-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, MCzFJg5uklpYACybvDE/APD0VjF6ByOJApsLTja36OARnk4cb94wCSxNKtQdbUVz eyaaKE+QlpW4ivggUxa7XA== 0000950168-95-001060.txt : 19951214 0000950168-95-001060.hdr.sgml : 19951214 ACCESSION NUMBER: 0000950168-95-001060 CONFORMED SUBMISSION TYPE: 485B24E PUBLIC DOCUMENT COUNT: 2 FILED AS OF DATE: 19951116 EFFECTIVENESS DATE: 19951116 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: NATIONS INSTITUTIONAL RESERVES CENTRAL INDEX KEY: 0000859750 STANDARD INDUSTRIAL CLASSIFICATION: STATE OF INCORPORATION: MA FISCAL YEAR END: 0430 FILING VALUES: FORM TYPE: 485B24E SEC ACT: 1933 Act SEC FILE NUMBER: 033-33144 FILM NUMBER: 95594303 FILING VALUES: FORM TYPE: 485B24E SEC ACT: 1940 Act SEC FILE NUMBER: 811-06030 FILM NUMBER: 95594304 BUSINESS ADDRESS: STREET 1: ONE NATIONSBANK PLZ CITY: CHARLOTTE STATE: NC ZIP: 28255 BUSINESS PHONE: 8003425734 MAIL ADDRESS: STREET 1: ONE NATIONSBANK PLAZA CITY: CHARLOTTE STATE: NC ZIP: 28255 FORMER COMPANY: FORMER CONFORMED NAME: CAPITOL MUTUAL FUNDS DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: SEI CAPITOL FUNDS DATE OF NAME CHANGE: 19900318 485BPOS 1 CAPITOL MUTUAL FUND As filed with the Securities and Exchange Commission on November 16, 1995 Registration No. 33-33144; 811-6030 SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM N-1A REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933 [ ] Post-Effective Amendment No. 15 [x] REGISTRATION STATEMENT UNDER THE INVESTMENT COMPANY ACT OF 1940 [ ] Amendment No. 16 [x] (Check appropriate box or boxes) ------------------------ THE CAPITOL MUTUAL FUNDS (Exact Name of Registrant as specified in Charter) 111 Center Street Little Rock, Arkansas 72201 (Address of Principal Executive Offices, including Zip Code) -------------------------- Registrant's Telephone Number, including Area Code: (800) 321-7854 Richard H. Blank, Jr. c/o Stephens Inc. 111 Center Street Little Rock, Arkansas 72201 (Name and Address of Agent for Service) With copies to: Robert M. Kurucza, Esq. Carl Frischling, Esq. Marco E. Adelfio, Esq. Kramer, Levin, Naftalis, Morrison & Foerster Nessen, Kamin & Frankel 2000 Pennsylvania Ave., N.W., Suite 5500 919 Third Avenue Washington, D.C. 20006 New York, New York 10022 It is proposed that this filing will become effective (check appropriate box):
[ ] Immediately upon filing pursuant to Rule 485(b); or [x] on January 3, 1996 pursuant to Rule 485(b), or [ ] 60 days after filing pursuant to Rule 485(a), or [ ] on ___________ pursuant to Rule 485(a)(1) [ ] 75 days after filing pursuant to paragraph (a)(2) [ ] on (date) pursuant to paragraph (a)(2) of Rule 485 If appropriate, check the following box: [ ] this post-effective amendment designates a new effective date for a previously filed post-effective amendment. CALCULATION OF REGISTRATION FEE UNDER THE SECURITIES ACT OF 1933
Proposed Maximum Proposed Maximum Title of Securities Offering Price Per Aggregate Offering Amount of Being Registered Amount Being Share** Price* Registration Registered Fee Shares of Beneficial Indefinite* N/A N/A N/A Interest Shares of Beneficial 2,000,000,000 $1.00 $2,000,000,000 $400,000 Interest
* Registrant continues its election to register an indefinite number or amount of shares of beneficial interest under the Investment Company Act of 1940. The Rule 24f-2 Notice for Registrant's most recent fiscal year ended April 30, 1995 was filed on June 26, 1995. ** Registrant elects to calculate the maximum aggregate offering price pursuant to Rule 24e-2. Pursuant to this amendment, the Registrant is registering 2,000,000,000 Shares ($2,000,000,000 worth of Shares) for $400,000. The proposed maximum offering price per Share, as calculated pursuant to Rule 457(d) under the Securities Act of 1933 on the basis of the offering price of the Registrant's Shares on November 15, 1995, is $1.00. CONTENTS OF AMENDMENT This Post-Effective Amendment No. 15 to the Registration Statement of The Capitol Mutual Funds is comprised of the following papers and documents: 1. The facing sheet to register a definite number of Shares of beneficial interest; 2. Signatures pages; and 3. Exhibit Ex-99.B-10, the opinion and consent of Morrison & Foerster, counsel to the Registrant, as to the legality of the Shares being registered. With the exception of the items listed above, this Post-Effective Amendment No. 15 under the Securities Act of 1933 incorporates by reference all materials filed as part of Post-Effective Amendment No. 14 to Form N-1A for The Capitol Mutual Funds, File No. 33-33144. The sole purpose of this Post-Effective Amendment No. 15 is to register a definite number of additional Shares of beneficial interest of The Capitol Mutual Funds, pursuant to Rule 24e-2(a) under the Investment Company Act of 1940. PART C OTHER INFORMATION Item 24. Financial Statements and Exhibits (b) Exhibits (Ex-99.B.10)Opinion and consent of Morrison & Foerster SIGNATURES Pursuant to the requirements of the Securities Act of 1933 and the Investment Company Act of 1940, the Registrant certifies that it meets all the requirements for effectiveness of this Post-Effective Amendment to the Registration Statement pursuant to Rule 485(b) under the Securities Act of 1933 and has duly caused this Amendment to its Registration Statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Little Rock, State of Arkansas on the 15th day of November, 1995. THE CAPITOL MUTUAL FUNDS By: * A. Max Walker President and Chairman of the Board of Trustees By: /s/Richard H. Blank, Jr. Richard H. Blank, Jr. *Attorney-in-Fact Pursuant to the requirements of the Securities Act of 1933, this Post-Effective Amendment to the Registration Statement has been signed below by the following persons in the capacities and on the date indicated:
SIGNATURES TITLE DATE * President and Chairman November 15, 1995 ---------------------------------- (A. Max Walker) of the Board of Trustees (Principal Executive Officer) * Treasurer November 15, 1995 - - ---------------------------------- (Richard H. Rose) Vice President (Principal Financial and Accounting Officer) * Trustee November 15, 1995 - - ---------------------------------- (Edmund L. Benson, III) * Trustee November 15, 1995 - - ---------------------------------- (James Ermer) * Trustee November 15, 1995 - - ---------------------------------- (William H. Grigg) * Trustee November 15, 1995 - - ---------------------------------- (Thomas F. Keller) Trustee November 15, 1995 (Carl E. Mundy, Jr.) * Trustee November 15, 1995 - - ---------------------------------- (Charles B. Walker) * Trustee November 15, 1995 - - ---------------------------------- (Thomas S. Word) /s/ Richard H. Blank, Jr. Richard H. Blank, Jr. *Attorney-in-Fact
EX-99 2 EXHIBIT 99.B-10 Ex-99.B-10 [MORRISON & FOERSTER LETTERHEAD] November 16, 1995 The Capitol Mutual Funds 111 Center Street Little Rock, Arkansas 72201 Re: Post-Effective Amendment No. 15 to The Capitol Mutual Funds Registration Statement on Form N-1A Gentlemen: We have acted as counsel for The Capitol Mutual Funds, a Massachusetts business trust, (the "Trust"), in connection with the registration of 2,000,000,000 Shares of the Funds of the Trust pursuant to Post-Effective Amendment No. 15 to the Trust's Registration Statement on Form N-1A (SEC File Nos. 33-33144 and 811-6030) under the Securities Act of 1933. The registration of such Shares is being made in reliance on Rule 24e-2 under the Investment Company Act of 1940. We have been requested by the Trust to furnish this opinion as an exhibit to the Post-Effective Amendment to the Registration Statement. We have examined such records, documents, instruments, certificates of public officials and of the Trust, made such inquiries of the Trust, and examined such questions of law as we have deemed necessary for the purpose of rendering the opinion set forth herein. We have assumed the genuineness of all signatures and the authenticity of all items submitted to us as originals and the conformity with originals of all items submitted to us as copies. Based upon and subject to the foregoing, we are of the opinion that: The issuance and sale of the foregoing Shares registered pursuant to Rule 24e-2 have been duly and validly authorized by all appropriate action and upon delivery thereof and payment therefor in accordance with the Registration Statement, the Shares will be validly issued, fully paid and nonassessable. We consent to the inclusion of this opinion as an exhibit to Post-Effective Amendment No. 15 to the Trust's Registration Statement. Very truly yours, MORRISON & FOERSTER -----END PRIVACY-ENHANCED MESSAGE-----