARD TAX-MANAGED INTL FD FTSE DEV MKT ETF 921943858 228 4431 SH SOLE 0 4431 0 0 SPDR SER TR BLMBRG BRC CNVRT 78464A359 208 2400 SH SOLE 0 2400 0 0 VISA INC COM CL A 92826C839 3266 13968 SH SOLE 0 1638 0 12330 PHILIP MORRIS INTL INC COM 718172109 1443 14561 SH SOLE 0 14561 0 0 INVESCO EXCH TRADED FD TR II PFD ETF 46138E511 355 23200 SH SOLE 0 23200 0 0 JANUS HENDERSON GROUP PLC ORD SHS G4474Y214 621 16000 SH SOLE 0 16000 0 0 INVESTORS BANCORP INC NEW COM 46146L101 215 15100 SH SOLE 0 15100 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 159 4339 SH OTR 3 4339 0 0 SPDR SER TR PORTFOLIO INTRMD 78464A375 118 3220 SH SOLE 0 3220 0 0 BROADCOM INC COM 11135F101 16086 33735 SH DFND 1 33735 0 0 BROADCOM INC COM 11135F101 48 100 SH OTR 3 100 0 0 BROADCOM INC COM 11135F101 29155 61143 SH SOLE 0 54557 0 6586 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 6605 167430 SH DFND 1 167430 0 0 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 25127 636935 SH SOLE 0 636935 0 0 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 4574 43995 SH SOLE 0 43995 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 294 3558 SH SOLE 0 3558 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 7640 73335 SH DFND 1 73335 0 0 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 28462 273198 SH SOLE 0 273198 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 6512 198047 SH DFND 1 198047 0 0 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 24405 742246 SH SOLE 0 742246 0 0 TESLA INC COM 88160R101 92 135 SH DFND 1 135 0 0 TESLA INC COM 88160R101 273 401 SH SOLE 0 401 0 0 NXP SEMICONDUCTORS N V COM N6596X109 13524 65739 SH DFND 1 65739 0 0 NXP SEMICONDUCTORS N V COM N6596X109 62 300 SH OTR 3 300 0 0 NXP SEMICONDUCTORS N V COM N6596X109 25791 125370 SH SOLE 0 115354 0 10016 VANGUARD INDEX FDS S&P 500 ETF SHS 922908363 758 1925 SH SOLE 0 1925 0 0 AIR LEASE CORP CL A 00912X302 438 10500 SH SOLE 0 500 0 10000 FACEBOOK INC CL A 30303M102 19784 56898 SH DFND 1 56898 0 0 FACEBOOK INC CL A 30303M102 45 130 SH OTR 3 130 0 0 FACEBOOK INC CL A 30303M102 30298 87135 SH SOLE 0 78540 0 8595 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 43 110 SH DFND 1 110 0 0 ZOOM VIDEO COMMUNICATIONS IN CL A 98980L101 196 506 SH SOLE 0 506 0 0 PALO ALTO NETWORKS INC COM 697435105 12927 34840 SH DFND 1 34840 0 0 PALO ALTO NETWORKS INC COM 697435105 45 120 SH OTR 3 120 0 0 PALO ALTO NETWORKS INC COM 697435105 27181 73253 SH SOLE 0 65074 0 8179 ISHARES INC CORE MSCI EMKT 46434G103 232 3466 SH SOLE 0 3466 0 0 ABBVIE INC COM 00287Y109 1666 14789 SH SOLE 0 14789 0 0 FIRST TR EXCHANGE-TRADED FD SENIOR LN FD 33738D309 240 5000 SH SOLE 0 5000 0 0 IQVIA HLDGS INC COM 46266C105 320 1321 SH SOLE 0 1321 0 0 ISHARES TR MSCI USA QLT FCT 46432F339 220 1658 SH SOLE 0 1658 0 0 ALPHABET INC CAP STK CL C 02079K107 11131 4441 SH DFND 1 4441 0 0 ALPHABET INC CAP STK CL C 02079K107 459 183 SH OTR 3 183 0 0 ALPHABET INC CAP STK CL C 02079K107 23895 9534 SH SOLE 0 8734 0 800 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 5066 66349 SH DFND 1 66349 0 0 NEXTERA ENERGY PARTNERS LP COM UNIT PART IN 65341B106 11907 155934 SH SOLE 0 139782 0 16152 ARK ETF TR INNOVATION ETF 00214Q104 4121 31512 SH DFND 1 31512 0 0 ARK ETF TR INNOVATION ETF 00214Q104 52 400 SH OTR 3 400 0 0 ARK ETF TR INNOVATION ETF 00214Q104 16641 127245 SH SOLE 0 122245 0 5000 KRAFT HEINZ CO COM 500754106 363 8912 SH SOLE 0 8912 0 0 PAYPAL HLDGS INC COM 70450Y103 36230 124295 SH DFND 1 124295 0 0 PAYPAL HLDGS INC COM 70450Y103 58565 200924 SH SOLE 0 191911 0 9013 PROSHARES TR SP500 EX ENRGY 74347B581 433 4660 SH SOLE 0 4660 0 0 AVANGRID INC COM 05351W103 231 4500 SH SOLE 0 4500 0 0 J P MORGAN EXCHANGE-TRADED F JPMORGAN DIVER 46641Q407 523 5410 SH SOLE 0 5410 0 0 FORTIVE CORP COM 34959J108 8134 116630 SH DFND 1 116630 0 0 FORTIVE CORP COM 34959J108 12031 172518 SH SOLE 0 164271 0 8247 YUM CHINA HLDGS INC COM 98850P109 9612 145093 SH DFND 1 145093 0 0 YUM CHINA HLDGS INC COM 98850P109 3087 46597 SH SOLE 0 46597 0 0 J P MORGAN EXCHANGE-TRADED F ULTRA SHRT INC 46641Q837 997 19658 SH SOLE 0 19658 0 0 DUPONT DE NEMOURS INC COM 26614N102 3991 51559 SH DFND 1 51559 0 0 DUPONT DE NEMOURS INC COM 26614N102 108 1397 SH OTR 3 1397 0 0 DUPONT DE NEMOURS INC COM 26614N102 14965 193315 SH SOLE 0 172495 0 20820 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 7163 170799 SH DFND 1 170799 0 0 BROOKFIELD RENEWABLE CORP CL A SUB VTG 11284V105 12799 305137 SH SOLE 0 276597 0 28540 PALANTIR TECHNOLOGIES INC CL A 69608A108 4432 168130 SH DFND 1 168130 0 0 PALANTIR TECHNOLOGIES INC CL A 69608A108 13418 509034 SH SOLE 0 439064 0 69970 APPLE INC COM 037833100 2 200 SH Call SOLE 0 200 0 0 APPLE INC COM 037833100 2 100 SH Call SOLE 0 100 0 0 NIKE INC CL B 654106103 0 500 SH Put SOLE 0 500 0 0 COSTCO WHSL CORP NEW COM 22160K105 0 200 SH Put SOLE 0 200 0 0 PAYPAL HLDGS INC COM 70450Y103 0 200 SH Put SOLE 0 200 0 0