0001127602-20-001110.txt : 20200106 0001127602-20-001110.hdr.sgml : 20200106 20200106160645 ACCESSION NUMBER: 0001127602-20-001110 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200102 FILED AS OF DATE: 20200106 DATE AS OF CHANGE: 20200106 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oberton Karleen Marie CENTRAL INDEX KEY: 0001314036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36214 FILM NUMBER: 20509698 MAIL ADDRESS: STREET 1: 250 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOLOGIC INC CENTRAL INDEX KEY: 0000859737 STANDARD INDUSTRIAL CLASSIFICATION: X-RAY APPARATUS & TUBES & RELATED IRRADIATION APPARATUS [3844] IRS NUMBER: 042902449 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 250 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: 5082632900 MAIL ADDRESS: STREET 1: 250 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2020-01-02 0000859737 HOLOGIC INC HOLX 0001314036 Oberton Karleen Marie 250 CAMPUS DRIVE MARLBOROUGH MA 01752 1 Chief Financial Officer Common Stock 2020-01-02 4 M 0 10375 21.45 A 39331 D Common Stock 2020-01-02 4 M 0 5973 23.82 A 45304 D Common Stock 2020-01-02 4 S 0 10375 51.662 D 34929 D Common Stock 2020-01-02 4 S 0 5973 51.849 D 28956 D Non-qualified Stock Option (Right to Buy) 21.45 2020-01-02 4 M 0 10375 0 D 2014-11-18 2020-11-18 Common Stock 10375 0 D Non-qualified Stock Option (Right to Buy) 23.82 2020-01-02 4 M 0 5973 0 D 2015-05-26 2021-05-26 Common Stock 5973 0 D Transaction pursuant to an existing 10b5-1 trading plan. Includes 4,401 restricted stock units/performance stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan. The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $51.55 to $51.785 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. The price reported is the weighted average price per share. Shares were sold in multiple transactions at prices ranging from $51.535 to $52.13 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer or a security holder of the Issuer, full information regarding the number of shares sold at each price. This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 18, 2013. This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, May 26, 2014. /s/ Patricia K. Dolan, attorney-in-fact for Ms. Oberton 2020-01-06