0001140361-13-023616.txt : 20130531 0001140361-13-023616.hdr.sgml : 20130531 20130531172153 ACCESSION NUMBER: 0001140361-13-023616 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130531 FILED AS OF DATE: 20130531 DATE AS OF CHANGE: 20130531 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kim E. Han CENTRAL INDEX KEY: 0001503909 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-05992 FILM NUMBER: 13885971 MAIL ADDRESS: STREET 1: TWO WORLD FINANCIAL CENTER CITY: NEW YORK STATE: NY ZIP: 10281 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: JAPAN SMALLER CAPITALIZATION FUND INC CENTRAL INDEX KEY: 0000859796 STANDARD INDUSTRIAL CLASSIFICATION: UNKNOWN SIC - 0000 [0000] IRS NUMBER: 133553469 STATE OF INCORPORATION: MD FISCAL YEAR END: 0228 BUSINESS ADDRESS: STREET 1: 2 WORLD FINANCIAL CENTER STREET 2: BUILDING B, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1712 BUSINESS PHONE: 8008330018 MAIL ADDRESS: STREET 1: 2 WORLD FINANCIAL CENTER STREET 2: BUILDING B, 22ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10281-1712 FORMER COMPANY: FORMER CONFORMED NAME: JAPAN OTC EQUITY FUND INC DATE OF NAME CHANGE: 19920703 4 1 doc1.xml FORM 4 X0306 4 2013-05-31 0 0000859796 JAPAN SMALLER CAPITALIZATION FUND INC JOF 0001503909 Kim E. Han 2980 HICKORY LANE ANN ARBOR MI 48104 1 0 0 0 Common Stock 2013-05-31 4 P 0 5000 8.88 A 5000 D /s/ Rita Chopra-Brathwaite, as Attorney-in-Fact 2013-05-31 EX-24.1 2 poa1.htm POWER OF ATTORNEY Unassociated Document

 
Exhibit 24.1
 
 
POWER OF ATTORNEY
 
 
The undersigned, as a Director and/or officer of each of the registered investment companies listed below, hereby authorizes Kenneth L. Munt, Neil A. Daniele and Rita Chopra-Brathwaite or any of them, as attorney-in-fact, to sign on his or her behalf on any form, or any amendment to such form, required to be filed by the undersigned pursuant to the reporting requirements of Section 16(a) of the Securities Exchange Act of 1934 due to their capacity as a Director and/or officer for each of the following registered investment companies and to file, at the request of the undersigned, the same, with all exhibits thereto, with the Securities and Exchange Commission: Japan Smaller Capitalizaton Fund, Inc. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file Forms 3, 4, and 5 with respect to the undersigned's holdings of and transactions in securities issued by Japan Smaller Capitalizaton Fund, Inc. unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact.
 
 
Dated: November 22, 2010
 
         
/s/ E. Han Kim
        
Director/Officer Signature
        
         
 

 
         
E. Han Kim
        
Print Name
        
         
 

 
         
/s/ Kenneth L. Munt
        
Kenneth L. Munt
        
         
 

 
         
/s/ Neil A. Daniele
        
Neil A. Daniele
        
         
 

 
         
/s/ Rita Chopra-Brathwaite
        
Rita Chopra-Brathwaite