0000859598-19-000072.txt : 20190910 0000859598-19-000072.hdr.sgml : 20190910 20190910192251 ACCESSION NUMBER: 0000859598-19-000072 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190906 FILED AS OF DATE: 20190910 DATE AS OF CHANGE: 20190910 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FABRIKANT CHARLES CENTRAL INDEX KEY: 0000942692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12289 FILM NUMBER: 191086484 MAIL ADDRESS: STREET 1: C/O SEACOR HOLDINGS INC. STREET 2: 2200 ELLER DRIVE, PO BOX 13038 CITY: FORT LAUDERDALE STATE: FL ZIP: 33316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEACOR HOLDINGS INC /NEW/ CENTRAL INDEX KEY: 0000859598 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 133542736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 ELLER DRIVE STREET 2: PO BOX 13038 CITY: FORT LAUDERDALE STATE: FL ZIP: 33316 BUSINESS PHONE: 954 523-2200 MAIL ADDRESS: STREET 1: 2200 ELLER DRIVE STREET 2: PO BOX 13038 CITY: FORT LAUDERDALE STATE: FL ZIP: 33316 FORMER COMPANY: FORMER CONFORMED NAME: SEACOR SMIT INC DATE OF NAME CHANGE: 19970515 FORMER COMPANY: FORMER CONFORMED NAME: SEACOR HOLDINGS INC DATE OF NAME CHANGE: 19950327 FORMER COMPANY: FORMER CONFORMED NAME: SEACORE HOLDINGS INC DATE OF NAME CHANGE: 19950313 4 1 wf-form4_156815775612060.xml FORM 4 X0306 4 2019-09-06 0 0000859598 SEACOR HOLDINGS INC /NEW/ CKH 0000942692 FABRIKANT CHARLES C/O SEACOR HOLDINGS INC. 2200 ELLER DRIVE FT. LAUDERDALE FL 33316 1 1 0 0 Executive Chairman and CEO Common Stock 2019-09-06 4 M 0 14983 44.46 A 521809 D Common Stock 2019-09-06 4 M 0 9117 28.80 A 530926 D Common Stock 2019-09-06 4 S 0 5176 47.8725 D 525750 D Common Stock 2019-09-06 4 S 0 18924 47.1883 D 506826 D Common Stock 2019-09-09 4 M 0 14983 28.05 A 521809 D Common Stock 2019-09-09 4 M 0 12018 22.24 A 533827 D Common Stock 2019-09-09 4 S 0 27001 47.352 D 506826 D Common Stock 2019-09-10 4 M 0 5866 28.80 A 512692 D Common Stock 2019-09-10 4 M 0 2965 22.24 A 515657 D Common Stock 2019-09-10 4 S 0 8831 47.251 D 506826 D Common Stock 800 I Eric Fabrikant 2009 Family Trust Common Stock 800 I Harlan Saroken 2009 Family Trust Common Stock 12000 I Sara Fabrikant 2012 GST Exempt Trust Common Stock 14826 I By Spouse Common Stock 18995 I Article Sixth Trust U/W/O Elaine Fabrikant FBO EF Common Stock 42121 I Charles Fabrikant 2009 Family Trust Common Stock 60000 I Charles Fabrikant 2012 GST Exempt Trust Common Stock 348529 I Fabrikant International Corporation Common Stock 85000 I VSS Holding Corp. Stock Options (right to buy) 44.46 2019-09-06 4 M 0 14983 0 D 2020-03-04 Common Stock 14983.0 0 D Stock Options (right to buy) 28.8 2019-09-06 4 M 0 9117 0 D 2020-03-04 Common Stock 9117.0 5866 D Stock Options (right to buy) 28.05 2019-09-09 4 M 0 14983 0 D 2020-03-04 Common Stock 14983.0 0 D Stock Options (right to buy) 22.24 2019-09-09 4 M 0 12018 0 D 2020-03-04 Common Stock 12018.0 2965 D Stock Options (right to buy) 28.8 2019-09-10 4 M 0 5866 0 D 2020-03-04 Common Stock 5866.0 0 D Stock Options (right to buy) 22.24 2019-09-10 4 M 0 2965 0 D 2020-03-04 Common Stock 2965.0 0 D The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.44 to $48.43 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.00 to $47.43 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.03 to $47.54 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.00 to $47.62 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. Reporting Person is the President and sole stockholder. On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc.(the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $71.62 to $46.21. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $46.21 to $44.46. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options. These options vested in five equal annual installments on 3/4/11, 3/4/12, 3/4/13, 3/4/14 and 3/4/15. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $47.34 to $30.55. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $30.55 to $28.80. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $46.19 to $29.80. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $29.80 to $28.05. On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $37.18 to $23.99. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $23.99 to $22.24. /s/ Wiiliam C. Long, Attorney-in-Fact 2019-09-10