8-K 1 form8kq32002.txt SECTION 906 CERTIFICATIONS BY CEO AND CFO FOR FORM 10-Q THIRD QUARTER 2002 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Date of Report (Date of earliest event reported): November 14, 2002 AUTO-GRAPHICS, INC. (Exact name of registrant as specified in its charter) California 0-4431 95-2105641 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification Number) 3201 Temple Avenue, Pomona, California 91768-3200 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number: (909) 595-7204 FORM 8-K ITEM 7. Exhibits Exhibit 1: Certification of Robert S. Cope, President pursuant to Section 1350, Chapter 63 of Title 18, United States Code adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002. Exhibit 2: Certification of Daniel E. Luebben, Chief Financial Officer pursuant to Section 1350, Chapter 63 of Title 18, United States Code adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002. ITEM 9. Regulation FD Disclosure Certifications of the President and Chief Financial Officer filed under Regulation FD pursuant to Section 1350, Chapter 63 of Title 18, United States Code adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002 and accompanies the Registrant's Quarterly Report on Form 10-Q for the period ended September 30, 2002. Information furnished in this Form 8-K is not deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section. It may only be incorporated by reference in another filing under the Securities Act of 1933 or the Exchange Act of 1934 or if such subsequent filing specifically references Item 9 of this Form 8-K. FORM 8-K SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AUTO-GRAPHICS, INC. (Registrant) Date: November 14, 2002 By: /s/ Robert S. Cope Robert S. Cope President Date: November 14, 2002 By: /s/ Daniel E. Luebben Daniel E. Luebben Chief Financial Officer and Secretary 3