-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Q+4GRzFIfcK2RYjiz70ut8j6yZL/q3B73ja4Y39bFrtFFmqaPir6vbg4XXIxuQJ/ sjBAA0CMcKrQuYl1dOUP1g== 0000909518-04-000471.txt : 20040521 0000909518-04-000471.hdr.sgml : 20040521 20040521154648 ACCESSION NUMBER: 0000909518-04-000471 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040519 FILED AS OF DATE: 20040521 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEACOR HOLDINGS INC /NEW/ CENTRAL INDEX KEY: 0000859598 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 133542736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11200 RICHMOND AVENUE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77082 BUSINESS PHONE: 2818994800 MAIL ADDRESS: STREET 1: 11200 RICHMOND AVENUE STREET 2: SUITE 400 CITY: HOUSTON STATE: TX ZIP: 77082 FORMER COMPANY: FORMER CONFORMED NAME: SEACOR SMIT INC DATE OF NAME CHANGE: 19970515 FORMER COMPANY: FORMER CONFORMED NAME: SEACOR HOLDINGS INC DATE OF NAME CHANGE: 19950327 FORMER COMPANY: FORMER CONFORMED NAME: SEACORE HOLDINGS INC DATE OF NAME CHANGE: 19950313 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: GELLERT MICHAEL E CENTRAL INDEX KEY: 0001018650 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12289 FILM NUMBER: 04824203 BUSINESS ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 BUSINESS PHONE: 5025803778 MAIL ADDRESS: STREET 1: 500 WEST MAIN STREET CITY: LOUISVILLE STATE: KY ZIP: 40202 4 1 gellert5-21_form4ex.xml X0202 4 2004-05-19 0 0000859598 SEACOR HOLDINGS INC /NEW/ CKH 0001018650 GELLERT MICHAEL E C/O SEACOR HOLDINGS INC. 460 PARK AVENUE NEW YORK NY 10022 1 0 0 0 Common Stock 2004-05-19 4 A 0 125 0 A 625 D Common Stock 380262 I FN Stock Options (Right to Buy) 37.88 2004-05-19 4 A 0 3000 0 A 2014-05-19 Common Stock 3000 3000 D The options and stock awards being reported on this Form 4 were granted pursuant to SEACOR SMIT Inc.'s 2003 Non-Employee Director Share Incentive Plan. The zero ("0") in this column is a dummy amount, solely for the purpose of permitting the use of a descriptive footnote stating that the price is not applicable. Mr. Gellert may be deemed to be the indirect beneficial owner of, and to have an indirect pecuniary interest in, (i) 380,262 shares of Common Stock (as adjusted for stock splits) by virtue of his approximate 23% general partner interest in Windcrest Partners, L.P. ("Windcrest Partners"), the direct owner of such 380,262 shares. Mr. Gellert hereby disclaims beneficial ownership, and any pecuniary interest in, the 380,262 shares owned by Windcrest Partners in excess of his approximate 23% general partner interest in Windcrest Partners. The options are exercisable on the earlier to occur of (i) May 19, 2005 and (ii) the date of the first annual meeting of stockholders occurring after the date of the grant of the options, provided that the Reporting Person continues to serve as a director of the company on such date and provided, however, that the options become immediately exercisable upon (a) a change in control of the company or (b) the disability or death of the Reporting Person. /s/ Dick Fagerstal, Attorney-in-fact 2004-05-20 -----END PRIVACY-ENHANCED MESSAGE-----