0000859598-18-000092.txt : 20181108
0000859598-18-000092.hdr.sgml : 20181108
20181108171650
ACCESSION NUMBER: 0000859598-18-000092
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20181106
FILED AS OF DATE: 20181108
DATE AS OF CHANGE: 20181108
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: FABRIKANT CHARLES
CENTRAL INDEX KEY: 0000942692
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-12289
FILM NUMBER: 181170619
MAIL ADDRESS:
STREET 1: C/O SEACOR HOLDINGS INC.
STREET 2: 2200 ELLER DRIVE, PO BOX 13038
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33316
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: SEACOR HOLDINGS INC /NEW/
CENTRAL INDEX KEY: 0000859598
STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412]
IRS NUMBER: 133542736
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 2200 ELLER DRIVE
STREET 2: PO BOX 13038
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33316
BUSINESS PHONE: 954 523-2200
MAIL ADDRESS:
STREET 1: 2200 ELLER DRIVE
STREET 2: PO BOX 13038
CITY: FORT LAUDERDALE
STATE: FL
ZIP: 33316
FORMER COMPANY:
FORMER CONFORMED NAME: SEACOR SMIT INC
DATE OF NAME CHANGE: 19970515
FORMER COMPANY:
FORMER CONFORMED NAME: SEACOR HOLDINGS INC
DATE OF NAME CHANGE: 19950327
FORMER COMPANY:
FORMER CONFORMED NAME: SEACORE HOLDINGS INC
DATE OF NAME CHANGE: 19950313
4
1
wf-form4_154171539292179.xml
FORM 4
X0306
4
2018-11-06
0
0000859598
SEACOR HOLDINGS INC /NEW/
CKH
0000942692
FABRIKANT CHARLES
C/O SEACOR HOLDINGS INC.
2200 ELLER DRIVE
FT. LAUDERDALE
FL
33316
1
1
0
0
Executive Chairman and CEO
Common Stock
2018-11-06
4
M
0
14983
16.60
A
492937
D
Common Stock
2018-11-06
4
M
0
14983
27.26
A
507920
D
Common Stock
2018-11-06
4
M
0
3534
26.07
A
511454
D
Common Stock
2018-11-06
4
S
0
25000
50.2858
D
486454
D
Common Stock
2018-11-07
4
M
0
11449
26.07
A
497903
D
Common Stock
2018-11-07
4
M
0
14983
25.62
A
512886
D
Common Stock
2018-11-07
4
S
0
25921
50.0883
D
486965
D
Common Stock
2018-11-07
4
S
0
311
51
D
486654
D
Common Stock
2018-11-07
4
S
0
200
51.19
D
486454
D
Common Stock
800
I
Eric Fabrikant 2009 Family Trust
Common Stock
800
I
Harlan Saroken 2009 Family Trust
Common Stock
12000
I
Sara Fabrikant 2012 GST Exempt Trust
Common Stock
14826
I
By Spouse
Common Stock
18995
I
Article Sixth Trust U/W/O Elaine Fabrikant FBO EF
Common Stock
42121
I
Charles Fabrikant 2009 Family Trust
Common Stock
60000
I
Charles Fabrikant 2012 GST Exempt Trust
Common Stock
85000
I
VSS Holding Corp.
Common Stock
348529
I
Fabrikant International Corporation
Stock Options (right to buy)
16.6
2018-11-06
4
M
0
14983
0
D
2019-03-04
Common Stock
14983.0
0
D
Stock Options (right to buy)
27.26
2018-11-06
4
M
0
14983
0
D
2019-03-04
Common Stock
14983.0
0
D
Stock Options (right to buy)
26.07
2018-11-06
4
M
0
3534
0
D
2019-03-04
Common Stock
3534.0
11449
D
Stock Options (right to buy)
26.07
2018-11-07
4
M
0
11449
0
D
2019-03-04
Common Stock
11449.0
0
D
Stock Options (right to buy)
25.62
2018-11-07
4
M
0
14983
0
D
2019-03-04
Common Stock
14983.0
0
D
The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $49.50 to $50.475 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $50.00 to $50.60 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote.
Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
Reporting Person is the President and sole stockholder.
Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest.
On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $28.44 to $18.35. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $18.35 to $16.60.
On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options.
This option became exercisable in five equal annual installments beginning on March 4, 2010 and ending on March 4, 2014.
On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $44.96 to $29.01. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $29.01 to $27.26.
On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $43.11 to $27.82. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $27.82 to $26.07.
On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $42.42 to $27.37. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $27.37 to $25.62.
/s/ Wiiliam C. Long, Attorney-in-Fact
2018-11-08