-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, R4vTCIg9hfaU50l5znEuXXClEdKeaZTRvQVrNAY1sgyajhPFxT5USQyzvxDLCRN6 HWPVzNHBjmLW5L790ohL5w== 0000008598-02-000039.txt : 20021114 0000008598-02-000039.hdr.sgml : 20021114 20021114170656 ACCESSION NUMBER: 0000008598-02-000039 CONFORMED SUBMISSION TYPE: 8-K PUBLIC DOCUMENT COUNT: 3 CONFORMED PERIOD OF REPORT: 20021114 ITEM INFORMATION: Financial statements and exhibits ITEM INFORMATION: FILED AS OF DATE: 20021114 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AUTO GRAPHICS INC CENTRAL INDEX KEY: 0000008598 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-COMPUTER PROCESSING & DATA PREPARATION [7374] IRS NUMBER: 952105641 STATE OF INCORPORATION: CA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-K SEC ACT: 1934 Act SEC FILE NUMBER: 000-04431 FILM NUMBER: 02826092 BUSINESS ADDRESS: STREET 1: 3201 TEMPLE AVE CITY: POMONA STATE: CA ZIP: 91768 BUSINESS PHONE: 9095957204 MAIL ADDRESS: STREET 1: 3201 TEMPLE AVENUE CITY: POMONA STATE: CA ZIP: 91768 8-K 1 form8kq32002.txt SECTION 906 CERTIFICATIONS BY CEO AND CFO FOR FORM 10-Q THIRD QUARTER 2002 United States Securities and Exchange Commission Washington, D.C. 20549 FORM 8-K CURRENT REPORT Pursuant to Section 13 or 15(d) of the Securities Exchange Act of 1934. Date of Report (Date of earliest event reported): November 14, 2002 AUTO-GRAPHICS, INC. (Exact name of registrant as specified in its charter) California 0-4431 95-2105641 (State or Other Jurisdiction (Commission (I.R.S. Employer of Incorporation) File Number) Identification Number) 3201 Temple Avenue, Pomona, California 91768-3200 (Address of Principal Executive Offices) (Zip Code) Registrant's telephone number: (909) 595-7204 FORM 8-K ITEM 7. Exhibits Exhibit 1: Certification of Robert S. Cope, President pursuant to Section 1350, Chapter 63 of Title 18, United States Code adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002. Exhibit 2: Certification of Daniel E. Luebben, Chief Financial Officer pursuant to Section 1350, Chapter 63 of Title 18, United States Code adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002. ITEM 9. Regulation FD Disclosure Certifications of the President and Chief Financial Officer filed under Regulation FD pursuant to Section 1350, Chapter 63 of Title 18, United States Code adopted pursuant to Section 906 of The Sarbanes-Oxley Act of 2002 and accompanies the Registrant's Quarterly Report on Form 10-Q for the period ended September 30, 2002. Information furnished in this Form 8-K is not deemed "filed" for the purposes of Section 18 of the Securities Exchange Act of 1934 or otherwise subject to the liabilities of that section. It may only be incorporated by reference in another filing under the Securities Act of 1933 or the Exchange Act of 1934 or if such subsequent filing specifically references Item 9 of this Form 8-K. FORM 8-K SIGNATURES Pursuant to the requirements of the Securities and Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized. AUTO-GRAPHICS, INC. (Registrant) Date: November 14, 2002 By: /s/ Robert S. Cope Robert S. Cope President Date: November 14, 2002 By: /s/ Daniel E. Luebben Daniel E. Luebben Chief Financial Officer and Secretary 3 EX-1 3 form8kexhibit1.txt SECTION 906 CERTIFICATION BY CEO FOR FORM 10-Q THIRD QUARTER EXHIBIT 1 CERTIFICATION PURSUANT TO SECTION 1350, CHAPTER 63 OF TITLE 18, UNITED STATES CODE AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, I, Robert S. Cope, as President of Auto-Graphics, Inc. (the "Company"), hereby certify that to my knowledge: (1) the Company's Quarterly Report on Form 10-Q for the period ended September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Robert S. Cope -------------------------- Robert S. Cope President November 14, 2002 EX-2 4 form8kexhibit2.txt SECTION 906 CERTIFICATION BY CFO FOR FORM 10-Q THIRD QUARTER EXHIBIT 2 CERTIFICATION PURSUANT TO SECTION 1350, CHAPTER 63 OF TITLE 18, UNITED STATES CODE AS ADOPTED PURSUANT TO SECTION 906 OF THE SARBANES-OXLEY ACT OF 2002 Pursuant to Section 1350, Chapter 63 of Title 18, United States Code, as adopted pursuant to Section 906 of the Sarbanes-Oxley Act of 2002, I, Daniel E. Luebben, as Chief Financial Officer of Auto-Graphics, Inc. (the "Company"), hereby certify that to my knowledge: (1) the Company's Quarterly Report on Form 10-Q for the period ended September 30, 2002 as filed with the Securities and Exchange Commission on the date hereof (the "Report") fully complies with the requirements of Section 13(a) or 15(d) of the Securities Exchange Act of 1934; and (2) the information contained in the Report fairly presents, in all material respects, the financial condition and results of operations of the Company. /s/ Daniel E. Luebben ----------------------- Daniel E. Luebben Chief Financial Officer November 14, 2002 -----END PRIVACY-ENHANCED MESSAGE-----