-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, N6+c13N6e/Ze+wjODoOEzrdIWt8Z0DrJkvWXCBbZnZB87Q4OH9VOy9ntTTsRbZOU 86G/3lGbwpb8F8mPn5hhYQ== 0000859475-06-000002.txt : 20060105 0000859475-06-000002.hdr.sgml : 20060105 20060105141435 ACCESSION NUMBER: 0000859475-06-000002 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20060103 FILED AS OF DATE: 20060105 DATE AS OF CHANGE: 20060105 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TRIDENT MICROSYSTEMS INC CENTRAL INDEX KEY: 0000859475 STANDARD INDUSTRIAL CLASSIFICATION: SEMICONDUCTORS & RELATED DEVICES [3674] IRS NUMBER: 770156584 STATE OF INCORPORATION: DE FISCAL YEAR END: 0630 BUSINESS ADDRESS: STREET 1: 1090 E ARQUES AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085-4601 BUSINESS PHONE: 4089918800 MAIL ADDRESS: STREET 1: 1090 E ARQUES AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085-4601 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LIN FRANK C CENTRAL INDEX KEY: 0000903768 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-20784 FILM NUMBER: 06511895 BUSINESS ADDRESS: STREET 1: C/O TRIDENT MICROSYSTEMS INC STREET 2: 189 NORTH BERNARDO AVENUE CITY: MOUNTAIN VIEW STATE: CA ZIP: 94043 BUSINESS PHONE: 4089918800 MAIL ADDRESS: STREET 1: 1090 E ARQUES AVENUE CITY: SUNNYVALE STATE: CA ZIP: 94085-4601 4 1 edgar.xml PRIMARY DOCUMENT X0202 4 2006-01-03 0000859475 TRIDENT MICROSYSTEMS INC TRID 0000903768 LIN FRANK C 1090 EAST ARQUES AVENUE SUNNYVALE CA 94085-4601 1 1 1 0 CEO and Chairman Common Stock 2006-01-03 4 M 0 866 .785 A 292088 D Common Stock 2006-01-03 4 M 0 49134 1.1667 A 341222 D Common Stock 2006-01-04 4 M 0 50000 1.1667 A 391222 D Common Stock 2006-01-03 4 S 0 50000 18.9829 D 341222 D Common Stock 2006-01-04 4 S 0 50000 19.7703 D 291222 D Common Stock 45000 I By son Common Stock 40000 I By son Common Stock 31500 I By spouse Employee Stock Option (right to buy) .785 2006-01-03 4 M 0 866 0 D 2005-08-28 2013-08-28 Common Stock 866 0 D Employee Stock Option (right to buy) 1.1667 2006-01-03 4 M 0 49134 0 A 1998-07-21 2008-10-12 Common Stock 49134 119054 D Employee Stock Option (right to buy) 1.1667 2006-01-04 4 M 0 50000 0 D 1998-07-21 2008-10-12 Common Stock 50000 69054 D The shares were sold pursuant to a 10b5-1 trading plan. This option was previously reported as an option for 353,600 shares at an exercise price of $1.57 per share, but has been adjusted to reflect a 2-for-1 stock split on 11/18/05. Option vests in three annual installments beginning on 8/28/05 with 163,200 shares vesting on 8/28/05, 272,000 shares vesting on 8/28/06 and 272,000 shares vesting on 8/28/07. This option was previously reported as an option for 60,000 shares at an exercise price of $3.50 per share, but has been adjusted to reflect a 3-for-2 stock split on 12/12/03 and a 2-for-1 stock split on 11/18/05. Option vests in four annual installments beginning on 7/21/98 with 45,000 shares vesting on 7/21/98, 45,000 shares vesting on 11/21/99, 45,000 shares vesting on 11/21/00 and 45,000 shares vesting on 11/21/01. Frank Lin 2006-01-05 -----END PRIVACY-ENHANCED MESSAGE-----