0000859598-18-000092.txt : 20181108 0000859598-18-000092.hdr.sgml : 20181108 20181108171650 ACCESSION NUMBER: 0000859598-18-000092 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20181106 FILED AS OF DATE: 20181108 DATE AS OF CHANGE: 20181108 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: FABRIKANT CHARLES CENTRAL INDEX KEY: 0000942692 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-12289 FILM NUMBER: 181170619 MAIL ADDRESS: STREET 1: C/O SEACOR HOLDINGS INC. STREET 2: 2200 ELLER DRIVE, PO BOX 13038 CITY: FORT LAUDERDALE STATE: FL ZIP: 33316 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: SEACOR HOLDINGS INC /NEW/ CENTRAL INDEX KEY: 0000859598 STANDARD INDUSTRIAL CLASSIFICATION: DEEP SEA FOREIGN TRANSPORTATION OF FREIGHT [4412] IRS NUMBER: 133542736 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 ELLER DRIVE STREET 2: PO BOX 13038 CITY: FORT LAUDERDALE STATE: FL ZIP: 33316 BUSINESS PHONE: 954 523-2200 MAIL ADDRESS: STREET 1: 2200 ELLER DRIVE STREET 2: PO BOX 13038 CITY: FORT LAUDERDALE STATE: FL ZIP: 33316 FORMER COMPANY: FORMER CONFORMED NAME: SEACOR SMIT INC DATE OF NAME CHANGE: 19970515 FORMER COMPANY: FORMER CONFORMED NAME: SEACOR HOLDINGS INC DATE OF NAME CHANGE: 19950327 FORMER COMPANY: FORMER CONFORMED NAME: SEACORE HOLDINGS INC DATE OF NAME CHANGE: 19950313 4 1 wf-form4_154171539292179.xml FORM 4 X0306 4 2018-11-06 0 0000859598 SEACOR HOLDINGS INC /NEW/ CKH 0000942692 FABRIKANT CHARLES C/O SEACOR HOLDINGS INC. 2200 ELLER DRIVE FT. LAUDERDALE FL 33316 1 1 0 0 Executive Chairman and CEO Common Stock 2018-11-06 4 M 0 14983 16.60 A 492937 D Common Stock 2018-11-06 4 M 0 14983 27.26 A 507920 D Common Stock 2018-11-06 4 M 0 3534 26.07 A 511454 D Common Stock 2018-11-06 4 S 0 25000 50.2858 D 486454 D Common Stock 2018-11-07 4 M 0 11449 26.07 A 497903 D Common Stock 2018-11-07 4 M 0 14983 25.62 A 512886 D Common Stock 2018-11-07 4 S 0 25921 50.0883 D 486965 D Common Stock 2018-11-07 4 S 0 311 51 D 486654 D Common Stock 2018-11-07 4 S 0 200 51.19 D 486454 D Common Stock 800 I Eric Fabrikant 2009 Family Trust Common Stock 800 I Harlan Saroken 2009 Family Trust Common Stock 12000 I Sara Fabrikant 2012 GST Exempt Trust Common Stock 14826 I By Spouse Common Stock 18995 I Article Sixth Trust U/W/O Elaine Fabrikant FBO EF Common Stock 42121 I Charles Fabrikant 2009 Family Trust Common Stock 60000 I Charles Fabrikant 2012 GST Exempt Trust Common Stock 85000 I VSS Holding Corp. Common Stock 348529 I Fabrikant International Corporation Stock Options (right to buy) 16.6 2018-11-06 4 M 0 14983 0 D 2019-03-04 Common Stock 14983.0 0 D Stock Options (right to buy) 27.26 2018-11-06 4 M 0 14983 0 D 2019-03-04 Common Stock 14983.0 0 D Stock Options (right to buy) 26.07 2018-11-06 4 M 0 3534 0 D 2019-03-04 Common Stock 3534.0 11449 D Stock Options (right to buy) 26.07 2018-11-07 4 M 0 11449 0 D 2019-03-04 Common Stock 11449.0 0 D Stock Options (right to buy) 25.62 2018-11-07 4 M 0 14983 0 D 2019-03-04 Common Stock 14983.0 0 D The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $49.50 to $50.475 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. The price reported in Column 4 is a weighted average price. The Common Shares were sold in separate transactions on the same day at prices ranging from $50.00 to $50.60 per share. The Reporting Person undertakes to provide to Issuer, any security holder of Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of Common Shares sold at each separate price within the range set forth in this footnote. Reporting Person's spouse is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. Reporting Person is a trustee. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. Reporting Person is the President and sole stockholder. Reporting Person is the President. Reporting Person disclaims beneficial ownership except to the extent of his pecuniary interest. On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $28.44 to $18.35. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $18.35 to $16.60. On June 2, 2017, in connection with the SMHI Spin-Off, these options were adjusted, resulting in the reporting person's ownership of 5,317 additional stock options. This option became exercisable in five equal annual installments beginning on March 4, 2010 and ending on March 4, 2014. On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $44.96 to $29.01. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $29.01 to $27.26. On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $43.11 to $27.82. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $27.82 to $26.07. On June 2, 2017, the issuer completed the spin-off of SEACOR Marine Holdings Inc. (the "SMHI Spin-Off"), in which the issuer distributed all shares of SMHI to the issuer's stockholders. The completion of the SMHI Spin-off resulted in an adjustment to the exercise price of these options from $42.42 to $27.37. On December 20, 2017, the issuer paid a dividend to its stockholders consisting of a portion of the issuer's shares of Dorian LPG Ltd., which resulted in a further adjustment to the exercise price of these options from $27.37 to $25.62. /s/ Wiiliam C. Long, Attorney-in-Fact 2018-11-08