0001140361-15-028964.txt : 20150729 0001140361-15-028964.hdr.sgml : 20150729 20150729143538 ACCESSION NUMBER: 0001140361-15-028964 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150727 FILED AS OF DATE: 20150729 DATE AS OF CHANGE: 20150729 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAPAN SMALLER CAPITALIZATION FUND INC CENTRAL INDEX KEY: 0000859796 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133553469 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 BUSINESS PHONE: 8008330018 MAIL ADDRESS: STREET 1: WORLDWIDE PLAZA STREET 2: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN OTC EQUITY FUND INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: MacHarg Marcia L CENTRAL INDEX KEY: 0001585107 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05992 FILM NUMBER: 151012331 MAIL ADDRESS: STREET 1: 309 WEST 49TH STREET CITY: NEW YORK STATE: NY ZIP: 10019 4 1 doc1.xml FORM 4 X0306 4 2015-07-27 0 0000859796 JAPAN SMALLER CAPITALIZATION FUND INC JOF 0001585107 MacHarg Marcia L 309 WEST 49TH STREET NEW YORK NY 10019 1 0 0 0 Common Stock 2015-07-27 4 P 0 945 10.61 A 945 D /s/ Marcia L. MacHarg 2015-07-29