0001127602-19-032621.txt : 20191113 0001127602-19-032621.hdr.sgml : 20191113 20191113162838 ACCESSION NUMBER: 0001127602-19-032621 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20191111 FILED AS OF DATE: 20191113 DATE AS OF CHANGE: 20191113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Oberton Karleen Marie CENTRAL INDEX KEY: 0001314036 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36214 FILM NUMBER: 191214359 MAIL ADDRESS: STREET 1: 250 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: HOLOGIC INC CENTRAL INDEX KEY: 0000859737 STANDARD INDUSTRIAL CLASSIFICATION: X-RAY APPARATUS & TUBES & RELATED IRRADIATION APPARATUS [3844] IRS NUMBER: 042902449 STATE OF INCORPORATION: DE FISCAL YEAR END: 0928 BUSINESS ADDRESS: STREET 1: 250 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752 BUSINESS PHONE: 5082632900 MAIL ADDRESS: STREET 1: 250 CAMPUS DRIVE CITY: MARLBOROUGH STATE: MA ZIP: 01752 4 1 form4.xml PRIMARY DOCUMENT X0306 4 2019-11-11 0000859737 HOLOGIC INC HOLX 0001314036 Oberton Karleen Marie 250 CAMPUS DRIVE MARLBOROUGH MA 01752 1 Chief Financial Officer Common Stock 2019-11-11 4 A 0 1554 A 20083 D Common Stock 2019-11-11 4 A 0 9318 A 29401 D Non-qualified Stock Option (Right to Buy) 45.61 2019-11-11 4 A 0 30774 0 A 2029-11-11 Common Stock 30774 30774 D Represents performance stock units as to which the performance criteria has been satisfied but which remain subject to service-based vesting requirements. Performance stock units are settled in shares of common stock on a one-for-one basis. Includes 262 shares acquired pursuant to the Issuer's employee stock purchase plan since the date of the Reporting Person's most recently filed Form 4. Represents restricted stock units which vest in equal installments on each of the first three anniversaries of the grant date, November 11, 2019. Restricted stock units are settled in shares of common stock on a one-for-one basis. Includes 2,847 restricted stock units, the settlement of which has been deferred pursuant to the Issuer's Deferred Equity Plan. This option to purchase common stock becomes exercisable in equal installments on each of the first four anniversaries of the grant date, November 11, 2019. /s/ Patricia K. Dolan, attorney-in-fact for Ms. Oberton 2019-11-13