0000859598-19-000072.txt : 20190910
0000859598-19-000072.hdr.sgml : 20190910
20190910192251
ACCESSION NUMBER: 0000859598-19-000072
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190906
FILED AS OF DATE: 20190910
DATE AS OF CHANGE: 20190910
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FABRIKANT CHARLES
CENTRAL INDEX KEY: 0000942692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12289
FILM NUMBER: 191086484
MAIL ADDRESS:
STREET 1: C/O SEACOR HOLDINGS INC.
STREET 2: 2200 ELLER DRIVE, PO BOX 13038
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEACOR HOLDINGS INC /NEW/
CENTRAL INDEX KEY: 0000859598
STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412]
IRS NUMBER: 133542736
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 ELLER DRIVE
STREET 2: PO BOX 13038
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33316
BUSINESS PHONE: 954 523-2200
MAIL ADDRESS:
STREET 1: 2200 ELLER DRIVE
STREET 2: PO BOX 13038
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33316
FORMER COMPANY:
FORMER CONFORMED NAME: SEACOR SMIT INC
DATE OF NAME CHANGE: 19970515
FORMER COMPANY:
FORMER CONFORMED NAME: SEACOR HOLDINGS INC
DATE OF NAME CHANGE: 19950327
FORMER COMPANY:
FORMER CONFORMED NAME: SEACORE HOLDINGS INC
DATE OF NAME CHANGE: 19950313
4
1
wf-form4_156815775612060.xml
FORM 4
X0306
4
2019-09-06
0
0000859598
SEACOR HOLDINGS INC /NEW/
CKH
0000942692
FABRIKANT CHARLES
C/O SEACOR HOLDINGS INC.
2200 ELLER DRIVE
FT. LAUDERDALE
FL
33316
1
1
0
0
Executive Chairman and CEO
Common Stock
2019-09-06
4
M
0
14983
44.46
A
521809
D
Common Stock
2019-09-06
4
M
0
9117
28.80
A
530926
D
Common Stock
2019-09-06
4
S
0
5176
47.8725
D
525750
D
Common Stock
2019-09-06
4
S
0
18924
47.1883
D
506826
D
Common Stock
2019-09-09
4
M
0
14983
28.05
A
521809
D
Common Stock
2019-09-09
4
M
0
12018
22.24
A
533827
D
Common Stock
2019-09-09
4
S
0
27001
47.352
D
506826
D
Common Stock
2019-09-10
4
M
0
5866
28.80
A
512692
D
Common Stock
2019-09-10
4
M
0
2965
22.24
A
515657
D
Common Stock
2019-09-10
4
S
0
8831
47.251
D
506826
D
Common Stock
800
I
Eric Fabrikant 2009 Family Trust
Common Stock
800
I
Harlan Saroken 2009 Family Trust
Common Stock
12000
I
Sara Fabrikant 2012 GST Exempt Trust
Common Stock
14826
I
By Spouse
Common Stock
18995
I
Article Sixth Trust U/W/O Elaine Fabrikant FBO EF
Common Stock
42121
I
Charles Fabrikant 2009 Family Trust
Common Stock
60000
I
Charles Fabrikant 2012 GST Exempt Trust
Common Stock
348529
I
Fabrikant International Corporation
Common Stock
85000
I
VSS Holding Corp.
Stock Options (right to buy)
44.46
2019-09-06
4
M
0
14983
0
D
2020-03-04
Common Stock
14983.0
0
D
Stock Options (right to buy)
28.8
2019-09-06
4
M
0
9117
0
D
2020-03-04
Common Stock
9117.0
5866
D
Stock Options (right to buy)
28.05
2019-09-09
4
M
0
14983
0
D
2020-03-04
Common Stock
14983.0
0
D
Stock Options (right to buy)
22.24
2019-09-09
4
M
0
12018
0
D
2020-03-04
Common Stock
12018.0
2965
D
Stock Options (right to buy)
28.8
2019-09-10
4
M
0
5866
0
D
2020-03-04
Common Stock
5866.0
0
D
Stock Options (right to buy)
22.24
2019-09-10
4
M
0
2965
0
D
2020-03-04
Common Stock
2965.0
0
D
The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.44 to $48.43 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.00 to $47.43 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.03 to $47.54 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $47.00 to $47.62 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Reporting Person is the President and sole stockholder.
On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc.(the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $71.62 to $46.21. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $46.21 to $44.46.
On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.
These options vested in five equal annual installments on 3/4/11, 3/4/12, 3/4/13, 3/4/14 and 3/4/15.
On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $47.34 to $30.55. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $30.55 to $28.80.
On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $46.19 to $29.80. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $29.80 to $28.05.
On June 2, 2017, the issuer completed the SMHI Spin-Off, in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $37.18 to $23.99. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $23.99 to $22.24.
/s/ Wiiliam C. Long, Attorney-in-Fact
2019-09-10